Understanding War in Afghanistan

Understanding War

in Afghanistan

by Joseph J. Collins

“Understanding War in Afghanistan is an excellent primer on a hugely complex conict.

Joseph Collins—a veteran Afghan watcher, National War College professor, and respected

strategist—guides the reader expertly through the geography, history, and recent dynamics

of Afghanistan, providing a superb foundation for understanding the evolution of the effort

here. He concludes with a nuanced analysis of the current situation and considerations for

conict termination. Professor Collins’ book is an outstanding work for soldiers and diplomats

deploying for their rst tour in the shadow of the Hindu Kush; those with extensive time on

the ground will nd the annotated bibliography full of excellent suggestions for further study.”

—General David H. Petraeus

Commander

International Security Assistance Force, Afghanistan

“Understanding War in Afghanistan is an excellent book for journeyman students of Afghanistan.

Not only does it give them a summary of Afghanistan’s colorful geography and history, but it

also presents an up-to-date picture of where the war is heading and an informed discussion of

the range of choice for Afghanistan and its allies. This book is a great introduction to a difcult

subject, a must read for diplomats and military ofcers on their rst tour in South Asia.”

—Admiral James G. Stavridis, USN

“Professor Collins has combined mastery of the Afghan experience and great strategic insight

to produce the essential primer for the campaign in Afghanistan. His analysis claries the

key Afghan issues, the warghting experiences of the major combatants, and the regional

dynamics needed to develop options for this long campaign. His perspective establishes

the baseline needed by every American who will serve in Afghanistan or play a role in the

execution of future U.S. policy in that crucial region of the world.”

—John R. Ballard, Ph.D.

Dean of Faculty and Academic Programs

National War College

“This is the required text for ‘Afghanistan 101’—a primer that skillfully explains the realities

of a complicated country and America’s longest war. It is written in a clear, informative way

that is accessible to citizens, students, and civilian and military personnel who want or need

to learn more about one of the most important issues of our time. Highly recommended.”

—Dan Caldwell

Distinguished Professor, Pepperdine University

Author of Vortex of Conict: U.S. Policy Toward Afghanistan, Pakistan, and Iraq

Understanding War in Afghanistan Collins

Understanding War

in Afghanistan

Understanding War

in Afghanistan

by Joseph J. Collins

National Defense University Press

Washington, D.C.

2011

Opinions, conclusions, and recommendations expressed or implied

within are solely those of the contributors and do not necessarily rep-

resent the views of the Defense Department or any other agency of the

Federal Government. Cleared for public release; distribution unlimited.

Portions of this work may be quoted or reprinted without permission,

provided that a standard source credit line is included. NDU Press

would appreciate a courtesy copy of reprints or reviews.

Library of Congress Cataloging-in-Publication Data

Collins, Joseph J.

Understanding war in Afghanistan / by Joseph J. Collins.

p. cm.

Includes bibliographical references.

1. Afghan War, 2001- 2. Afghan War, 2001---Causes. 3.

Afghanistan--History--1989-2001. I. Title.

DS371.412.C65 2011

958.104’7--dc23

2011017235

First printing, June 2011

NDU Press publications are sold by the U.S. Government Printing

Ofce. For ordering information, call (202) 512–1800 or write to the

Superintendent of Documents, U.S. Government Printing Ofce,

Washington, D.C. 20402. For the U.S. Government On-Line Bookstore

go to: http://bookstore.gpo.gov.

Contents

Opening Thoughts ........................................vii

Preface .................................................ix

Maps ..................................................xiii

Introduction ..............................................1

Chapters

Land, People, and Culture ............................5

2 The Struggle for Independence, Modernization,

and Development ..................................15

3 The Saur “Revolution” and the

Soviet-Afghan War, 1978–1989 .......................25

4 Civil War and Advent of the Taliban ....................35

5 9/11 and the War Against the Taliban Government .......45

6 Insurgency: Theory and Practice .......................53

7 The Second War Against the Taliban and the Struggle to

Rebuild Afghanistan ................................63

8 The Surge ........................................81

9 A Current Assessment and Contending Options ..........89

10 Conclusion ......................................111

Suggestions for Further Reading ............................115

Notes ..................................................121

About the Author ........................................137

vii

Opening Thoughts

As we confront [future] decisions, it is well to remember what is at

stake. If we fail in Afghanistan, the state will fragment; there is no power

center yet standing on its feet and capable of taking our place. If Afghanistan

fragments, then parts of the country will again become the natural base for

those who have attacked not only us but also London and Madrid and who

have planned to blow up planes over the Atlantic. And a fragmented Af-

ghanistan will become the strategic rear and base for extremism in Pakistan,

a nation of 155 million people that is armed with nuclear weapons. This

will allow and facilitate support for extremist movements across the huge

swath of energy-rich Central Asia, as was the case in the 1990s.

—Ambassador Ronald E. Neumann, The Other War: Winning

and Losing in Afghanistan

Similarly, a setback in Afghanistan would be enormously empower-

ing to jihadists everywhere in the world but would also inict enormous

reputational damage on the United States (as the perception of U.S.

failure in Iraq in 2003–2006 did). Failure after the President recom-

mitted the United States to succeed in Afghanistan would support the

notion that America is incapable of capitalizing on its military power and

advantages (including the development of an extremely capable force

for conducting counterinsurgency operations). It would make dealing

with potential problems in Pakistan, Yemen, and Somalia (to name a

few) enormously harder.

—Ambassador Eric Edelman, Understanding America’s

Contested Primacy

Preface

This monograph is an intellectual primer on war in Afghanistan. I

come to this task through a string of accidents that has kept me involved

with war in Afghanistan as a Soldier and an academic for over 30 years.

It began in graduate school at Columbia University in New York City,

where I was privileged to study with some of the Nation’s greatest experts

on the Soviet Union and Central Europe, and with another superb crew

of scholars on war and peace issues. These interests came together with

the Soviet invasion of Afghanistan.

From 1980 to 1984, I worked on my dissertation on the Soviet in-

vasion under the guidance of two consummate professionals: Professors

Marshall Shulman, the former Advisor to Secretary of State Cyrus Vance

on Soviet affairs; and Zalmay Khalilzad, a young academic strategist who

later became a colleague in the Pentagon and still later Ambassador to

Afghanistan, his boyhood home, and then to Iraq. Three colleagues at

West Point were very helpful in my study of Afghanistan: then-Colonel

Ty Cobb, my boss, and a future senior director on the National Security

Council (NSC) staff; Visiting Professor Jerry Hudson, a superb Soviet

expert and a demanding coach; and the late Louis Dupree, the world’s

leading Afghanistan specialist, a scholar with a soldier’s heart. David Isby

and Bill Olson have also been friends and tutors on Southwest Asia since

1980. My former student and Army colleague Tom Lynch has joined their

ranks and has been especially helpful on the issue of modern-day Pakistan.

Sadly, a few years after leaving Columbia and my concurrent teach-

ing tour in the Department of Social Sciences at West Point, I watched

the Afghan war with the Soviet Union end, only to be replaced by a

civil war, then a war against the Taliban, and then a war prosecuted by

Understanding War in Afghanistan

the Taliban and al Qaeda against the Northern Alliance. As a result of

this endless war, Afghanistan has become one of the most devastated

countries on Earth.

In 2001, as Deputy Assistant Secretary of Defense for Stability Op-

erations (2001–2004), I was privileged to lead a team of Pentagon policy

experts who worked a key part of the Pentagon’s Afghanistan portfolio.

Inside the Pentagon, we took our orders from Under Secretary Doug

Feith and worked closely with his deputy, Bill Luti, and later the Defense

Department’s senior reconstruction and stabilization coordinator Dov

Zakheim, the department’s comptroller. My team interacted with an ac-

tive and productive interagency effort led by Ambassador Bill Taylor, and

later the NSC staff’s Tony Harriman. In my seven trips to the region, the

devastation of the country and the difculty of counterinsurgency stood

out starkly. On my last trip, I ew home next to the gurney of a severely

wounded paratrooper from the Alaska-based 4

Brigade Combat Team

(Airborne) of 25

Infantry Division. The severity of his wounds and the

devotion of his Air Force medics were vivid reminders of the costs of this

war and the continuing sacrice of our men and women in uniform.

I returned to academic life in 2004 and now teach at the National

War College, where I have been engaged in a full-time study of war on

the low end of the conict spectrum. Teaching remains the ultimate

learning experience, and this monograph owes much to the intellectual

stimulation my students provide. It could not have come about without

the help of many people. I would like to thank Vice Admiral Ann Ron-

deau, USN, President of the National Defense University, and Major

General Robert Steel, USAF, then-Commandant of the National War

College, for allowing me a sabbatical to complete this and other proj-

ects. My colleagues, Dan Caldwell of Pepperdine University; Jacqueline

Preface

Hazelton of Harvard University’s Belfer Center; Daniel Weggeland, a

veteran of service in Afghanistan on the development and counterinsur-

gency fronts; Colonel Vince Dreyer, USA, an Afghanistan veteran turned

academic expert; former Ambassador Ron Neumann; Jeff Hayes of the

NSC staff; and Lieutenant Colonel Jason Boehm, USMC, of the Joint

Staff, and Liz Packard of U.S. Central Command read the manuscript

and made great suggestions. Special thanks go to Admiral James Stavridis,

Supreme Allied Commander Europe. He, Colonel Mike Howard, USA,

and others at Supreme Headquarters Allied Powers Europe made many

insightful comments on the manuscript. General Peter Chiarelli, the

Vice Chief of Staff of the Army, and Lieutenant General Chuck Jacoby,

the Joint Staff, J5, were supportive throughout. As always, the creative

team at NDU Press added immeasurably to the nal product.

My wife Anita, along with my sons Joseph and Jude and their fam-

ilies, are my life and my moral support. They join me in dedicating

this monograph to the military personnel, diplomats, and civil servants

who have served in Iraq and Afghanistan. To paraphrase Sir Winston

Churchill, as we approach the 10

anniversary of 9/11, never have so

many Americans owed so much to so few of their countrymen. As always,

despite all of this support and assistance, any mistakes in this monograph

are my own.

xiii

Afghanistan

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LAMBERT CONFORMAL CONIC PROJECTION; STANDARD PARALLELS 3025'N3710'N 803282Al (G00878)1-08

Physiography

xvii

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Administrative Divisions

xix

Ethnolinguistic Groups

802551 (R00434)6-97

Introduction

This monograph aims to provide military leaders, civil servants, dip-

lomats, and students with the intellectual basis they need to prepare for

further study or for assignments in Afghanistan, a nation that has been at

war for 33 years. Ofcers in the Af-Pak Hands Program may also nd it

a useful starting point, but their intensive studies will quickly take them

beyond the scope of this work. Students or scholars may also nd it a

useful primer for learning about Afghanistan. By analyzing the land and

its people, recapping Afghan history, and assessing the current situation,

this work hopes to set a foundation upon which leaders and scholars can

begin their preparation for more specic tasks. It also will examine the

range of choice for future U.S. policy toward Afghanistan and give sug-

gestions for future study.

Much of the outline of recent events will be familiar to many read-

ers. Just 2 days before their 9/11 attack on the United States, al Qaeda

operatives posing as journalists succeeded in assassinating the command-

er of Northern Alliance forces, Ahmed Shah Massoud, inside his own

headquarters in northern Afghanistan. This act was an al Qaeda favor to

its Taliban brothers, a reward for their past support, and a down payment

on the grief that was about to descend on the Taliban from the United

States and its allies. With the heinous terrorist acts of 9/9 and 9/11, the

Afghan and American people became tied together in a common war

against al Qaeda and its fellow traveler, the Taliban.

After al Qaeda bombed our Embassies in Kenya and Tanzania

in 1998, the United States, the Kingdom of Saudi Arabia, and others

asked the Taliban to surrender Osama bin Laden. They refused. After

Understanding War in Afghanistan

al Qaeda’s attacks on New York, the Pentagon, and in Pennsylvania, the

Taliban again refused to turn over Osama bin Laden and his accom-

plices. With the backing of its allies and a United Nations (UN) Secu-

rity Council Resolution, the United States took decisive action. With

Special Operations Forces (SOF), CIA operatives, and U.S. airpower in

support, the Northern Alliance and friendly Pashtun tribes in the south

were able to vanquish the Taliban forces and chase them and their al

Qaeda allies into Iran and Pakistan. Sadly, both Mullah Omar and

Osama bin Laden escaped along with many of their key subordinates.

An international conference established an interim government with

Northern Alliance and anti-Taliban Pashtun representatives. Hamid

Karzai was named its interim leader.

The initial phases of Operation Enduring Freedom (OEF) in Af-

ghanistan were successful but not decisive. From 2002 to 2005, a small

American and international force tried to help Afghanistan to its feet.

There was modest and mainly unopposed progress in development,

governance, and the rule of law. With a “small footprint” force and not

very much aid money, efforts by the Kabul government and its partners

were not enough. The Taliban plotted a comeback and made detailed

preparations from its sanctuary in Pakistan. With a priority on operations

in Iraq, the United States was surprised at the virulence of the Taliban

attack that began in earnest in 2005. India attempted to offset Pakistani

inuence through aid and economic policy. Iran tried hard to protect

its interests in the west, and erratically aided the Taliban—its former en-

emy—in order to block the United States. China and Russia looked on

warily, often seeking economic benets. The Kingdom of Saudi Arabia

later tried to help make peace but was frustrated by the links between the

Taliban and the Kingdom’s mortal enemy, al Qaeda.

Introduction

Only in 2008, however, after the war in Iraq began to subside, was

the United States able to focus on its serious predicament in Afghani-

stan. The Obama administration redoubled U.S. efforts, stepped up

drone attacks against insurgent and terrorist leaders, and surged U.S.

civilian and military assets in hopes of bringing about conditions con-

ducive to peace. At the same time, President Barack Obama declared

that he would not support an endless war in Afghanistan. He noted his

intention to begin a conditions-based withdrawal of American forces in

the summer of 2011. Later, the NATO nations at the Lisbon Summit

established a target date of 2014 for Afghanistan to take charge of its

security nationwide.

How did the United States and its allies get to where they are today?

How can that coalition understand the many wars in Afghanistan over

the past 33 years? How should it dene its interests today? How can this

group of nearly 50 nations—working together as the International Secu-

rity Assistance Force (ISAF)—help to bring this war to an end? To answer

these questions, it is important to rst examine the land, its people, and

their culture (chapter 1). Next, we have to grapple with Afghan history

(chapter 2), the Soviet-Afghan War (chapter 3), and the conicts that fol-

lowed it (chapters 4 and 5). As we move to the current conict, we must

also understand the basic theory and concepts that underpin counterin-

surgency in the 21

century (chapter 6). This enables us to comprehend

what happened during the 2002–2010 timeframe (chapters 7 and 8).

Finally, we have to examine the potential choices that national leaders

face for the future (chapter 9). Throughout the text, I draw heavily on

my own published work with minimal citations.

The data in this study

are the best available in January 2011.

1. Land, People, and Culture

Geography, demography, and culture are among the great “givens”

of life. They can inuence every aspect of our existence. Knowing about

them is the rst step in learning about a state, its peoples, and its policies.

Afghanistan is slightly smaller than Texas, roughly 647,500 square

kilometers. Looking at the map, its most dominant feature is the Hindu

Kush mountains, which rise to 7,485 meters and cover all but the north

central and southwest portions of the country.

Even Kabul, the capi-

tal, lies at 1,789 meters in elevation. Semi-desert terrain is common in

the south and west and in the atter areas. Snow melt and a handful

of rivers, aided by intricate and sometimes ancient irrigation systems,

bring water to farmland in many regions. Only 14 percent of the land is

arable, a great limitation since farming and herding are the most com-

mon occupations. Afghanistan has as much as $1 trillion to $3 trillion

in mineral wealth, much of which was recently rediscovered and not

yet exploited.

Politically, Afghanistan today has an external border with Pakistan

measuring 2,430 kilometers (km), disputed since it was drawn by the

British along the Durand Line in 1893. It also has a border in the west

with Iran measuring 936 km as well as signicant borders with the former

Soviet republics and now independent nations of Turkmenistan (744

km), Uzbekistan (137 km), and Tajikistan (1,206 km). There is also a

short border with China (76 km) in the mountainous, sparsely populated

Wakhan Corridor in the northeast. Internally, Afghanistan is divided into

34 provinces, which are subdivided into nearly 400 districts. Afghanistan

has a poor nationwide transportation network. A primary road, often

referred to as the Ring Road, connects the major cities: Kabul in the

Understanding War in Afghanistan

east, Kandahar in the south, Herat in the west, and Mazar-i-Sharif in

the north. It was built with U.S. and Soviet help in the 1960s and rebuilt

by the United States, its coalition partners, and international nancial

institutions (IFIs) after 2001. Other primary roads connect Kabul to Ja-

lalabad in the east, not far from the Pakistan border. Another major road

runs from Kandahar in the south to the Chaman crossing, and then into

the Baluchistan Province of Pakistan. To compete with the Pakistani

geographic advantage, India and Iran have also built new roads, one of

which runs north from the Iranian port of Charbahar into the province

of Nimruz in Afghanistan, ultimately linking up with the Ring Road in

Delaram. Another Iranian-built road connects Islam Qala with Herat in

western Afghanistan. Thousands of kilometers of secondary and tertiary

roads have been built by allied forces, supporting aid agencies, and IFIs.

American generals and diplomats generally agree with the pithy observa-

tion of the current Ambassador and former commanding general, Karl

Eikenberry: “Where the roads end, the Taliban begins.”

Air and rail assets present a contrast. Air travel is fairly well devel-

oped for such a poor country. There are major airports in Kabul, at the

Bagram military facility north of Kabul, and in Kandahar. Mazar-i-Sharif

is the logistic hub to the north, and Jalalabad in the east, and Herat and

Shindand in the far west, also have airports. There are only 75 km of

railroad, connecting the north to Uzbekistan.

The population of Afghanistan is uncertain, but most experts believe

it to be in the range of 28–30 million people. Despite substantial repatria-

tion, more than two million Afghans remain refugees in Iran and Pakistan.

The population is young, with 44.6 percent under the age of 15 years.

The relatively high growth rate of 2.6 percent is moderated by some of the

highest infant and child mortality rates in the world. Life expectancy is 44

Land, People, and Culture

years. Less than 25 percent of Afghans live in urban areas compared to 67

percent of Iraqis. By denition, reconstruction or construction in Afghani-

stan will be about rural areas, which are some of the least developed in

the world. On the UN Human Development Index, which measures the

health, education, and economic life of a nation, Afghanistan has been

consistently ranked in the bottom 10 countries in the world.

Afghanistan is a multiethnic Muslim state. The most dominant

group is the Pashtuns (also called Pathans, Pushtuns, or Pakhtoons),

estimated at 40–42 percent of the population. There may be as many

as 400 tribes and clans of Pashtuns, although the war, refugee life, and

the Taliban have subverted the power of tribal and clan leaders. The

Pashtuns tend to live in the eastern and southern parts of the country,

but pockets of Pashtuns can be found in the north. While there are ap-

proximately 12 million Pashtuns in Afghanistan, there are twice as many

in Pakistan, mainly in the eastern parts, in Khyber Pakhtunkhwa (the

former Northwest Frontier Province), the Federally Administered Tribal

Areas (FATA), Baluchistan, and around Karachi. The 2,400 km border

between Pakistan and Afghanistan is often ignored by Pashtun tribes liv-

ing near it. Inside Afghanistan, perhaps the greatest intra-Pashtun fault

line is between southern or Durrani Pashtuns and the eastern or Ghilzai

Pashtuns. Inside Pakistan, tensions between Islamabad and the semiau-

tonomous tribes are constant. The Pashtun tribes in the FATA of Pakistan

and elsewhere have formed their own insurgent groups in recent years,

the most notable of which is the Tehrik-e-Taliban Pakistan.

The other major Afghan groups are the Tajiks at 27–30 percent, the

Hazara at 15 percent, and the Uzbek and Turkmen at 9–10 percent of the

total population. The remaining 13 percent or so come from smaller mi-

norities: Nuristani, Pashai, Aimaq, and others. Languages are also mixed,

Understanding War in Afghanistan

with about half speaking Dari (Afghan Persian, the lingua franca); 35

percent speaking Pashto (or Pushtu, the language of the Pashtun); and

11 percent—mostly Uzbek and Turkmen—speaking Turkic languages.

There are 30 known minor languages also spoken in Afghanistan.

Three groups dominate the non-Pashtun segment of Afghans. To-

gether, they constitute a majority of the population. The Dari-speaking

Tajiks are the second largest group. They are nontribal and dominate

the populations of Kabul, Mazar-i-Sharif, and Herat. Most nonurban

Tajiks are spread across the northeastern part of the country including

the famous Panjshir Valley. While most Tajiks are farmers, they have

“historically been the bedrock of the merchant community, bureaucrats,

and educated clergy” in Afghanistan.

Many analysts believed that the

Tajik formations under the late Commander Ahmed Shah Massoud were

the most effective ghters in the anti-Soviet war. They formed the core

of the Northern Alliance that retook Kabul in the fall of 2001.

The Hazaras, the next largest group, live mainly in the central high

plateau and in the north. Many of them have distinctive Mongol-like

features. Because of their appearance and the fact that most Hazaras are

Shia Muslims, they have often been treated badly by other Afghans, with

the Taliban being the last to mistreat them. For most of the modern era,

aside from the Taliban period of rule, the Sunni-Shia schism has not

been as divisive a factor in Afghanistan as it has been in Iraq.

The Turkic-speaking Uzbeks and Turkmen make up 10 percent of

the Afghan population. Many Uzbek and Turkmen families moved from

their non-Afghan homelands in Central Asia in the 20

century when the

Bolsheviks took over all of the republics of the then–Soviet Union. The Uz-

beks and Turkmen are famous for carpets and karakul sheep. The Uzbeks

are considered highly effective ghters on the ground or on horseback.

Land, People, and Culture

Most Afghans (not “Afghanis,” which refers to the local currency and

is considered by some Afghans as bad form if used to refer to people) are

Sunni Muslims (80 percent), with the balance—mainly Hazaras—being

Shia Muslims. Prior to the Soviet invasion of 1979, many observers saw

Afghans as rather laid-back Muslims. Tribal ways that run counter to

Islam may still hold sway in a few isolated areas. Pashtuns are dened by

their tribes and their folkways. As noted, however, these tribal structures

have been severely stressed by wars. Many who grew up in Pakistani refu-

gee camps lost track of their tribal roots, leaving them much more open

to the inuence of religious gures, called mullahs, and other nontribal

leaders. In all, the strict observance of Islam has grown across Afghanistan

since the war with the Soviet Union.

Since the Pashtuns dominate the nation’s leadership as well as that

of the Taliban, it is important to delve deeper into their culture. Pashtun

culture revolves around the Pashtunwali, their pre-Islamic code of honor.

It emphasizes honor, hospitality, protection of women, and revenge. Lou-

is Dupree, the late eminent Western specialist on Afghanistan, described

the Pashtunwali this way:

to avenge blood

to ght to the death for a person who has taken refuge with me

no matter what his lineage

to defend to the last any property entrusted to me

to be hospitable and provide for the safety of guests

to refrain from killing a woman, a Hindu, a minstrel, or a boy

not yet circumcised

to pardon an offense on the intercession of a woman of the

offender’s lineage, a Sayyid, or a Mullah

Understanding War in Afghanistan

to punish all adulterers with death

to refrain from killing a man who has entered a mosque or a

shrine of a holy man . . . also to spare the life of a man who

begs for quarter in battle.

Pashtun culture has helped to keep Afghanistan independent, but

it has also helped to make it a fractious place, rife with internal violence

within and between families and clans. Even conict between cousins is a

thread in all too many stories in this part of the world. Pashtuns, however,

have a tradition of tribal assemblies, or jirgas, that help them to resolve

problems and make group decisions. The term shura, an Arabic expression

meaning consultation, is also used to denote smaller consultative group-

ings. On a few occasions, the entire Afghan nation has formed a grand

assembly, a loya jirga, to approve a constitution or select a national leader.

Xenophobia is another aspect of Afghan culture. Throughout Af-

ghanistan, suspicion of foreigners is strong. This no doubt stems from in-

sularity and frequent invasions. Afghans are independence-minded. The

Pashtun warning to the government and to foreigners says it all: don’t

touch our women, our treasure, or our land. Non-Pashtun Afghans—58

percent of the population—generally share this attitude and have their

own set of hard feelings toward the dominant Pashtuns. Afghans of all

stripes have a strong sense of personal and national honor.

The Pashtuns form the largest group of Afghans and account for

nearly all of today’s insurgents inside the country. The Taliban (literally

“students”) started as an organized group in 1994. Although led by Af-

ghan Pashtuns, Pakistan has supported the movement from the outset.

The Taliban’s roots reach back to the war with the Soviets and to the

refugee Islamic school madrassa (madaris in the plural form) found in

Land, People, and Culture

Pakistan and in the countryside of southern Afghanistan. Often funded

by Muslim charities from the Gulf, these madaris were rudimentary

religious schools, but they were among the few schools of any sort that

were open to Afghans or Afghan refugees during the civil war. The mul-

lahs also fed and often housed their pupils. In these schools, country

mullahs taught their often illiterate students to memorize the Koran

and the hadith—the sayings of the Prophet. The students also learned

to revere the conduct of jihad as holy war and observe the pure practices

of the original Islam.

Many students became religious zealots, dedicated, honest, and

without much to lose. Their beliefs were anti-Western and antimaterial-

ist and favored old-time Islam, thus closely paralleling what Salasts

preached. Ahmed Rashid, a Pakistani scholar-journalist, saw the Taliban

this way:

These boys were from a generation that had never seen their coun-

try at peace. . . . They had no memories of their tribes, their elders,

their neighbors nor the complex ethnic mix of peoples that often

made up their villages and their homeland. These boys were what

the war had thrown up like the sea’s surrender on the beach of

history. They had no memories of the past, no plans for the future

while the present was everything. They were literally the orphans

of the war, the rootless and the restless, the jobless and the eco-

nomically deprived with little self-knowledge. They admired war

because it was the only occupation they could possibly adapt to.

Their simple belief in a messianic, puritan Islam which had been

drummed into them by simple village mullahs was the only prop

they could hold on to and which gave their lives some meaning.

Understanding War in Afghanistan

Part Pashtunwali, part radical Islam, and part the blowback of war,

the Taliban would rst rescue their country from lawlessness and then

abuse it, alienating the population and opening Afghanistan to interna-

tional ridicule. The Taliban, however, would survive an ouster and later

create an insurgency to try to take back power.

In all, the effects of geography, demography, and culture will

echo through the history of Afghanistan. First, the country is rugged,

landlocked, and difcult to get around in. It is also hard to conduct

trade or military operations in such terrain. The lack of good roads

combines with high elevations to complicate commerce, logistics,

and military operations. Local Afghans are accustomed to the terrain

and can outmaneuver the untrained or heavily burdened foreign-

er. Limited urbanization puts harsh demands on those who seek to

protect the population as well. Geographic conditions also compli-

cate the supply of a major expeditionary force operating 7,000 miles

from the continental United States. Supplies have to be own in, or

more often, arrive by sea in Karachi, southern Pakistan, and must

be trucked the length or width of the country to nd an entryway

into Afghanistan. Alternatively, supplies can follow a more tortuous

northern route through southern Russia and Central Asia into north-

ern Afghanistan. Another route begins in southeast Iran, but that, of

course, is not available to the United States.

Second, Afghanistan is not rich in farmland or other natural re-

sources. A low-level of factor endowments makes poverty a natural con-

dition. Iran and Pakistan control the outlets to the sea and to major

markets. Afghanistan has great potential mineral wealth, but it has been

whispered about for decades and will require enormous investment and

many years to exploit fully. Moreover, many developing countries have

Land, People, and Culture

had great difculties managing the foreign extraction of oil or minerals

and subsequently absorbing and disbursing the prots.

Third, geography favors local and tribal power structures. While

ofcials in Kabul have usually favored centralized arrangements, local

ofcials or tribal leaders have always held much residual power over their

populations. The highest powers in the capital have always had to con-

tend with local power centers. The most successful Afghan rulers have

found ways to control, co-opt, or otherwise work with tribal or regional

leaders. In the end, all politics in Afghanistan is local in extremis.

Finally, by the ironies of fate, Afghanistan has always stood between

contending powers, whether they came from Arabia, Iran, Russia, Great

Britain, al Qaeda, the United States, or even India and Pakistan. Greeks,

Persians, Arabs, and Mongols—Genghis Khan, Timur, Babur—as well

as the British Raj, have had a turn at making war in Afghanistan. It is not

true that Afghanistan has never been conquered. It is, however, accurate

to note that the physical conquest of Afghanistan has often brought only

a temporary Pyrrhic victory. National security policy has often had to

contend with the situation described by “the Iron Amir,” Abdur Rahman

Khan, who ruled Afghanistan from 1880 to 1901:

How can a small power like Afghanistan, which is like a goat

between these lions, or a grain of wheat between these two strong

millstones of the grinding mill, stand in the midway of the stones

without being crushed to death?

2. The Struggle for Independence,

Modernization, and Development

Afghanistan became a unied entity in the mid-1700s, a poor and

underdeveloped country in a very rough neighborhood. Its size, shape,

and degree of centralized power depended on leaders who, like Presi-

dent Karzai, were often from the Durrani confederation of southern

Pashtuns, and whose biggest and toughest rivals were often the Ghil-

zai, or eastern Pashtuns, who were famous for their rebelliousness and

martial spirit.

Beginning in the 1830s, Afghanistan fought two wars

over the issue of Russia’s feeble attempts at gaining inuence and using

Afghanistan against British India, which contained the territory of what

is now modern Pakistan. The Third Anglo-Afghan War was fought after

World War I for independence from British interference with Afghan

affairs. This competition was referred to as the “Great Game,” and

some writers extend the term to cover any great power competition

that involves Afghanistan.

The First Anglo-Afghan War, 1839–1842, was about blocking the

Russian inuence from the Indian border and extending British inu-

ence into Central Asia. The war began with a massive British invasion,

the toppling of ruler Dost Mohammad, and an occupation of Kabul and

other cities. After the British political agent was assassinated, the rem-

nants of the rst British expeditionary force (16,000 soldiers, dependents,

and camp followers) tried to retreat back into India.

They were nearly

all killed or dispersed, save for a lone regimental surgeon who returned

home to tell the tale. The subsequent British punitive expedition killed

thousands of Afghans and destroyed three cities, including Kabul. The

British then withdrew. Dost Mohammad again became the ruler—called

Understanding War in Afghanistan

shah or emir (or amir) in different eras—and spent the remainder of his

reign consolidating power, usually with a British subsidy.

In the Second Anglo-Afghan War, 1878–1880, disputes over poten-

tial Russian inuence on Kabul again produced a British ultimatum, a

rapid and successful invasion, a troubled occupation, a murdered British

envoy, and subsequent maneuver warfare. Abdur Rahman became emir

after a Pyrrhic victory for Great Britain. He pursued, in Barnett Rubin’s

phrase, “a coercion-intensive path to state formation” and ruled from

the center with an iron st (and signicant British subsidies) until his

death in 1901.

Rahman brought the country together and ruled well

but harshly. He was forced to accept the hated Durand Line drawn by

the British envoy, Sir Henry Mortimer Durand, to divide Afghanistan

from India. It also divided the Pashtuns, leaving a third of them in Af-

ghanistan and two-thirds in western India, which later became modern

Pakistan. The results of the rst two wars with Britain were longstanding

Afghan-British tensions, an increase in Afghanistan’s xenophobia, and

an unresolved issue over the homeland of the Pashtuns, which was split

between two countries.

In the rst two Anglo-Afghan wars, the Afghans earned a well-

justied reputation as erce ghters with a taste for sometimes no-

holds-barred battleeld behaviors and atrocities. Kipling allowed how

no sane British soldier would ever let himself be captured even if

wounded. His famous poem on basic soldiering gave new soldiers a

grisly prescription:

If your ofcer’s dead and the sergeants look white,

Remember it’s ruin to run from a ght:

So take open order, lie down, and sit tight,

The Struggle for Independence, Modernization, and Development

And wait for supports like a soldier.

Wait, wait, wait like a soldier. . . .

When you’re wounded and left on Afghanistan’s plains,

And the women come out to cut up what remains,

Jest roll to your rie and blow out your brains

An’ go to your Gawd like a soldier.

Go, go, go like a soldier,

So-oldier of the Queen!

Interestingly, the Afghan leaders fought against British encroachment,

but then after besting or severely vexing the British to establish that in-

dependence, often ended up taking subsidies from them. The British in

return received control over Afghan foreign policy. The subsidies were gen-

erally used to strengthen the Afghan army and further the internal power

of the central government in Kabul. This rather stable situation continued

until 1919, when a third Anglo-Afghan war, discussed below, won total

independence. In a great political paradox, Afghan rulers were strongest

within their nation when they were supported by foreign subsidies. Low

or no subsidies meant taxing the locals and, at times, harsh conscription.

These measures were never popular. The people were eager to salute the

national rulers but not eager to have them interfere with local autonomy.

The Third Anglo-Afghan War followed World War I and established

full independence. It began with the mysterious death of the old emir,

Habibullah, who did not want another war with Britain because it had paid

him a healthy subsidy. He had ruled peacefully for nearly two decades and

Understanding War in Afghanistan

kept Afghanistan neutral during the First World War. According to some

historians, the new emir, Amanullah—a third son who seized power from

those with stronger dynastic claims—was involved in his father’s death.

wanted a showdown with Great Britain. The Third Anglo-Afghan War in-

volved very few battles, but the British did manage to use biplanes to bomb

Jalalabad and Kabul. The war-weary British, however, soon gave in to Af-

ghan demands for full independence. The war ended British subsidies—a

key revenue source for Afghan leaders—and Great Britain’s encroachment

on Afghan sovereignty.

After victory in the third war, later celebrated as the beginning

of Afghan self-rule, Amanullah decided to modernize his kingdom.

He was the rst Afghan ruler to take aid and military assistance from

the Soviet Union. He announced reforms and predictably had to put

down a few revolts in the east over taxation, conscription, and social

changes, such as the education of women. A few years later, after re-

treating on his most objectionable reforms, Amanullah toured Europe

for a few months. In 1928, he returned with a notion of becoming

an Afghan version of Kemal Attaturk, the leader who made Turkey

a modern secular state. Amanullah again pursued what were drastic

reforms by Afghan standards, despite the fact that his previous attempts

at reform had sparked a revolt in the east. This time he went further

by removing the veil from women, pushing coeducation, and forcing

Afghans to wear Western-style clothing in the capital. He alienated the

conservative clergy, including those who had previously supported his

modernization program.

A revolt, the Civil War of 1929,

broke out, the weakened king abdi-

cated, and for 9 months a chaotic Afghanistan was ruled by Habibullah Ka-

lakani (also referred to as Bacha Saqao, the “son of the water carrier”), seen

The Struggle for Independence, Modernization, and Development

by many as a Tajik brigand. Order returned with a reluctant Nadir Shah on

the throne. He restored conservative rule only to be assassinated in 1933 by a

young man seeking revenge for the death of a family member. Nadir Shah’s

dynasty, called Musahiban after the family name, ruled from 1929 to 1978.

After Nadir Shah’s death, his teenage son, Zahir Shah, succeeded

to the throne, although his paternal uncles ruled as regents until 1953.

From 1953 to 1973, Zahir Shah ruled with various prime ministers,

the rst of which was his cousin, Prince Mohammed Daoud. During

Zahir Shah’s reign, Afghanistan managed to remain neutral in World

War II, began to develop economically with the help of foreign aid,

created a modern military with the help of the USSR, and stayed at an

uneasy peace with its neighbors. Trouble with the new state of Pakistan,

home to more than twice as many Pashtuns as Afghanistan, was a near

constant. The Durand Line was always an issue, and from time to time

the status of “Pashtunistan” was formally placed on the table by Afghan

nationalists who demanded a plebiscite. Afghanistan even cast the only

vote against Pakistan being admitted to the United Nations in 1947.

For its part, the United States did provide aid but in general was

much less interested in Afghanistan than the Soviet Union was. Quotes

often appeared in Embassy reports to Washington, such as:

For the United States, Afghanistan has at present limited direct

interest: it is not an important trading partner . . . not an access

route for U.S. trade with others . . . not a source of oil or scarce

strategic metals . . . there are no treaty ties or defense commit-

ments; and Afghanistan does not provide us with signicant de-

fense, intelligence, or scientic facilities. United States policy has

long recognized these facts.

Understanding War in Afghanistan

Afghanistan was much more important for the Soviet Union. It was

a neutral, developing state on the periphery of the USSR, beholden to

Moscow for economic and military aid which was generously applied,

especially in the early 1970s.

Daoud, the king’s cousin, served as prime minister from 1953 until

the start of the constitutional monarchy in 1964, which ended his term.

The king chafed under the tutelage of his cousin and had it written into

the constitution that no relative of the king could be a government min-

ister. The constitutional monarchy—a half-hearted attempt at democracy

with a parliament but no political parties—lasted about a decade until

1973, when the spurned Daoud, with the help of leftist army ofcers,

launched a bloodless coup while Zahir Shah was abroad. Five years

later, Daoud, who some inaccurately called “the Red Prince,” was him-

self toppled in a coup by the leftists on whom he had turned his back.

Another cycle of rapid and fruitless modernization efforts followed, ac-

companied by an unusually high amount of repression. The new and

more radical heirs of Amanullah were avowed communists, completely

bereft of common sense and out of touch with their own people. Their

power base was found among disaffected eastern Pashtun intellectuals

and Soviet-trained army ofcers.

A number of threads tie together the events of Afghan history in

the time between Abdur Rahman’s passing (1901) and the advent of

the People’s Democratic Party of Afghanistan (1978). They continue

to exist today, woven into a contemporary context dominated by war,

terrorism, globalization, radical Islam, and the information age. First,

Afghanistan was in drastic need of modernization, but radical mod-

ernizers like Amanullah and the communists easily ran afoul of en-

trenched interests and a very conservative populace in the countryside

The Struggle for Independence, Modernization, and Development

that jealously guarded its autonomy. Afghan leaders in Kabul have

usually had enormous formal power, but their direct rule has usually

extended only to the Kabul area and the environs of the ve major

cities. A successful Afghan emir or president must learn to share power

and deal effectively with local leaders.

Second, because of the perceived need to modernize, Afghanistan’s

intellectuals were awash with new ideas, some moderately Western, some

leftist (encouraged by close relations with the Soviet Union), and some

Islamist, although that group was small until the jihad against the Soviet

Union increased its strength. Islam became the ideology of the jihad

against the USSR, increasing in inuence as the war progressed, and

then again when the Taliban came to power. During this same period,

Pakistan, home to four million Afghan refugees, was undergoing its own

Islamization, rst under General and President Zia ul Haq, and later his

successors. Pakistani Islamization no doubt also inuenced the fervor

of Afghan refugees. Pakistani intelligence favored the fundamentalist

Pashtun groups among the seven major Afghan resistance groups in the

war against the Soviet Union.

Third, Afghanistan has often been politically unstable. Most of its

-century rulers were ousted or else killed in ofce or shortly after they

left. To review: Abdur Rahman, the Iron Emir, died in ofce in 1901

and was succeeded by his son and designated heir, Habibullah. As Bar-

nett Rubin wrote, “[His] peaceful succession was an event with no prec-

edent and so far, no sequel.”

Habibullah ruled for nearly two decades

before he was assassinated on a hunting trip in 1919 under mysterious

circumstances. Amanullah, his son, was ousted in 1929 for his efforts to

rapidly modernize the country. Habibullah Kalakani, a Tajik, ruled for

less than 9 months and was later executed. Next, Nadir Shah, a distant

Understanding War in Afghanistan

cousin of Amanullah, was offered the throne by an assembly of leaders.

He returned to conservative Afghan principles on women’s rights and

sharia law but was assassinated 4 years later in 1933. Zahir Shah ruled

from 1933 to 1973 until he was toppled in a coup by his cousin, Prince

Daoud (prime minister from 1953 to 1963 and president from 1973 to

1978). In turn, Daoud and his family were later killed by Afghan commu-

nists in the 1978 coup. Three of the next four communist rulers (Taraki,

Amin, and Najibullah) would be killed in or shortly after they left ofce.

Only Babrak Karmal would survive after being ousted in 1986 and then

exiled. Burhanuddin Rabbani succeeded Najibullah, but he was ousted

by the Taliban. President Karzai’s 12 predecessors have led tough lives:

all of them have been forced from ofce, with seven being killed in

the process. Still, the periods 1901–1919 and 1933–1973 were times of

relative stability, proof positive that good governance in Afghanistan is

problematical but not impossible. Instability has been common but is

in no sense preordained.

Fourth, most of the rulers of Afghanistan faced “center versus pe-

riphery” issues that tended to generate internal conicts. The intrusion of

central power deep into the countryside resulted in many revolts against

Amanullah, Daoud, and the four leaders of the People’s Democratic

Party of Afghanistan (PDPA): Taraki, Amin, Karmal, and Najibullah.

Overlaid on many of these center-periphery debates were rivalries for the

throne as well as tension between southern Pashtuns and their eastern

cousins. Again, interference with the people’s land, treasure, or women

would be perceived as issues in many of the well-intentioned reforms.

Alongside the modernization problem, Afghan rulers have usually been

short on revenue. Foreign aid was often needed for regime security and

basic population control. Many rulers have had to balance the tension

The Struggle for Independence, Modernization, and Development

between aid or subsidies on the one hand, and a strong desire for inde-

pendence on the other.

Fifth, Afghans are superb ghters. Long experience ghting conven-

tional armies and other tribes has made them expert warriors. Professor

Larry Goodson has written that the Afghans were:

ercely uncompromising warriors who excelled at political du-

plicity and guerrilla warfare. They mastered mobile hit and run

and ambush tactics and understood the importance of seasonal

warfare and tribal alliances against a common enemy. They were

comfortable ghting on the rugged terrain . . . and aware how

difcult it was for an invading army far from its home territory to

effectively prosecute a protracted guerrilla war.

Finally, external pressures from great powers had signicant effects.

Whether contending with Iran and Pakistan, ghting the Soviet Union or

Great Britain, or navigating the shoals of foreign aid from various suppli-

ers, conict and security tensions have been a hallmark of Afghan history.

These international pressures and invaders have generated a widespread

xenophobia that exists alongside the Afghans’ well-deserved reputation

for hospitality. A leader who rails against foreign inuence is playing to

a broad constituency. Afghanistan’s internal and international conicts

have also been the enemy of development and tranquility, and the people

continue to pay a high price.

3. The Saur “Revolution” and the Soviet-

Afghan War, 1978–1989

The relative stability of 1933 to 1978 gave way to insurrection, rst

against Afghan communists and later the invading Soviet Union. The

communist coup and the Soviet invasion touched off 33 years of war that

continues to the present.

In 1978, as President Daoud’s regime approached its fth year, he

realized that the leftists had grown strong during his rule. He began

to tack to the right, warming to the United States while relations with

Moscow cooled. A demonstration after the mysterious death of an Afghan

leftist alarmed Daoud, who put the leading members of the People’s

Democratic Party of Afghanistan under house arrest. The leaders of that

party called for a coup. A relatively small band of leftist army ofcers,

with some logistical help from Soviet advisors, attacked the palace, kill-

ing Daoud and his family. The Saur (April) Revolution, an urban coup

d’état, marked the birth of the Democratic Republic of Afghanistan.

The PDPA was one party with two very different factions. The Khalq

(Masses) faction, with great strength in the security services, was led by

Nur Mohammad Taraki and Hazullah Amin. A more moderate and

broad-based group, the Parcham (Banner) faction, was led by Babrak

Karmal. That party was soon pushed aside and its leader was sent abroad

on ambassadorial duties. The leaders of the Khalq faction, Taraki and

Amin were radical ideologues with a penchant for rapid modernization.

Their program—formed over Soviet objections—seemed almost de-

signed to bring about an insurrection. Its main features were land reform,

usury reform, and equal rights for women. All of these were unpopular.

Land reform was particularly destabilizing. It was brutally applied and

Understanding War in Afghanistan

was most unpopular among peasants, who saw it as immoral and incon-

sistent with Islam. On top of all of this, the PDPA changed the national

ag’s color from Islamic green to socialist red. Caught somewhat by sur-

prise, Moscow was publicly enthusiastic about the prospects for the new

regime but concerned that the PDPA was alienating the people. They

urged the PDPA to go slow at every turn. Soviet theorists were privately

scornful of a socialist revolution in what they viewed as a feudal state.

After the coup, PDPA relations with the United States were generally

correct but not very productive. Washington was concerned about the

regime and its open penetration by Soviet advisors but even more worried

about developments in neighboring Iran. In February 1979, U.S.-Afghan

relations nosedived when radicals in Kabul kidnapped U.S. Ambassador

Adolph “Spike” Dubs. Against American advice, a sloppy, Afghan-led, Sovi-

et-advised rescue attempt ended up killing the kidnappers and the Ambas-

sador. U.S. aid programs ended and the diplomatic prole was reduced.

At the same time, Afghanistan’s conscripted army was unstable and

not up to dealing with emerging mujahideen (holy warriors). Tensions

between Soviet advisors and Afghan commanders also grew. In March

1979, the insurgency took a drastic turn. A rebel attack against the city

of Herat, coupled with an army mutiny, resulted in the massacre of 50

Soviet ofcers and their dependents. Patrick Garrity wrote in 1980:

Soviet advisors were hunted down by specially assigned insur-

gent assassination squads. . . . Westerners reportedly saw Rus-

sian women and children running for their lives from the area of

the Soviet-built Herat Hotel. Those Russians that were caught

were killed: some were ayed alive, others were beheaded and

cut into pieces.

The Saur “Revolution” and the Soviet-Afghan War, 1978–1989

A leading gure in the attack on the Soviet advisors was then–Afghan

army Captain Ismail Khan, who later became a resistance leader and

then a regional warlord (who preferred the title emir), and thereafter a

Karzai cabinet ofcer.

The Kremlin was quite concerned. After lengthy debate, however,

Politburo principals rejected the use of the Soviet army. Yuri Andropov,

a former KGB head and future Soviet leader, gave his reasoning against

using Soviet troops: “We can suppress a revolution in Afghanistan only

with the aid of our bayonets, and that is for us entirely inadmissible.”

Foreign Minister Andrei Gromyko agreed and noted that other ad-

vances with the United States and Europe would be put in jeopardy

by using force.

The Afghan army conducted retaliation attacks in Herat, and Mos-

cow beefed up its advisory efforts. Throughout 1979, Soviet advisors

came to be found at nearly every echelon. Soviet pilots ew combat

missions. A succession of Soviet generals conducted assessments that

resulted in increases in advisors and equipment. Senior Soviet generals,

however, were steadfast in their opposition to sending in a Soviet expedi-

tionary force. They were keenly aware that this would iname the situa-

tion and that their formations were tailored for conventional war on the

plains of Europe, not for counterinsurgency in the Afghan mountains.

The Soviet leadership agreed with this assessment until the fall of 1979.

President Taraki visited Moscow in September 1979. He was told by

the Soviet leadership that he had to moderate his program and that the

major obstacle to change was his power hungry, radical prime minister,

Hazullah Amin. Taraki hatched a plot, but Amin learned of it and

countered with one of his own. Shortly after a photo of Taraki embracing

Brezhnev appeared on the front of Pravda, Taraki was killed by Amin’s

Understanding War in Afghanistan

henchmen. Amin then took the positions of defense secretary, prime

minister, president, and general secretary of the party.

The Soviet Union’s position of strength in Afghanistan was eroding,

opening the Central Asian Republics to possible contagion from radical

Islamists there. It appeared to Moscow that Washington might go to war to

rescue its hostages in Iran. Hazullah Amin had shamed the Soviet lead-

ership, and the military situation was spiraling out of control. The Soviet

leadership also believed that Amin had begun to reach out to the United

States for help. Soviet-American relations were at a low point. Despite

Gromyko’s sentiments months before, there were no prospective political

benets from the United States—already angry at Soviet aggressiveness in

the Third World—that would deter the Soviet Union from using the stick.

The debilitated Soviet leader, Leonid Brezhnev, and a group of

fewer than a half dozen Politburo members decided that the situation

had to be stabilized and then repaired. They ordered an invasion over

the objections of the chief of the general staff.

A post-decisional Central Committee memorandum signed by An-

dropov, Gromyko, and others made the case for the invasion. It accused

Amin of “murder,” establishing a “personal dictatorship . . . smearing the

Soviet Union,” and making efforts “to mend relations with America . . .

[by holding] a series of meetings with the American charge d’affaires in

Kabul.” They also accused Amin of attempting to reach “a compromise

with leaders of the internal counter-revolution.”

Based on these events

and the perceived requirements of the Soviet-Afghan Friendship Treaty,

the senior Politburo members wrote, “a decision has been made to send

the necessary contingent of the Soviet army to Afghanistan.” The intent

of the Soviet military operation was to unseat Amin and his close associ-

ates, install the pliable Babrak Karmal as president, show the ag in the

The Saur “Revolution” and the Soviet-Afghan War, 1978–1989

countryside, and hold the cities and lines of communication until the Af-

ghan security forces could be rebuilt. Soviet intentions proved the validity

of the old folk wisdom: there’s many a slip between the cup and the lip.

All of this came at the end of 1979, a time of great change in inter-

national relations. The Shah of Iran was overthrown and U.S. diplomats

were later taken hostage by the radical regime in Tehran. Israel and

Egypt signed the Camp David Accords, marking the high-water mark

of U.S. inuence in what had once been a Soviet ally. Islamist radicals

seized the Grand Mosque in Mecca but failed to bring down the mon-

archy there. A Pakistani mob, misguided by rumors of U.S. involvement

in the seizure of the mosque, burned the American Embassy in Islam-

abad. Finally, the December invasion of Afghanistan by the Soviet Union

added great stress to superpower relations. It was the rst time the Soviet

Union used its own forces to attack a nation outside the Warsaw Pact.

This drastic violation of Cold War expectations resulted in a proxy war

between the superpowers.

The Soviet invasion in late December 1979 was a well-executed

operation. Previously inltrated commandos moved on the palace and

killed Amin and his entourage. Paratroopers seized bases in and around

the capital. Two motorized rie divisions lled with reservists from the

Central Asia Republics—one from Termez in the north central region

and one from Kushka, Turkmenistan, in the west—brought the number

of Soviet troops to 50,000 by the end of the rst week of January 1980.

Over time, the reservists would be withdrawn and the Soviet force in-

creased to 130,000.

Karmal was not successful in unifying the government. Afghan army

forces that did not desert continued to perform poorly, just as the resis-

tance—energized by the invasion—moved into high gear. Soviet forces

Understanding War in Afghanistan

were not trained for counterinsurgency and, lacking recent experience

in mountain warfare, did not perform well in the Afghan environment.

Later, the Soviets would move in large-scale operations to clear areas of

strong mujahideen elements. They rarely held areas in the countryside

and never tried to govern them systematically. They did not see their

mission as protecting the population, nor did they exercise great care

regarding civilian casualties and collateral damage. Afghan refugees in-

creased, along with international outrage.

Soviet military efforts were hampered by slow learning within the

Soviet armed forces. It would take 5 years before they began agile strike

operations with air assault and airborne forces. A second problem was

international isolation and signicant support for the insurgents. The

invasion of Afghanistan was a heinous act, and even East European and

Cuban communists were slow to help. China and the United States kept

up a drumbeat of criticism. Washington instituted a grain embargo and

boycotted the Moscow Olympics. Moreover, Pakistan, Saudi Arabia, and

the United States, usually working through Pakistani intelligence, came

to the aid of the mujahideen, who maintained sanctuaries in Pakistan.

During the second Reagan administration, the mujahideen were pro-

vided with shoulder-red antiaircraft missiles, which took a serious toll

on Soviet aircraft. At its height, U.S. aid to the mujahideen, nearly all

distributed by Pakistan’s Inter-Services Intelligence (ISI) directorate, rose

to $400 million per year.

The deck was stacked against the Soviet military effort. As an avowed-

ly atheist foreign power, it had allied itself with a hated regime completely

out of step with the Afghan people. The government had little legitimacy.

The military tasks were daunting and the Karmal government had little

international support outside the Soviet Union. It had too few soldiers to

The Saur “Revolution” and the Soviet-Afghan War, 1978–1989

control the countryside, so they limited themselves to sweeps or clearing

operations. The enemy had a secure sanctuary and great amounts of in-

ternational support. A contemporary account noted that:

To date, Soviet strategy appears to have been to hold the major

centers of communications, limit inltration, and destroy local

strongholds at minimum costs to their own forces. In essence, the

Soviet strategy [was] one wherein high technology, superior tacti-

cal mobility, and repower are used to make up for an insufcient

number of troops and to hold Soviet casualties to a minimum. In

effect, Soviet policy seems to be a combination of scorched earth

and migratory genocide.

A new age dawned in the Soviet Union in 1985. Mikhail Gor-

bachev, a Communist reformer, became general secretary of the Com-

munist Party of the Soviet Union and leader of the tottering Soviet re-

gime, which had buried three of its previous rulers in as many years. A

dedicated communist, he set out to unleash his program of new think-

ing, democratization, openness, and restructuring on a Soviet Union

that found it to be very strong medicine. The war in Afghanistan t

Gorbachev’s transformational agenda, to borrow Stalin’s phrase, “like

a saddle ts a cow.”

The Soviet Union moved quickly to shore up Afghan leadership. In

1986, the increasingly ineffective Karmal was relieved, and the young

and dynamic Najibullah—a one-time medical student and the former

head of the Secret Police—was put in his place. While Najibullah tried

to remove the communist taint from his government, he rebuilt the army,

changed the name of the governing party, and formed alliances with

Understanding War in Afghanistan

local militias. He was not a man of scruples, but he was clever and got

things done.

Gorbachev apparently gave the Soviet army a year to ght on in

Afghanistan, provided extra resources, and encouraged its experimenta-

tion. The USSR pushed the reform of the Afghan army, and the Soviet

advisors and Najibullah’s cadres were quite successful in their last few

years at building the Afghan army and organizing friendly militia groups.

With the stalemate continuing, Gorbachev proceeded to negotiate

rst a withdrawal of Soviet forces, which was completed in February

1989, and then—along with his successors—an ineffective bilateral cut-

off of military aid to all combatants. Most people thought those actions

would soon bring an end to the war. They were wrong. Najibullah was

able to continue ghting for 3 years after the Soviet departure. His re-

gime, however, vanished shortly after the Soviet Union disappeared as

a state. Najibullah left the eld in 1992 but was unable to escape. The

civil war continued after Najibullah’s departure, rst among the so-called

Peshawar Seven groups

and then between those groups and the Taliban.

Before moving to the civil war and beyond, it is important to deal

with a common misperception. Some pundits, both American and Rus-

sian, see the United States today in the same boat in Afghanistan as

the USSR was in the 1980s, a second superpower bogged down in the

“graveyard of empires” and destined to meet the same fate.

This la-

bel overestimates the effects of defeats on Great Britain and the Soviet

Union. While the “graveyard of empires” is an important warning, it

should not be taken as a literal prediction for the United States and its

coalition partners.

There are many surface parallels and potential les-

sons, but the Soviet and American policy and operations in Afghanistan

were essentially different.

The Saur “Revolution” and the Soviet-Afghan War, 1978–1989

The United States is a superpower, but it is not an empire. It

does not need to occupy countries or replicate American governmen-

tal structures or political ideology to accomplish its long-term goals.

In Afghanistan, after having been attacked by resident terrorists, the

United States came to the aid of combatants ghting an unpopular

government recognized by only three countries. American forces did

not kill any U.S. allies and replace them with puppets during the inva-

sion. The Soviets forced over four million Afghans into exile, while

the United States created conditions where the vast majority of them

have returned.

In one sense, both Washington and Moscow were unprepared for

a protracted insurgency in Afghanistan. The Soviet Union, however,

fought with punishing fury in the countryside. War crimes and illegal

punitive operations were daily occurrences. There was no talk about

protecting the population; Soviet operations were all about protecting

the regime and furthering Soviet control. Today, the United States has

in large measure adapted to the insurgency and is working hard to pro-

tect the people, who are being besieged by the lawless Taliban, itself a

purveyor of war crimes and human rights violations.

The Soviet army’s enemy in Afghanistan was the whole nation;

the United States and its coalition partners—49 of them in 2010—are

ghting an extremist religious minority group of no more than 25,000

to 35,000 ghters whose national popularity rarely rises above 10 per-

cent.

Finally, the Soviet Union fought to secure an authoritarian state

with an alien ideology, while the United States and its allies are trying

to build a stable state with democratic aspirations where people have

basic freedoms and a claim on prosperity. Even in its beleaguered con-

dition, the Karzai regime—twice elected nationwide—has far more

Understanding War in Afghanistan

legitimacy than the Afghan communists ever did. Beyond the locale,

the importance of sanctuaries, and the great power status of the United

States and the Soviet Union, there are not a lot of similarities between

Moscow’s conict and the war being fought by the United States and

its coalition partners.

In the end, the Soviet experience in Afghanistan cost 15,000 Soviet

and a million Afghan lives, created a huge Afghan diaspora, left tens of

millions of mines on the ground, and hastened the demise of the Soviet

Union. Sadly, it did not create a better peace. In fact, it did not create

any peace. After the departure of the Soviet Union in 1989, a civil war

would continue to the start of the next century, rst against the Najibul-

lah regime, then among the mujahideen groups, and then between those

groups and the upstart Taliban. After the Taliban seized Kabul in the fall

of 1996, it continued to ght the non-Pashtun mujahideen, who reorga-

nized as the Northern Alliance.

4. Civil War and Advent of the Taliban

While many expected the departure of the Soviet army in February

1989 to mark the end of the war, it did not. The Najibullah regime—aided

by Soviet security assistance—was clever and built alliances around the

country. With a 65,000-man army, an air force of nearly 200 planes and

helicopters, and many well-paid militia units, Afghan government forces

were able to hold off the mujahideen. This fact became clear in May 1989,

when a number of mujahideen groups attacked, but failed to seize, the city

of Jalalabad in eastern Afghanistan. The army was simply a better and more

cohesive force than the fractious insurgents were. The disparate mujahi-

deen groups—dubbed the Peshawar Seven—failed to cooperate and often

fought viciously among themselves. Najibullah was well supported by the

Soviet Union and fought effectively for 3 years. In March 1992, lacking

foreign supporters after the demise of the Soviet Union, Najibullah stopped

ghting, but he was unable to leave the country and took refuge in the

UN Compound where he remained until seized by the Taliban in 1996.

Civil Wars: 1992–1996

In 1992, with UN help, a provisional government was formed to

rule the country. It failed because of inghting among the mujahi-

deen. The conict was particularly bitter between the eastern Pashtun,

Hezb-i-Islami followers of Gulbuddin Hekmatyar, who were supported

by Pakistan, and the Tajik ghters of Ahmed Shah Massoud’s Jamiat-i-

Islami, who came to control Kabul. Burhanuddin Rabbani, a Tajik and

the political head of the Jamiat-i-Islami group, was ultimately named

president; Gulbuddin Hekmatyar was designated prime minister of the

interim government; and Ahmed Shah Massoud was selected as defense

Understanding War in Afghanistan

minister. Sadly, the government never met at the conference table, only

on the urban battleeld.

The civil war featured erce ghting over Kabul—occupied by

Massoud but desired by Hekmatyar, his archrival—and in some other

major cities, which to that point had escaped most active combat. From

April 1992 to April 1993, much of Kabul was destroyed and 30,000 in-

habitants were killed, with another 100,000 wounded.

In other cities,

things were often more peaceful under the control of local warlords,

such as Ismail Khan in Herat and Abdul Rashid Dostum in Mazar-i-

Sharif. In many other places, however, law and order disintegrated.

Local or regional warlords were dominant and men with guns made the

rules. In Kandahar and other locations, rape, armed robbery, kidnap-

ping young boys, and other crimes of violence were all too common.

Fearing the instability growing in Afghanistan, and disenchanted

with the mujahideen groups it had assisted since 1980, the Pakistani

government began to slowly withdraw its support from them in 1994 in

favor of Afghan and Pakistani madrassa graduates called the Taliban,

a group focused on sharia-based law and order. The leaders of these

students were radical Islamists, many of whom were self-educated holy

men. While zealous and often devout, there were no great Koranic

scholars or religious thinkers among them, nor were there many en-

gineers, physicians, or experienced government bureaucrats. Taliban

leaders often supplanted Pashtun tribal leaders. They were led by Mul-

lah Mohammad Omar Akhund (also known as Mullah Mohammad

Omar Mujahid, or simply Mullah Omar), a country cleric from Kan-

dahar and a former anti-Soviet resistance commander who had lost an

eye in battle. His deputies included many wounded veterans of the war

with the Soviet Union.

Civil War and Advent of the Taliban

After a few small-scale local successes in the Kandahar region, a

Taliban eld force with modern weaponry emerged from Pakistan, rst

operating around Kandahar and then nationwide. They drew on recruits

from extremist madaris—Islamic schools—in Pakistan, and those located

from Ghazni to Kandahar in southern Afghanistan. Ahmed Rashid’s and

Anthony Davis’s research conrm that in Spin Boldak (adjacent to the

Pakistani province of Baluchistan), the Taliban seized “some 18,000 Ka-

lashnikovs, dozens of artillery pieces, large quantities of ammunition, and

many vehicles” that belonged to Pakistan’s ISI and were being guarded

by ghters from the Hezb-i-Islami group.

Martin Ewans, a former British

diplomat, reported:

The Taliban forces that proceeded to advance through Afghani-

stan in the winter of 1994–95 were equipped with tanks, APCs,

artillery, and even aircraft, but however much equipment they

may have acquired in Spin Boldak, Kandahar or elsewhere, they

could not despite energetic denials, have operated without train-

ing, ammunition, fuel, and maintenance facilities provided by

Pakistan. . . . Within no more than six months, they had mo-

bilized possibly as many as 20,000 ghting men . . . many [of

whom] were Pakistanis.

With Pakistani advice and armaments, the unied Taliban sliced

through the outlaw gunmen and contending mujahideen groups with

great alacrity. In 1994, they took Kandahar and then other major cities. In

1996, the disintegrating Rabbani regime lost Kabul to the Taliban, aided

by the defections of Gulbuddin Hekmatyar and Jalaluddin Haqqani, who

ended up allied with the Taliban. In September 1996, the Taliban took

Understanding War in Afghanistan

Najibullah and his brother from the UN Compound, tortured and killed

them, dragged their bodies behind vehicles, and then hung the pair on a

lamppost near the Presidential Palace.

Commander Massoud made an

orderly retreat to the north, where he was later joined by Hazara ghters

and Uzbeks under Commander Dostum.

The Taliban pursued and took Mazar-i-Sharif, lost it, and seized it

again. On the Taliban’s second capture in 1998, seeking revenge for past

massacres against its own cadres, its forces massacred Hazara defenders

and also killed Iranian diplomats, causing an international crisis that

drove a deep divide between the Sunni Taliban and the Shia regime in

Tehran. In all, the new Northern Alliance of Tajik, Uzbek, and Hazara

ghters never occupied more than 15–20 percent of the countryside.

The Taliban, aided by al Qaeda–trained Afghan and foreign cadres, kept

up pressure on the Northern Alliance until 2001.

The Taliban set up its capital in Kabul and appointed ministers, but the

command element remained in Kandahar with Mullah Omar. It often con-

tradicted Kabul’s repressive and at times ludicrous government. Clever with

religious symbols, Mullah Omar literally put on the cloak of the Prophet

Mohammad, which was kept in a Kandahar shrine, and proclaimed himself

Amir-ul-Mominin, Commander of the Faithful, raising his status among even

the most radical extremists. Al Qaeda seniors and the Pakistani Taliban have

always accorded Mullah Omar great respect and acknowledge him with his

self-awarded title. The Taliban regime was recognized as legitimate by only

three nations: Pakistan, the United Arab Emirates, and Saudi Arabia, though

the latter two maintained only a limited diplomatic presence in Kabul. The

United States and United Nations continued to give aid to the people, but Af-

ghanistan’s seat at the United Nations and most embassies abroad remained

occupied by representatives of the previous regime led by Rabbani.

Civil War and Advent of the Taliban

The Rule of the Taliban

Having taken control of the country and implemented sharia-based

law and order, the Taliban appeared to be puzzled by how to run the

government or manage the economy, which went from bad to worse,

especially when UN sanctions for narcotics trafcking and droughts were

added to the mix. Public health, in part because of Taliban-imposed

restrictions on the mobility of female midwives, declined markedly.

These failures were intimately connected to the Taliban itself and what

they practiced. They generally opposed progress and modernity. French

scholar Olivier Roy noted:

The men who formed the original core of the Taliban had learned

and imparted a version of Islam that differed signicantly from

other fundamentalists. . . . [The] Madrassa education instilled

in Pakistan focused on returning Afghan society to an imagined

pre-modern period in which a purer form of Islam was practiced

by a more righteous Muslim society. This made the Taliban ap-

proach to governance somewhat utopian in its attempt to battle

the enemies of modernity and non-orthodoxy.

In light of these leanings, the Taliban victory decrees were under-

standable and even predictable. On taking Kabul, the Taliban’s decrees

were among the most repressive public policy decrees ever issued. Here

are their cardinal elements:

 prohibition against female exposure [or being outside without

burka and male relative]

 prohibition against music

Understanding War in Afghanistan

 prohibition against shaving

 mandatory prayer

 prohibition against the rearing of pigeons and bird ghting

 eradication of narcotics and the users thereof

 prohibition against kite ying

 prohibition against the reproduction of pictures

 prohibition against gambling

 prohibition against British and American hairstyles

 prohibition on interest on loans, exchange charges, and charges

on transactions

 prohibition against [women] washing clothes by the

river embankments

 prohibition against music and dancing at weddings

 prohibition against playing drums

 prohibition against [male] tailors sewing women’s clothes or

taking measurements of women

 prohibition against witchcraft.

The Ministry for the Promotion of Virtue and the Extermina-

tion of Sin was quite active. Women who disobeyed the directives

could be beaten by the religious police. Public executions for serious

criminals or adulterers were well publicized. The Taliban forced

women to wear the burka, or as it is more commonly called in Af-

ghanistan, the chadari, a one-piece body covering where women looked

out at the world through a slit or a four-by-six-inch piece of mesh sewn

into the headpiece. The Taliban’s measures annoyed many Afghans,

Civil War and Advent of the Taliban

especially in the urban areas where life had been traditionally

less restrictive.

In addition to human rights violations, the Taliban declared war on

art, no doubt aided by their ascetic brethren in al Qaeda, who had simi-

lar puritanical beliefs. Thousands of books were burned. The national

museum in Kabul, the repository of many pre-Islamic relics and works

of art, was systematically vandalized by Taliban operatives eager to rid Af-

ghanistan of the graven images of its past. The possession of Western-style

fashion magazines became a crime. Works of art or history books showing

human faces or female forms were destroyed. The animals in the Kabul

Zoo were tortured or killed by Taliban rank and le. Only a few specimens,

including a blind lion and a bear whose nose had been cut off by a Talib,

survived to 2001.

At the height of this fervor, against the objections of the

UN and many nations, the Taliban destroyed the Bamiyan Buddhas, two

pre-Islamic, 6

century A.D. sandstone sculptures carved directly from a

cliff—one 150 feet and the other 121 feet in height. The Taliban saw them

as idols and not ancient works of art, a point with which their al Qaeda

benefactors agreed.

As heinous as their domestic policies were, the worst aspect of Taliban

governance was its virtual adoption of the al Qaeda terrorist organization.

Osama bin Laden came back to Afghanistan in 1996, shortly before the

Taliban took Kabul. He had fought there with the mujahideen for short

periods during the Soviet war. His duties had included a little ghting,

much fund-raising in Pakistan, and the supervision of construction efforts.

After a few years at home, he was ousted rst from Saudi Arabia in 1991 for

objecting to the introduction of U.S. forces during the Gulf War, and then

from Sudan in 1996 because he had become a threat to the regime. Neither

country would put up with his revolutionary activities and radical ways.

Understanding War in Afghanistan

Osama bin Laden reportedly saw Afghanistan as the rst state in a

new Islamic caliphate. Although he did not know Mullah Omar before-

hand, bin Laden held him in high regard, and intermarriage took place

between the inner circles of al Qaeda and the Taliban.

In return for

his sanctuary and freedom of action, bin Laden provided funds, advice,

and, most important, trained cadres, Afghan or otherwise, for the Tali-

ban war machine. Pakistan was also generous in support of its allies in

Afghanistan, which it saw as a sure bulwark against Indian inuence. In

1998 alone, Pakistan provided $6 million to the Taliban.

In Afghanistan, bin Laden took over or set up training camps for al Qa-

eda and Taliban recruits. As many as 20,000 Afghan and foreign recruits may

have passed through the camps.

Many of these trainees received combat

experience in ghting the Northern Alliance, raising al Qaeda’s value in the

eyes of the Taliban leadership. Afghanistan became a prime destination for

international terrorists. In February 1998, bin Laden declared war on the

United States from his safe haven in Afghanistan. Accusing the Americans

of occupying Arabia, plundering its riches, humiliating its leaders, attack-

ing Iraq, and more, bin Laden claimed that de facto the United States had

declared war on Islam and its people. In an allegedly binding fatwa, or reli-

gious nding, bin Laden and his cosigners declared a defensive jihad that

(theoretically) all Muslims were required to participate in:

To kill Americans and their allies, both civil and military, is an

individual duty of every Muslim who is able, in any country

where this is possible, until the [main mosques in Jerusalem

and Mecca] are freed from their grip, and until their armies,

shattered and broken-winged, depart from all the lands of Islam,

incapable of threatening any Muslim.

Civil War and Advent of the Taliban

Further on, the fatwa exhorts “every Muslim . . . to kill the Ameri-

cans and plunder their possessions wherever he nds them and whenever

he can.” Muslim leaders and soldiers were also directed to “launch at-

tacks against the armies of the American devils” and their allies.

On August 7, 1998, al Qaeda carried out bombings on the U.S.

Embassies in Kenya and Tanzania in East Africa. Both Embassies were

severely damaged. The casualties, mostly African, numbered over 220

killed, and nearly 4,200 wounded. Among other measures, U.S. retalia-

tory cruise missile strikes were aimed at al Qaeda camps in Afghanistan

to little effect. The 9/11 Commission concluded that the strikes missed

bin Laden by a few hours.

Before and after these attacks, a number

of plots to capture or kill bin Laden were stillborn due to sensitivities

about civilian casualties. In 1999, the 9/11 plotters received screening

and initial training inside Afghanistan. Their guidance, funds, concept

of the operation, and detailed plans came from al Qaeda central in Af-

ghanistan. Beginning in 1998, the United States and Saudi Arabia both

urged Afghanistan to surrender Osama bin Laden for legal proceedings.

The Taliban government resisted repeated efforts to extradite him even

after he had blown up two U.S. Embassies and, in October 2000, a U.S.

warship off the coast of Yemen. To this day (2011), the Taliban leadership

has never disavowed al Qaeda or Osama bin Laden.

By 2001, al Qaeda was a terrorist group with its own state. For rea-

sons of money, ignorance, hospitality, ideology, or self-interest, Mullah

Omar and the Taliban did not interfere with the activities of “the Arabs.”

The 9/11 Commission concluded that:

Through his relationship with Mullah Omar—and the monetary

and other benets that it brought the Taliban—Bin Ladin was

Understanding War in Afghanistan

able to circumvent restrictions; Mullah Omar would stand by him

even when other Taliban leaders raised objections. . . . Al Qaeda

members could travel freely within the country, enter or exit it

without visas or any immigration procedures, purchase and im-

port vehicles and weapons, and enjoy the use of ofcial Afghan

Ministry of Defense license plates. Al Qaeda also used the Afghan

state-owned Ariana Airlines to courier money into the country.

5. 9/11 and the War Against the

Taliban Government

It is not clear what al Qaeda’s leaders thought would happen in Af-

ghanistan after the 9/11 attacks. Perhaps, judging from recent practice,

al Qaeda thought the Bush administration, like some of its predecessors,

would conduct a lengthy investigation and be slow to take action. The

United States had failed to take signicant retaliatory action after other

terrorist attacks: the 1983 bombing of the Marine Barracks in Lebanon,

the 1993 bombing of the World Trade Center, the 1996 Khobar Towers

attack in Saudi Arabia, and the bombing of USS Cole in 2000. Other

terrorists no doubt believed that the United States would strike with its

airpower and cruise missiles, as it had done frequently in Iraq, and once

in Afghanistan after the Embassy bombings in 1998. Realists among the

terrorists might have believed that ultimately the United States would

attack but that it would get bogged down just as the Soviet Union did.

Others, after the fact, including Osama bin Laden, suggested that draw-

ing the United States into the Middle Eastern and Central Asian wars

and draining its power was an integral part of the al Qaeda strategy.

In any case, al Qaeda did not fully understand the passions that they

would raise in the United States and among its allies by the murder on

9/11 of 3,000 innocent people from 90 countries. Washington asked the

Taliban to turn over bin Laden. Mullah Omar refused again as he had

in 1998. The President then went to Congress for support. Congress

authorized the President in a Joint Resolution:

To use all necessary and appropriate force against those nations,

organizations, or persons he determines planned, authorized,

Understanding War in Afghanistan

committed, or aided the terrorist attacks that occurred on Sep-

tember 11, 2001, or harbored such organizations or persons, in

order to prevent any future acts of international terrorism against

the United States by such nations, organizations or persons.

U.S. air attacks began on October 7, 2001. By month’s end, CIA

paramilitary and SOF teams had begun to operate with the Northern

Alliance and friendly Pashtun tribes in the south. Pakistan was an anoma-

lous feature in this war. Desirous of inuence in Afghanistan, Pakistan

had at rst supported the more religious mujahideen groups, and then

the Taliban. After 9/11, American ofcials, including Deputy Secretary

of State Richard Armitage, gave senior Pakistani ofcials an alternative

to either support America or to be at war against it. With great prod-

ding, Pakistan came around, put pressure on the Afghan regime, and

provided the United States the logistic space and facilities needed to

go to war. This worked well at the time, but James Dobbins, the Bush

administration’s representative to the resistance and Special Envoy for

the post-Taliban conferences, made a valuable observation about U.S.

cooperation over the years with Pakistan:

This setup has proved a mixed blessing. While providing the

United States [in the 1980s] a conduit for guns and money, it

had allowed the Pakistanis to determine who received the aid. The

Pakistani Inter-Services Intelligence Directorate had tended to fa-

vor the most extreme and fundamentalist mujahidin groups. After

the Soviets’ withdrawal in 1989, American assistance had ceased.

The ISI, however, continued to support the more religiously ex-

treme factions in Afghanistan and from among them fostered the

9/11 and the War Against the Taliban Government

emergence of the Taliban. After 9/11 the American and Pakistani

intelligence services found themselves suddenly aligned again,

this time in seeking to overthrow the very regime the ISI had

installed in Kabul. Many on the American side now questioned

the sincerity of Pakistan’s commitment to this new goal.

For their part, the Pakistanis questioned America’s short attention

span, its strategic relationship with India, and its loyalty and reliability

as an ally for the long haul. For many Pakistanis, the United States had

betrayed them three times. The rst two came when Washington failed

to support them in their wars with India. The third was in October

1990, not long after the Soviet withdrawal from Afghanistan, when the

United States under the Pressler Amendment stopped all aid to Paki-

stan over Islamabad’s failure to live up to nonproliferation agreements.

In light of these perceived betrayals, some Pakistanis asked how long

Washington would remain allied after completion of a war against the

Taliban regime in Afghanistan. How would helping the United States

in Afghanistan impact Pakistan’s existential competition with India?

From a Pakistani perspective, it made perfect sense to hedge their bets

on the future of Kabul. The Taliban was hard to work with, but it was

a sure thing, while the United States was an extremely powerful but

ckle ally.

Operation Enduring Freedom has had two phases in its war in

Afghanistan. The rst—from October 2001 to March 2002—was an

example of conventional ghting, and the second of an evolved insur-

gency. In the rst phase, despite remarks about the “transformation of

warfare” and Green Berets on horseback calling in precision-guided

bombs “danger close,” the initial phase of Operation Enduring Freedom

Understanding War in Afghanistan

was a conventional, network-centric military operation.

It featured the

Northern Alliance—a united front of Tajiks, Hazarra, and Uzbeks—and

anti-Taliban Pashtun forces ghting a war of maneuver against the

Taliban and its foreign-ghter supporters, many of whom were trained

in al Qaeda camps in Afghanistan. The U.S. contribution came in

the form of airpower and advice from Special Operations Forces and

the Central Intelligence Agency paramilitary personnel. The CIA had

provided an important service before 9/11 by maintaining close rela-

tions with Massoud and his Northern Alliance. These CIA and SOF

teams—approximately 500 warriors—also connected Northern Alliance

and friendly Pashtun ground power to the awesome effects of American

aircraft and UAVs. Secretary of Defense Donald Rumsfeld heralded

the U.S. contribution:

On the appointed day, one of their teams slipped in and hid well

behind the lines, ready to call in airstrikes, and the bomb blasts

would be the signal for others to charge. When the moment came,

they signaled their targets to the coalition aircraft and looked at

their watches. Two minutes and 15 seconds, 10 seconds—and

then, out of nowhere, precision-guided bombs began to land on

Taliban and al-Qaeda positions. The explosions were deafening,

and the timing so precise that, as the soldiers described it, hun-

dreds of Afghan horsemen literally came riding out of the smoke,

coming down on the enemy in clouds of dust and ying shrapnel.

A few carried RPGs. Some had as little as 10 rounds for their

weapons. And they rode boldly Americans, Afghans, towards the

Taliban and al Qaeda ghters. It was the rst cavalry attack of

the 21

century. . . .

9/11 and the War Against the Taliban Government

Now, what won the battle for Mazar [in early November 2001]

and set in motion the Taliban’s fall from power was a combi-

nation of ingenuity of the Special Forces, the most advanced

precision-guided munitions in the U.S. arsenal delivered by U.S.

Navy, Air Force and Marine crews, and the courage of the Afghan

ghters. . . . That day on the plains of Afghanistan, the 19

century met the 21

century, and they defeated a dangerous and

determined adversary, a remarkable achievement.

The last battle in the rst phase, Operation Anaconda, was fraught

with tactical difculties, but it broke up a hardcore Taliban and al Qaeda

strongpoint in the Shahi Kot valley, northwest of Khost.

It also exposed

defects in unity of command, which were later corrected.

Overall, post-9/11, U.S. conventional operations were successful but

not decisive. The United States neither destroyed the enemy nor its will

to resist. The Taliban eld forces were defeated, and the regime ousted,

but Osama bin Laden, much of the leadership of al Qaeda, as many as

1,000 of its ghters, Mullah Omar, and much of the Taliban’s senior

leaders escaped to safe havens in Pakistan and other nearby countries.

For many radicals, the United States and its allies soon became a Western

occupier of Islamic lands.

With help from the international community, the United Nations

called a conference at Bonn, Germany.

The United States and its allies

did not invite even the most moderate of the Taliban—and there were a

few—to participate in the Bonn Process to establish a new government.

In retrospect, this may have been a mistake, but it was understandable.

No one was in a mood to sit down with the discredited allies of al Qaeda,

who had covered themselves with human rights abuses and brought ruin

Understanding War in Afghanistan

down on themselves by supporting al Qaeda. As a result of the confer-

ence, Afghan leaders formed an interim government without Taliban

participation. Hamid Karzai, a Durrani Pashtun, was appointed presi-

dent. The powerful, Tajik-dominated Northern Alliance controlled the

power ministries: Defense (Mohammad Fahim Khan), Interior (Yunus

Qanooni), and Foreign Affairs (Abdullah Abdullah).

The United Na-

tions Security Council has recognized the legitimacy of the government

and renewed the ISAF mandate each year since the Bonn Accords.

In Afghanistan in 2002, there were two salient conditions: it was

socioeconomically in the bottom 10 countries in the world, and it had

almost no human capital to build on. The international community

soon pledged over $5 billion in aid and began the tough work of help-

ing to rebuild a devastated country. The aid did not meet Afghanistan’s

needs. Compared to allied programs in Bosnia and Kosovo, per capita

aid to Afghanistan the rst few years was very low.

Aid donors and

NGOs had to nd ways of building up or working around a skeletal,

low-performing interim Afghan government. The latter proved to be

easier, but that caused another problem: the provision of assistance

outpaced capacity-building. Afghanistan rapidly became dependent on

aid that it did not control.

Early in 2002, with the help of the United States, the government

created a new Afghan National Army (ANA), with a target of 70,000

troops. An international peacekeeping force, the International Security

Assistance Force, at the start consisting of about 4,000 non-U.S. soldiers

and airmen, secured the Kabul region, which included about 250 square

miles of territory in and around the capital. The Bush administration

had a limited appetite for nation-building and only wanted a small pres-

ence for counterterrorism and limited aid. Around 8,000 U.S. and allied

9/11 and the War Against the Taliban Government

troops—mostly based at either Bagram Airbase, north of Kabul, or near

Kandahar—conducted counterterrorist operations across the country.

Lead nations—the United States for the Afghan National Army, the Brit-

ish for counternarcotics, the Italians for the Justice sector, the Germans

for police training, and the Japanese for disarmament, demobilization,

and reintegration of combatants—moved out to help in their respective

areas but at a very slow pace.

The U.S. Department of Defense did not want to talk about its ef-

forts there as counterinsurgency. Some in the Bush administration were

concerned specically about limiting expectations for nation-building,

which was not a Presidential priority in the rst Bush administration,

especially after its main focus shifted to preparation for war in Iraq. In all,

the Bush administration was not in favor of using the U.S. Armed Forces

in peacekeeping operations and long-term postconict commitments.

Over the years, the Bush team begrudgingly came to terms with the

need for nation-building in Iraq and Afghanistan. In the latter, progress

was slow but steady, and in the 3 years after the U.S. intervention the

Taliban appeared to be relatively dormant. Kabul, which was guarded

and patrolled by ISAF, remained reasonably calm. After more than two

decades of war, many believed that peace had come to the Hindu Kush.

The Taliban and al Qaeda, however, had other plans. They intended

to launch an insurgency to regain power in Kabul. Their hope was that

the international community would tire of nation-building under pres-

sure and would ultimately depart, leaving Karzai to the same horrible

fate that befell Najibullah when they seized Kabul in 1996. The Taliban

had sanctuaries in Pakistan in the Federally Administered Tribal Areas,

the Northwest Frontier Province (Khyber Pakhtunkhwa), Baluchistan

in Pakistan, and other countries. Other Taliban leaders found refuge

Understanding War in Afghanistan

among their coethnics in Karachi. The Taliban also had strong points

in a number of Afghan provinces, such as Helmand, where there were

few coalition or Afghan government forces until 2006. Along with the

demise of the Taliban had come the rebirth of the narcotics industry, a

mark of poverty but also an indicator of a new atmosphere of lawlessness.

The Taliban, which had ended the cultivation of poppy in the last year

of their reign, encouraged its rebirth and supported the movement with

charity from the Gulf states, “taxes,” and prots from the drug trade.

Given the U.S. record in Vietnam and Lebanon, as well as the re-

cent U.S. response to terrorist incidents, the Taliban had some reason to

believe that time was on their side. One familiar saying epitomized their

approach: “the Americans have all the watches, but we have all the time.”

To understand what happened after 2004, it will be important to interrupt

the narrative and turn to the study of the nature of 21

-century insurgency.

6. Insurgency: Theory and Practice

An insurgency “is an organized movement aimed at the overthrow

of a constituted government through the use of subversion or armed

conict.”

Insurgency—sometimes called guerrilla warfare—presents

unique problems for the host government:

Analogically, the guerrilla ghts the war of the ea, and his mili-

tary enemy suffers the dog’s disadvantages: too much to defend;

too small, ubiquitous, and agile an enemy to come to grips with.

If the war continues long enough—this is the theory—the dog

succumbs to exhaustion and anemia without ever having found

anything on which to close his jaws or to rake with his claws.

Insurgencies, whether classical or contemporary, tend to be protract-

ed conicts where the insurgents bet their assets, support, and will against

a weak government’s staying power, its generally superior resources, and

outside support. Rather than force-on-force conventional operations,

where combatants ght to destroy one another, capture terrain, or break

alliances, opponents in insurgencies ght for the support—some would

say control—of the populace. And contrary to Taber’s prediction, the

dogs (counterinsurgents) often conquer or outlast the eas (guerrillas).

The most prominent theorist of insurgency was Mao Zedong. His

writings were central to his party’s securing victory in mainland China

and inspired many other movements, especially the Vietnamese, who

took his theory and adapted it to a more modern age and a different

milieu. Other movements were inspired by Mao but adopted their own

techniques. In Maoist guerrilla warfare, the insurgents move through

Understanding War in Afghanistan

three stages though not always in a consistent, uniform, or coordinated

fashion: an agitation-propaganda phase, where they would establish bases

and prepare the battleeld and the population for the struggle; a defen-

sive phase where they would begin guerrilla warfare operations against

the government and terrorism against the resistant population; and nally

an offensive phase, where the increasingly powerful guerrilla bands—

grown strong on their successes in phase 2—could ght as conventional

forces, confronting government forces in direct combat.

Insurgents today often bypass Mao’s rst phase and let armed con-

ict speak for itself, lling in around the edges with subversion, terrorism,

dispute resolution, and, at times, humanitarian aid to enhance the appeal

of their arms. Modern insurgencies take various forms and can be divided

according to ends, ways, and means.

In Afghanistan, the Taliban can be

characterized as a reactionary-traditionalist insurgency. It wants to turn

the clock back to a form of government that would t the year 800. It is

ghting to regain political power, oust the foreign occupiers, and restore

its version of sharia law. Al Qaeda, for its part, seeks to regain or at least

maintain a sanctuary in a friendly country, while bleeding the United

States and its allies. Afghanistan was the initial state in the development

of a multiregional caliphate. The al Qaeda position in Afghanistan was

far more secure and productive than its underground existence today in

Pakistan.

Throughout their operations, guerrillas emphasize deception and

survivability. In Mao’s terms, they attack where the government is weak;

where the enemy is strong, they refuse battle; where it is temporarily

weak, the guerrillas harass, always ready to run away, a tactic that has

to be a specialty of insurgents if they are to survive. Most theorists agree

with the old saw popularized by David Galula. A revolutionary war—his

Insurgency: Theory and Practice

umbrella term for insurgency and counterinsurgency—“is 20 percent

military action and 80 percent political.”

For the government’s forces

to win, in his words, they must isolate the insurgents from the people,

and “that isolation [must] not [be] enforced upon the population but

maintained by and with the population.”

There are two basic approaches to counterinsurgency (COIN):

counterguerrilla, which emphasizes the destruction of the guerrilla for-

mations and cadres while downplaying nation-building and efforts to gain

popular support; and population-centric, which focuses on protection

of the population and winning its support. The latter is the U.S. style of

COIN. David Galula is its patron saint, and its current bible is Marine

Corps and Army Field Manual (FM) 3–24, Counterinsurgency.

Most population-centric counterinsurgency theorists believe that the

population’s perception of the host government’s legitimacy—its right to

rule—is essential to victory even if it is hard to dene and varies from

culture to culture.

The troubled host government must cultivate and

reinforce its legitimacy as the insurgents ght to destroy it, ultimately

overthrowing the government to thereby win the victory. Being able to

provide security contributes, in great measure, to the perception of le-

gitimacy. Other indicators are regularized leader selection, high levels

of political participation, “a culturally acceptable level of corruption,” “a

culturally acceptable level and rate” of development, and “a high level

of regime acceptance by major social institutions.”

In a population-centric COIN operation, a counterinsurgent na-

tion and its coalition partners will likely favor a “whole-of-government”

or even a “whole-of-society” approach to defeating the insurgency. This

unied effort is difcult to achieve. At the same time, military person-

nel will nd themselves enmeshed in military and nonmilitary lines of

Understanding War in Afghanistan

operation: combat operations and civil security, developing host-nation

security forces, delivering essential services, governance, economic de-

velopment, and information operations.

Diplomats, aid workers, inter-

national organizations, and NGOs will have close and often uncomfort-

able working relationships with military forces in insurgencies. The aid

organizations’ discomfort will be magnied by the fact that aid workers

and international organizations are soft targets for insurgents eager to

show the government’s impotence.

The current U.S. approach to COIN has often incorrectly been por-

trayed as primarily nonkinetic efforts to “win hearts and minds.” While

the doctrine is essentially population centric, it allows for offensive, de-

fensive, and stability operations in varying degrees, depending on objec-

tives and local circumstances. For example, in an initial phase where the

counterinsurgents are ghting to clear areas of insurgents, offensive op-

erations might dominate the mixture. During the “hold” phase, defense

and stability operations might dominate. In the “build” and “transition”

phases, stability operations—humanitarian activities, reconstruction,

and police and army training—might dominate the counterinsurgent’s

agenda.

Both the surge operations in Iraq and Afghanistan have been

marked by controlled, offensive kinetic operations.

Other theories stress the importance of counterguerrilla operations

and deemphasize nonmilitary lines of operation. A recent book by Mark

Moyar of the Marine Corps University suggests a third approach: that

counterinsurgency is “‘leader-centric’ warfare . . . in which the elite with

superiority in certain leadership attributes usually wins. The better elite

gains the assistance of more people and uses them to subdue or destroy

its enemy’s elite and its supporters.”

No one can downplay the impor-

tance of creative and dedicated leadership in any form of warfare, but

Insurgency: Theory and Practice

this approach to counterinsurgency is security-focused and, at the limit,

is more akin to counterguerrilla operations than population-centric coun-

terinsurgency.

All that said, an insurgency can end in a victory of arms

even if counterguerrilla operations are the focal point and the support

of the people appears a lesser concern. A strong, strategically focused

counterinsurgency effort, coupled with progress in governance, rule of

law, and basic economic development, can cover all of the approaches

to dealing with insurgency.

Twenty-rst-century insurgencies are affected by globalization, the

Internet, and the explosion of global media. They are often referred to

as “fourth generation warfare,” or evolved insurgencies.

Information

and communication today are paramount. Religion can play the role

of ideology, and clerics the role of a party leadership. Sadly, terrorism

against the resistant population has always been a constant. Information

operations, where the creation or reinforcement of a message or theme is

the objective, are an important part of evolved 21

-century insurgencies.

In Afghanistan, Lieutenant General Dave Barno, the commander of U.S.

forces in Afghanistan from 2003 to 2005, has often noted that the Taliban

design the message and then plan the operation around its creation,

while the U.S. tends to see information operations as an after action is-

sue.

In Afghanistan, the word gets out quickly, aided now by nationwide

cell phone service and many radio stations. Civilian casualties and col-

lateral damage are favorite enemy propaganda themes, even though the

Taliban was responsible for over 70 percent of civilian casualties in 2010.

Among the most pernicious messages used by al Qaeda and the

Taliban is that the United States and its coalition partners are occupy-

ing forces who are in Afghanistan to make war on Islam or Afghan cul-

ture. In reality, the contest is between Muslims over what their faith is

Understanding War in Afghanistan

and will be, and whether they will be governed by a backward-looking

authoritarian theocracy or a decent civil government. The Taliban

wants a radical Islamic state with recourse to terrorism. Most Afghans

oppose that radical way, especially its emphasis on indiscriminate kill-

ing and promotion of suicidal acts. Many moderate Afghans, however,

are outside the protection of the government and its international part-

ners. They may have to sit on the fence and not resist the Taliban.

In addition to the hardcore Taliban, many of whom have never

known anything but war, there are what David Kilcullen, an inuen-

tial advisor to the U.S. Government on COIN issues, calls “accidental

guerrillas” who ght because foreign forces are there, or because there

is adventure in combat.

Allied with the accidental guerrillas are what

one might call economic guerrillas, the “ve (some say ten) dollar-a-day”

Taliban who ght for money. There may be as many motives behind the

Taliban insurgency as there are Taliban ghters. Some follow their lead-

ers and are fellow travelers of the radicals in al Qaeda. Many more local

Taliban have more prosaic motives.

Drugs, smuggling, kidnapping, and extortion go hand-in-hand with

evolved insurgency in Afghanistan. Opium is at the root of these prob-

lems. The cultivation of the opium poppy has deep roots in the south-

ern part of the country, the poppies themselves are hardy and drought

resistant, and although the farmers are exploited by the drug lords, the

farmer’s prot per acre from poppy exceeds nearly all other cash crops.

Moreover, the farmers are heavily in debt to the drug lords and local

money lenders. These debts are matters of honor. The poppy farmer

will defend his crops because his deepest interests are in the success of

his harvest. Eradication programs can alienate the poppy growing (or

reliant) population.

Insurgency: Theory and Practice

Drug trafc in Afghanistan is among the main sources of funding for

the Taliban, which is sometimes involved directly with drug production,

but otherwise taxes it or protects it for large fees and payoffs to the leader-

ship in Pakistan. “Charity,” mainly from people in the Persian Gulf region,

is another source of Taliban funding, and some intelligence analysts be-

lieve it is more lucrative than the drug trade.

Some experts believe that,

through taxation and other payments in kind, the Taliban as a whole may

net as much as a half billion dollars a year from the drug trade, which also

exerts a corrupting inuence on host governments.

Measuring progress in an insurgency is as important as it is tricky.

Without metrics, the counterinsurgent will neither learn nor adapt. Input

metrics are readily available but are not very useful. Output or achieve-

ment measures need to be developed and then tailored for the environ-

ment and the state of the operation. As always, staffs will have to ght

for information and build their systems on small unit reporting. For their

role, unit commanders have to be dedicated to collecting intelligence

and feeding the unit metric systems. The reader can nd guides to COIN

metrics in FM 3–24 or a recent book by Kilcullen.

Without access to detailed metrics can an understanding of coun-

terinsurgency theory help to assess where we are in Afghanistan? Yes,

but only generally. Galula suggests that there are four key conditions for

a successful insurgency: a sound and lasting cause based on a serious

problem; police and administrative weakness in government; a support-

ive geographical environment; and outside aid to the insurgency. These

criteria tell us that we are in for a stressful contest in Afghanistan, but

victory is not guaranteed for either side.

The Taliban’s primary cause is religion and the need to gain political

power by ousting foreign powers and their Afghan “puppet” allies. This

Understanding War in Afghanistan

cause, on the one hand, creates some fervor, but on the other hand, it

brings bad memories to the people. The Taliban’s version of Islam rubs

many Afghans the wrong way. The inadequacies of Taliban cadres and

the disastrous 5 years of Taliban rule are well remembered by all. The

Taliban’s inhumane treatment of Afghans—especially non-Pashtuns—

will work against it in the long run.

The weakness and corruption of the government and the limitations

of its coalition partners reinforce the Taliban’s efforts and give credence

to its cause. The Taliban’s ability to use its version of sharia law and its

ubiquitous mullahs to settle disputes is a further help. The government’s

inability to control narcotics not only mocks its power and authority,

but it pays the Taliban handsomely and fuels corruption throughout the

country. Afghanistan has ooded Western Europe and Russia with opi-

ates. There are growing urban drug problems in Afghan cities, Iran, and

Pakistan. There are even drug abuse problems within the Afghan Na-

tional Security Forces (ANSF). These weaknesses in the Karzai regime

and the ANSF can be redressed. The current surge of NATO forces and

their efforts to build capacity and combat corruption may help in that re-

gard. In 2011, the allies and the Afghans are close to achieving the troop

to population ratio recommended by FM 3–24—20 counterinsurgents

for every 1,000 people—and outnumber the Taliban by more than 10 to

Better security nationwide is in sight.

At the same time, the geographic environment—especially in

southern and eastern Afghanistan and the adjacent areas of Pakistan—is

favorable to an insurgency. Road building, local security forces, and cre-

ative security assistance can work against this terrain advantage. Outside

help from elements in Pakistan, which serves as a secure sanctuary with

ample material resources, is adequate for the insurgency today. Paki-

Insurgency: Theory and Practice

stan reportedly has begun to work with Taliban groups to make peace

with Afghanistan, which appears increasingly in its interest due to the

growth of radical behavior in the anti-Islamabad Pakistani Taliban. Sadly,

Pakistan maintains a relationship with other radical groups, such as the

Lashkar-i-Taiba, a violent, Pakistan-based international terrorist group.

So far, outside aid to the legitimate Afghan government can balance aid

and the value of sanctuary to the Afghan Taliban. A guerrilla, however,

needs far less funding than a legitimate government.

Breaking down overseas support for the Taliban, disrupting their

sanctuaries, effective counternarcotics programs, well-selected drone

strikes, and working with Pakistan to put pressure on its “guests” should be

the order of the day. Building Afghan security and governmental capacity

might well be the most important policy focus in this counterinsurgency.

But all of this takes the reader ahead of the narrative. To see what must be

done, one must rst analyze the record from 2002 to the present.

7. The Second War Against the Taliban and the

Struggle to Rebuild Afghanistan

Allied commanders and diplomats who arrived in Afghanistan in

January 2002 were astounded at the devastation brought about by over

two decades of war. The economy and society also suffered mightily from

5 years of Taliban mismanagement and authoritarian rule, further com-

plicated by years of drought. The country they found was only 30 percent

literate, and 80 percent of its schools had been destroyed in various wars.

The Taliban severely restricted female education and did little for that

of males. Twenty-ve percent of all Afghan children died before the age

of ve. Only 9 percent of the population had access to health care. The

professional and blue collar work forces had virtually disappeared.

The

former Afghan nance minister and noted scholar Ashraf Ghani and

Clare Lockhart, a British development expert, wrote that:

Between 1978, when the Communist coup took place, and No-

vember 2001, when the Taliban were overthrown, Afghanistan

(according to a World Bank estimate) lost $240 billion in ruined

infrastructure and vanished opportunities. While the rest of the

world was shrinking in terms of spatial and temporal coordina-

tion, the travel time between Kabul and every single province

in the country signicantly increased. Whereas it used to take a

minimum of three hours to reach the city of Jalalabad in eastern

Afghanistan and six hours to get to the city of Kandahar in the

south, in 2002 the roads were so bad that it took fourteen hours to

reach Jalalabad and nearly twenty-four hours to get to Kandahar.

Millions of Afghan children grew up illiterate in refugee camps,

Understanding War in Afghanistan

where they learned that the gun rather than the ballot was the key

instrument for the acquisition of power and inuence.

Starting from the rock bottom in nearly every category, the govern-

ment of Afghanistan and its coalition partners had a relatively easy time

from 2002 to 2004. Progress was made in security, stabilization, and eco-

nomic reconstruction. From 2003 to 2005, the U.S. leadership team, led

by Ambassador Khalilzad and General Barno, focused on teamwork and

elementary organization for counterinsurgency operations, albeit with

very small forces. LTG Barno unied the eld commands and divided

the country into regional areas of responsibility where one colonel or

general ofcer would command all maneuver units and PRTs.

Pursuant to the U.S. initiative and a series of NATO decisions,

ISAF’s mandate was increasingly enlarged until it took over all of the

regions of Afghanistan. In the fall of 2004, NATO and ISAF took charge

of the regional command in the north. In the spring of 2006, they took

over the west. That summer, ISAF control moved into the south, and in

the fall it took over ghting and peacekeeping in the east, marking ISAF

command over coalition forces in the entire country. By 2006, most U.S.

forces were put under the new, enlarged, and empowered ISAF. While

NATO’s action brought the Alliance on line in Afghanistan, it also mag-

nied the issue of national “caveats” identied by capitals to limit the

activities of their forces. Many NATO nations do not allow their forces

to engage in offensive combat operations. The United States, Canada,

the United Kingdom, Denmark, the Netherlands, and a few others did

most of the ghting and combat advising.

From 2003 to 2005, the relationship between Ambassador Khalilzad

and President Karzai was very close and productive. The government of

The Second War Against the Taliban and the Struggle to Rebuild Afghanistan

Afghanistan, with much help from the international community, con-

ducted nationwide loya jirgas (2002, 2003), passed a modern consti-

tution modeled on the 1964 Afghanistan constitution, and held fair

presidential and parliamentary elections in 2004 and 2005, respec-

tively.

Sadly, the new constitution was highly centralized and gave the

president much of the power that the king held in the constitutional

monarchy. While the Kabul government was weak, it was responsible

for policy and all signicant personnel appointments. Warlords still

played major roles, but with Japanese funding and UN leadership, the

central government conscated and cantoned all heavy weapons. This

process was called disarmament, demobilization, and reintegration. By

mid-2004, major ghting between warlords with heavy weapons was no

longer an important issue.

Afghanistan attracted a fair amount of international aid, but far

less than the Balkan nations did after their conicts in the 1990s. U.S.

security and economic assistance from 2002 to 2004 was a modest

$4.4 billion, but nearly two-thirds of it went to economic assistance,

leaving slightly more than a third for security assistance. From 2002

to 2004, the average yearly U.S. security and economic assistance, per

capita, was only $52 per Afghan.

RAND experts contrasted that with

nearly $1,400 per capita for Bosnia and over $800 in Kosovo in their

rst 2 years.

The Bush administration had hoped that the United

Nations and the IFIs would lead reconstruction and stabilization. It

learned that the international actors would only follow in areas where

the United States led. Initiatives by so-called lead nations generally

proved disappointing. The lack of progress in the development of

the police, counternarcotics, and promotion of the rule of law was

particularly noteworthy.

Understanding War in Afghanistan

On the security front, the build-up of the Afghan National Army

was slow but deliberate. The ANA was small but successful and popular

among the people. Police development in the rst few years was very slow

and unproductive, except in the German-sponsored education of com-

missioned ofcers. By 2008, 70 percent of U.S. funds went to security

assistance or counternarcotics. The gures in the table on page 69 do not

include America’s expenditures on its own forces, which dwarfed funding

for security and economic assistance to Afghanistan.

In the early years, under the guidance of Finance Minister Ashraf

Ghani, the Afghan government swapped out the several currencies in

use across the country, established a single stable currency, negotiated in-

ternational contracts for a nationwide cellular phone service, and began

economic reconstruction. With the help of the international community,

there was rapid reconstruction in health care and education. The United

States and international nancial institutions began to rebuild the Ring

Road, furthering travel and commerce. Access to medical care was ex-

tended from 9 percent of the population under the Taliban to 85 percent

by 2010.

Spurred by foreign aid, rapid legal economic growth began and

has continued, but it exists alongside a booming illegal economy marked

by bribery, smuggling, and narcotics trafcking.

To make up for inherent weakness in the Afghan government, vari-

ous countries, following the U.S. lead, set up Provincial Reconstruc-

tion Teams. The generic purposes of the PRTs were to further security,

promote reconstruction, facilitate cooperation with NGOs and IOs in

the area, and help the local authorities in governance and other issues.

These small interagency elements were initially established in a third

of the provinces but now can be found nearly nationwide. These 26

teams—half led by U.S. allies—today play a key role in reconstruction

The Second War Against the Taliban and the Struggle to Rebuild Afghanistan

and development. PRTs consist of a headquarters, a security element,

and civil affairs teams, as well as diplomats, aid and assistance experts,

and, where possible, agricultural teams. Also, without a nationwide

peacekeeping force, these teams were often the only way diplomats and

government aid professionals could get out to the countryside. From

2002 to 2009, the U.S.-hosted PRTs have been instrumental in disburs-

ing nearly $2.7 billion in Commander’s Emergency Response Program

funds and other PRT-designated moneys.

PRTs have been a positive development. They have, however, exacer-

bated civil-military tensions within the U.S. Government and led to recur-

ring problems with international nancial institutions and NGOs, which are

still not used to having military forces in the “humanitarian space.” Some

donors found the PRTs a convenient excuse to ignore the need to build

Afghan government capacity. While many observers objected to the military

avor of the teams, the need for strong security elements dictated that role.

Regional commanders after 2004 controlled maneuver forces and PRTs

in their region.

“In 2009, the U.S. Ambassador put civilian leadership at

the brigade and Regional Command levels, creating a civilian hierarchical

structure that mirrors the military [chain of command].”

The concept of

PRTs was later exported to Iraq, where they were put under State Depart-

ment management. There, some PRTs were geographic and others were

embedded with troop units. Post-2009, the U.S. Government has also used

District Support Teams in Afghanistan, with representatives from State, the

U.S. Agency for International Development (USAID), and the Department

of Agriculture. These teams go with deployed military units or other security

elements to hot spots to work directly with Afghan government representa-

tives. There were 19 of these teams in Regional Command East (RC–E)

alone. In a similar vein, the U.S. National Guard elded nine Agribusiness

Source: U.S. Embassy Kabul, 2009, provided by Ambassador William Wood.

U.S. Aid to Afghanistan

2002–2004 2005–2006 2007–2008

Percent

2002–2004

Percent

2005–2006

Percent

2007–2008

Security 1,484 4,296 10,194 34 51 64

ANA 1,166 2,369 6,650 26 28 42

ANP 184 1,841 3,487 4 22 22

Other Security 134 86 57 3 1 0

Counternarcotics 169 880 947 4 10 6

Interdiction 80 475 574 2 6 4

Eradication 89 395 360 2 5 2

Other CN 0 10 13 0 0 0

Dev/Hum 2,772 3,247 4,808 63 39 30

Dem/Gov 425 303 655 10 4 4

Reconstruction 1,275 1,946 2,636 29 23 17

Alt Livelihood 0 315 409 0 4 3

Rule of Law 44 51 191 1 1 1

Hum/Other 1,028 632 917 23 8 6

Total 4,425 8,423 15,949 100 100 100

(All accounts, by scal year, in $US millions, including supplementals)

Understanding War in Afghanistan

Development Teams with military and state university agronomists to help

Afghan agriculture and animal husbandry enter the 21

century.

In terms of reconstruction and development, the coalition, rein-

forced by the United Nations and international nancial institutions,

did yeoman’s work and markedly improved Afghanistan’s lot. Through

the end of scal year (FY) 2009, nearly $40 billion in U.S. foreign

and security assistance were pledged or delivered. Other nations and

international nancial institutions delivered at least $14 billion in eco-

nomic assistance through FY08. There is no reliable source for what

U.S. allies spend on security assistance.

This huge sum for economic

and security assistance, however, comes to only a few hundred dollars

per Afghan per year.

Progress in health care, road building, and some areas of agriculture

has been excellent. A RAND study, citing NATO statistics, noted that the

military and development wings of allied nations had built or repaired

tens of thousands of kilometers of roads.

So while it is fair to note that

the areas under the most Taliban pressure received the least aid, there

were signicant accomplishments generally. Five million refugees have

returned, school enrollment has increased sixfold from Taliban days,

and 35 percent of the students are female. For its part, the Taliban had

burned or bombed over 1,000 schools in the 2007–2009 period. USAID

alone, to the end of 2008, spent over $7 billion helping the Afghan

people. It had the following accomplishments:

 715 km of the Kabul to Kandahar to Herat Highway reconstructed

 1,700 km of paved and 1,100 km of gravel roads completed

 670 clinics or health facilities constructed or refurbished

The Second War Against the Taliban and the Struggle to Rebuild Afghanistan

 10,600 health workers trained including doctors, midwives,

and nurses

 $6 million of pharmaceuticals distributed

 670 schools constructed or refurbished

 60 million textbooks printed and distributed nationwide in Dari

and Pashto

 65,000 teachers trained in modern teaching methods

 494,000 hectares of land received improved irrigation

 28,118 loans made to small businesses, 75 percent to women

 28 million livestock vaccinated/treated

 over 500 PRT quick impact projects completed.

In all, the coalition did well in the rst few years, but not well

enough. Despite signicant economic gains, poverty remained wide-

spread and the insurgents did their best to disrupt the progress and

interfere with aid workers. The level of international aid was not

enough to stem the tide of an insurgency designed in part to frustrate

it. Afghanistan had encountered the eternal truism of insurgency that

Galula noted in the 1960s: Order is the government’s goal; disorder is

the insurgent’s goal.

Moreover, disorder—the normal state of nature—is cheap to cre-

ate and very costly to prevent. The insurgent blows up a bridge,

so every bridge has to be guarded; he throws a grenade into a

movie theater, so every person entering a public place has to be

searched. . . . Because the counterinsurgent cannot escape the

responsibility for maintaining order, the ratio of expenses between

Understanding War in Afghanistan

him and the insurgent is high. It may be ten or twenty to one,

or higher.

What Went Wrong in Afghanistan?

From 2002 to 2005, the Taliban rebuilt its cadres with drug money,

“charity” from donors in the Gulf states, and help from al Qaeda. Their

sanctuaries in Pakistan enabled them to rearm, ret, and retrain. By

2005, the Quetta Shura Taliban, led by Mullah Omar; the Hezb-i-Islami

Gulbuddin, led by Gulbuddin Hekmatyar; and the Haqqani Network,

lead by Jalaluddin Haqqani and his son, Sirajuddin, were all working

together to subvert the Karzai regime and wear down the coalition. All

three groups swear at least nominal allegiance to Mullah Omar and co-

ordinate major plans, but they are distinct operational entities with their

own territories of interest in Afghanistan as well as fundraising mecha-

nisms. Mullah Omar is also revered by the Pakistani Taliban, who have

opposed Pakistan’s government after 2006. In 2005, the Afghan govern-

ment’s lack of capacity and the allies’ “light footprint” allowed many

districts and a few provinces to fall under the quiet “shadow” control of

the Taliban. In fact, some provinces, such as poppy-rich Helmand, had

very little government or coalition presence before 2006.

In 2005, the Taliban began a nationwide offensive to spread its in-

uence. From 2004 to 2009, there was a ninefold increase in security

incidents nationwide, and a fortyfold increase in suicide bombing. Con-

ict spread to most of the 34 provinces, but 71 percent of the security

incidents in 2010 took place in only 10 percent of the nearly 400 districts

nationwide.

The war in Afghanistan today is still primarily a war over

control of Pashtun areas in the eastern and southern portion of the coun-

try, but Taliban subversion and terrorism have become important factors

The Second War Against the Taliban and the Struggle to Rebuild Afghanistan

in many provinces. Efforts to combat narcotics growth and production

generally failed or met with only temporary success. Corruption inside

Afghanistan as well as Taliban revenue increased accordingly.

With lessons learned through al Qaeda in Iraq, the use of Impro-

vised Explosive Devices (IEDs) became the tactic of choice of the Tali-

ban. IED strikes went from 300 in 2004 to more than 4,000 in 2009. By

the summer of 2010, more than half of all U.S. fatalities in Afghanistan

were coming from IEDs.

Suicide bombers, almost unknown before

2004, became commonplace.

By 2009, there were Taliban shadow governments in nearly all prov-

inces, although many had little real inuence and not all of them lived in

the designated provinces.

Even in areas dominated by the government

or government-friendly tribes, Taliban subversion or terror tactics have

become potent facts of life.

Beginning in 2005, the Taliban added more sophisticated informa-

tion operations and local subversion to their standard terrorist tactics.

The “night letters” of the Soviet-Afghan war era—a way to warn or intimi-

date the population—made a comeback. Among examples published by

ISAF in August 2010, the rst threatens students, teachers, and parents:

Islamic Emirate of Afghanistan, Maulawi Jalaludeen Haqani: This

warning goes to all students, teachers, and personnel of Moham-

mad Sedeque Rohi High School. This high school has violated Mu-

jahidin’s established standards for education. Since the high school

has taken a negative stand against Mujahidin, it is Mujahidin’s

nal resolution to burn the high school to the ground or destroy it

with a suicide attack, should any negative propaganda or informa-

tion regarding Mujahidin be discussed in the future at the school.

Understanding War in Afghanistan

The next night letter, written over a drawing of a large knife, warns

those who work for Americans:

Afghanistan Islamic Emirate, Kandahar province: We Mujahi-

din received information that you and your son are working for

Americans. You cannot hide from Mujahidin, we will nd you.

If you and your son do not stop working for Americans then we

will cut you and your son’s heads with the knife that you see in

this letter. Anybody who is working with the American will be

punished with the knife that you see in this letter.

The next letter threatens children for fraternizing with coalition soldiers:

Attention to all dear brothers: If the indels come to your villages

or to your mosques, please stop your youngsters from working for

them and don’t let them walk with the indels. If anybody in your

family is killed by a mine or anything else, then you will be the

one responsible, not us.

Sadly, in addition to subversion, terror tactics remained standard

operating procedure for the Taliban. In October 2008, for example, “the

Taliban stopped a bus in the town of Maiwand, forcibly removed 50 pas-

sengers, and beheaded 30 of them.”

A UN study in 2010 noted that:

The human cost of the armed conict in Afghanistan is escalating

in 2010. In the rst six months of the year civilian casualties—

including deaths and injuries of civilians—increased by 31 per

cent over the same period in 2009. Three quarters of all civilian

The Second War Against the Taliban and the Struggle to Rebuild Afghanistan

casualties were linked to Anti-Government Elements (AGEs), an

increase of 53 per cent from 2009. At the same time, civilian

casualties attributed to Pro-Government Forces (PGF) decreased

by 30 per cent compared to the rst half of 2009.

While the population appreciates coalition restraint, the terror tac-

tics of the Taliban have kept many Pashtuns on the fence.

Explaining the Lack of Progress

How did the war in Afghanistan degenerate from a quiet front in

the war on terrorism to a hyperactive one? First, in the early years,

there was little progress in building Afghan capacity for governance,

security, or economic development. There was so little Afghan govern-

ment and administrative capacity that much economic and security

assistance bypassed the central government. Nations and international

organizations found it more convenient to work through NGOs and

contractors. In later years, these habits continued and corruption

among Afghan government ofcials increased. Over the years, the

government in turn lost key ministers such as Ashraf Ghani (nance),

Abdullah Abdullah (foreign affairs), and Ali Jalali, an early minister of

the interior. After the departure of Ambassador Khalilzad in 2005, Kar-

zai lost his closest condant on the American side. Subsequent Ambas-

sadors—Ronald Neumann, William Wood, and Karl Eikenberry—did

ne work but did not have the close relationship that existed between

Karzai and Khalilzad.

The coalition widened, and NATO, which served as the overseer of

the ISAF-assigned forces since 2003, took over the south and later the

east in 2006.

Some Afghans and Pakistanis saw these efforts as a sign

Understanding War in Afghanistan

of a weakening American commitment to the long war, despite the fact

that over time, more and more U.S. forces were assigned to ISAF, which

came to be commanded by an American general.

There was also much government corruption, often tied to police

operations or the drug trade. Karzai took the lead in dealing with the

so-called warlords, the regional strongmen. Many of them ended up in

the government. Others continued their viral existence in the provinces,

often using their local power and cunning to take money from recon-

struction projects and even U.S. security contracts. Money laundering

through Kabul International Airport became well developed. Pallets of

convertible currencies were moved to the United Arab Emirates by indi-

viduals, corporations, and Afghan government ofcials.

President Kar-

zai’s brothers and immediate subordinates have also become the subject

of corruption investigations.

Second, coalition arms, aid, trainers, and advisors ended up being

too little, too slow, and too inefcient. The U.S. “light footprint” strategy

in 2002–2004 was inadequate to the task and to the capacity of the threat.

U.S. and allied combat troops fared well, but the coalition was unsuc-

cessful in building the capacity of the Afghan security forces, especially

the police. Responsibility for police training bounced from Germany to

the State Department to the U.S. Department of Defense. In early 2010,

parts of that effort were still in transition, and Army and police trainer/

advisors remained in short supply. Coalition operations in Afghanistan

have also become a nightmare of “contractorization,” with more Western-

sponsored contractors—many armed—than soldiers in country. This in

part reects the limitations of relatively small volunteer forces and the

ravages of protracted conict. The police were an especially weak link in

the security chain, and the Taliban has made attacking the ANP a prior-

The Second War Against the Taliban and the Struggle to Rebuild Afghanistan

ity. From 2007 to 2009, Afghan security personnel killed in action (3,046)

outnumbered U.S. and allied dead (nearly 800) by more than 3 to 1.

More than two out of three of the Afghan personnel killed were police.

In all, from 2004 to 2009, there were insufcient coalition forces or

Afghan National Security Forces to “clear, hold, and build,” and nowhere

near enough capacity to “transfer” responsibility to Afghan forces. The

Taliban had a wide pool of unemployed tribesmen and former militia

ghters to recruit from, as well as greater latitude in picking targets. By

2009, the war of the ea spread from its home base in the Pashtun areas

in the south and east to the entire nation.

In the early years, coalition offensive military efforts often resembled

the game of “Whack-a-mole,” where a sweep would go after the Taliban,

who would go into hiding until the coalition forces left. Taliban penetra-

tion of many areas deepened. Subversion, terrorism, and night letters

from the local Taliban ruled many apparently safe districts by night. In

areas with scant Pashtun populations, the Taliban also used motorcycle

squads and IEDs for controlling the population. Since 2006, Taliban

judges have administered sharia-based judgments, trumping Karzai’s

slow and sometimes corrupt civil courts. The Afghan people have had

little love for the Taliban, but insecurity has made them hesitant to act

against them.

It is not true that initial U.S. operations in Iraq (2003–2004)

stripped Afghanistan of what it needed to ght the Taliban. But 2004

was the last “good” year for Afghan security. While some Intelligence,

Surveillance, and Reconnaissance assets and Special Forces units had

been removed from Afghanistan, most of the assets needed to continue

the operation were wisely “fenced” by Pentagon and USCENTCOM

planners before the invasion of Iraq.

It is fair to say, however, that

Understanding War in Afghanistan

post-2005, as the situation in Afghanistan began to decline, the greater

scope and intensity of problems in Iraq prevented reinforcements or

additional funds from being sent to Afghanistan. Another policy fault

plagued U.S. war efforts: while U.S. fortunes declined in two wars, U.S.

Department of Defense leadership refused to expand the end strength

of the U.S. Armed Forces until 2006. For a short time, the Pentagon

slightly reduced U.S. troops in Afghanistan when NATO took over

command and control of the mission that year.

One example of insufcient support to our efforts from Washington

could be classied as typical. Noting the increase in enemy activity and

the paucity of foreign assistance programs, Ambassador Ronald E. Neu-

mann in October 2005 requested an additional $601 million for roads,

power, agriculture, counternarcotics, and PRT support. The State De-

partment reduced the gure to $400 million, but in the end, not includ-

ing debt relief, national decisionmakers disallowed all but $32 million

of the $601 million the Embassy requested. Neumann concluded, “I

believed then and suspect now that the decision was driven by the desire

to avoid too large a budget; Iraq and hurricane relief won and we lost.”

Secretary Rice could not do anything about it. As the Taliban offensive

intensied, no other nation or institution made up for the shortfall. Hu-

man and scal reinforcement came in 2007, but some felt that it was

too little too late.

The regional powers—Saudi Arabia, Pakistan, Iran, India, Russia,

and China—did little to help. Each had its own interests and timetables.

Iran and Pakistan were part of the problem, and the other four were un-

able to further a solution. Pakistan was wary of American staying power

and hedged its bets, allowing the Afghan Taliban to operate from its ter-

ritory with minimal interference. Iran was no friend of the Taliban, and

The Second War Against the Taliban and the Struggle to Rebuild Afghanistan

it worked (often with bags of cash) to further its interests with authorities

in Kabul and in the western part of Afghanistan in an effort to improve

trade and border control. Tehran, however, has also erratically aided the

Taliban to ensure an American quagmire, if not outright defeat. India

gave over $1 billion in aid and was helpful on the commercial end. It

worked hard to earn contracts in Afghanistan and forged a logistical alli-

ance with Iran to work around Pakistan’s geographic advantages. Saudi

Arabia tried to use its good ofces to end the war but was frustrated by

the Afghan Taliban’s refusal to break relations with al Qaeda, a sworn

enemy of the Kingdom of Saudi Arabia. Russia and China exploited

commercial contacts, and Russia slowly began to improve counternar-

cotics cooperation with the coalition. In later years, Russia participated

with other regional nations in forming a northern logistics route. China

is poised today to help Afghanistan develop its mineral deposits. More is

said on the regional powers in the nal chapter.

In all, by 2009, the regional powers were not the primary cause

of the war in Afghanistan, but their policies have not worked toward a

solution. Pakistan is particularly noteworthy. While the U.S. policy—cor-

rect in my view—has been one of patient engagement to wean Islam-

abad from its dysfunctional ways, analysts from other countries could be

openly bitter. One Canadian historian who served in Afghanistan wrote

that Pakistan was behind the external support to the insurgents in south-

ern Afghanistan: “To pretend that Pakistan is anything but a failed state

equipped with nuclear weapons, and a country with a 50-year history

of exporting low-intensity warfare as a strategy, ignores the 800-pound

gorilla in the room.”

By the end of the Bush administration, security was down, as was Af-

ghan optimism about the future. Afghan condence in the United States

Understanding War in Afghanistan

and its allies was halved in 2008. Many Afghans believed the Taliban had

grown stronger every year since 2005, and incentives for fence-sitting

increased along with fear and disgust at government corruption. Polls in

Afghanistan rebounded in 2009 with a new U.S. administration and the

prospect for elections in Afghanistan. Karzai’s popularity plummeted in

the West after widespread fraud in the 2010 presidential elections. The

Obama administration clearly needed a new strategy.

Events in Afghanistan were trying, but the nearly desperate situation

in Iraq up to mid-2007 kept U.S. leaders from focusing on them. It was

not until the obvious success of the surge in Iraq that U.S. decisionmak-

ers—late in the Bush administration—were able to turn their attention

to the increasingly dire situation in Afghanistan. With the advent of the

Obama administration and improvements in Iraq, Afghanistan became

the top priority in the war on terrorism. By the summer of 2010, there

were more than two U.S. Soldiers in Afghanistan for every one in Iraq.

In fall 2010, there were nearly as many non-Afghan allied soldiers in the

country (40,000) as there were American Soldiers still in Iraq. The policy

that brought that about was also called the surge, despite some signicant

differences with its sibling in Iraq.

8. The Surge

The United States decided to surge in Afghanistan to reinforce its

commitment with military and civilian assets as well as more resources,

but it took nearly a year to bring it to fruition.

The foundation of the surge

was laid by President George W. Bush in 2008, but the construction was

completed under President Obama in 2009 and 2010. Studies on our

strategy in Afghanistan began in the last year of the Bush administration.

The most critical study of all was reportedly conducted under the auspices

of the Bush NSC staff.

There was a preliminary decision to recommend

an increase in forces to President Bush, but it was delayed to give the new

team a chance to study the situation and make its own recommendations.

Early on, President Obama and his team conducted studies that incor-

porated the work of the previous administration. Bruce Reidel of RAND,

a former CIA executive, supervised the efforts, which were facilitated by

the continued presence on the NSC staff of Lieutenant General Doug

Lute, USA, who managed the war for the previous administration and has

remained an essential element of continuity in the U.S. Afghanistan policy.

In March 2009, President Obama made his rst set of changes.

His

March 27 white paper outlined a counterinsurgency program aimed at

thwarting al Qaeda, “reversing the Taliban’s momentum in Afghanistan,”

increasing aid to Pakistan and Afghanistan, and forging a more united stra-

tegic approach to both countries.

Some 21,000 additional U.S. troops were

sent to Afghanistan to reinforce the 38,000 American and nearly 30,000 al-

lied forces already there. In 2009, ISAF created an intermediate warghting

headquarters, the ISAF Joint Command, and a new training command,

the NATO Training Mission–Afghanistan (NTM–A). In a parallel ac-

tion, the President replaced the U.S. and ISAF commander, General

Understanding War in Afghanistan

David McKiernan, with General Stanley McChrystal, then Director of

the Joint Staff and a former commander of special operations elements in

both Iraq and Afghanistan. The Secretary of Defense directed McChrys-

tal to conduct an assessment of our current efforts and report back to the

White House. His August assessment was leaked to the press. Over the next

3 months, President Obama and his senior advisors conducted a detailed

in-house assessment to determine how best to amend U.S. strategy.

President Obama’s national security team examined three options.

The rst came from the eld. General McChrystal recommended a

beefed-up, population-centric counterinsurgency strategy.

He identied

two key threats: the vibrant insurgency and a “Crisis of Condence” in

the Karzai regime and the coalition. Among his key recommendations

were greater partnering, increasing the size of the Afghan National Se-

curity Forces, improving governance, and gaining the initiative from the

Taliban. McChrystal also recommended focusing resources on threatened

populations, improving counternarcotics efforts, changing the culture of

ISAF to make it more population friendly, and adapting restrictive rules of

engagement to protect the population more effectively. This last measure

quickly showed positive results. ISAF-related civilian casualties were 40

percent of the total in 2008, 25 percent in 2009, and 20 percent to midyear

2010.

His initial assessment did not include a request for a troop increase,

but he later identied a favored option of 40,000 additional U.S. troops.

Other administration players had different ideas, and they were de-

bated with active participation from President Obama.

Some saw a need

to focus more directly on al Qaeda, others wanted more emphasis on

Pakistan, others wanted a delay because of the weakness of our Afghan

allies, and still others saw shifting the priority to building the Afghan

National Security Forces (police and military) as the key to victory. Vice

The Surge

President Joe Biden reportedly advocated a strategy focused on counter-

terrorism, with less emphasis on expensive COIN and nation-building.

As previously noted, Ambassador Karl Eikenberry, now on his third ma-

jor assignment in Afghanistan, was concerned with the inefciency and

corruption of the Karzai regime. He famously told Secretary of State

Hillary Clinton and President Obama in November 2009 that Karzai

“is not an adequate strategic partner.”

He did not initially concur with

U.S. combat troop reinforcements and recommended a shift of the U.S.

top priorities to preparing the ANSF to take over security and working

more closely with Pakistan.

After 3 months of discussions, President Obama outlined U.S. objec-

tives in a West Point speech. These included defeating al Qaeda, denying

it safe haven, preventing the Taliban from taking over Afghanistan, and

strengthening the Afghan government:

I am convinced that our security is at stake in Afghanistan and

Pakistan. This is the epicenter of violent extremism practiced by

al-Qaeda. It is from here that we were attacked on 9/11, and it

is from here that new attacks are being plotted as I speak. This

is no idle danger, no hypothetical threat. In the last few months

alone, we have apprehended extremists within our borders who

were sent here from the border region of Afghanistan and Pakistan

to commit new acts of terror. And this danger will only grow if the

region slides backwards and al-Qaeda can operate with impunity.

We must keep the pressure on al-Qaeda. And to do that, we must

increase the stability and capacity of our partners in the region.

. . . Our overarching goal remains the same: to disrupt, dismantle

Understanding War in Afghanistan

and defeat al-Qaeda in Afghanistan and Pakistan and to prevent

its capacity to threaten America and our allies in the future.

To meet that goal, we will pursue the following objectives within

Afghanistan. We must deny al-Qaeda a safe haven. We must

reverse the Taliban’s momentum and deny it the ability to over-

throw the government. And we must strengthen the capacity of

Afghanistan’s security forces and government, so that they can

take lead responsibility for Afghanistan’s future.

To accomplish this, the President directed the reinforcement of

an additional 30,000 U.S. troops, with the NATO allies adding nearly

10,000 to that total. Nearly all of those forces were in place by the fall

of 2010. To accompany the troop surge, the President ordered a surge

of civilian ofcials, a great increase in foreign assistance, a decisive

boost in funding for ANSF, increased aid to Pakistan, and support for

Afghan reintegration and reconciliation efforts. By summer 2010, U.S.

Government civilians in the country topped 1,050, more than doubling

the January 2009 total. Nearly 370 of that number were deployed in the

eld with regional commands.

By early fall 2010, U.S. forces reached the 100,000 level, and allied

forces totaled 41,400. At the same time, the ANA had 144,000 soldiers,

formed into 7 corps, each with about 3 brigades per corps. There were

also 6 commando battalions and an air force with 40 planes. The Afghan

National Police topped 117,000, with over 5,000 of them in Afghan

National Civil Order Police units, which receive special training and

equipment to perform paramilitary functions. Afghan and ISAF forces

were integrated in eld operations.

In January 2011, a senior U.S.

The Surge

military ofcer noted that partnering in the eld nationwide was at the

one Afghan to one U.S. or allied unit.

At the same time as the increase in personnel and programs, Presi-

dent Obama also made it clear that the United States would not tolerate

an “endless war,” in his words. He directed that in July 2011 “our troops

will begin to come home.” He pointed out that the United States must

balance all of its commitments and rejected the notion that Afghanistan

was another Vietnam. His message attempted to portray a rm national

commitment, but not an indeterminate military presence:

There are those who acknowledge that we can’t leave Afghanistan

in its current state, but suggest that we go forward with the troops

that we already have. But this would simply maintain a status quo

in which we muddle through, and permit a slow deterioration of

conditions there. . . . Finally, there are those who oppose identifying

a time frame for our transition to Afghan responsibility. Indeed,

some call for a more dramatic and open-ended escalation of our

war effort—one that would commit us to a nationbuilding project

of up to a decade. I reject this course because it sets goals that are

beyond what can be achieved at a reasonable cost, and what we

need to achieve to secure our interests. . . . It must be clear that

Afghans will have to take responsibility for their security, and that

America has no interest in ghting an endless war in Afghanistan.

While this declaration had positive political effects at home, it did cre-

ate ambiguity and uncertainty among friends and adversaries alike. The ad-

ministration worked hard to convince all concerned that “7/11” would not

signal a rapid withdrawal but rather the beginning of a conditions-based,

Understanding War in Afghanistan

phased turnover of security to the Afghans. NATO’s Lisbon Conference

extended this “transition” process until 2014, which is also when President

Karzai stated that the ANSF would be able to take over security in each

of Afghanistan’s 34 provinces. That year also marks the end of his second

(and constitutionally nal) term.

Improving and deepening relations with Pakistan is an important part

of the surge, complementing the increased attention Pakistan received in

the nal years of the Bush administration. Greater congressional interest re-

sulted in the 5-year, $7.5 billion Kerry-Lugar-Berman economic assistance

package in the fall of 2009. Pakistan is larger and richer than Afghanistan

and possesses nuclear weapons. It also has a longstanding dispute with

India, with whom the United States has begun to forge a strategic relation-

ship. Pakistan’s own Taliban—loosely allied with the Afghan Taliban—has

increased the inherent instability of that fragile nation, and success in

COIN operations in either Pakistan or Afghanistan affects security in the

other country. Pakistan’s long-term relationship with the Afghan Taliban

also makes it a key player in future reconciliation efforts in Afghanistan.

By the summer of 2010, the new U.S. strategy was well under way.

Major operations in Helmand and Kandahar did well in the “clear”

phase, but struggled in the “hold” and “build” phases. Afghan and coali-

tion governance and police efforts have lagged the military effort. Su-

perb operations by 2

Marine Expeditionary Brigade in Helmand deserve

special credit, as do Army efforts in RC–E and allied Special Operations

Forces’ efforts in taking out Taliban leadership. Village auxiliaries—Af-

ghan Local Police—have also begun to ght under local shura and Min-

istry of the Interior supervision. With U.S. Special Operations Forces

doing the training, coalition authorities plan to expand the local police

effort to over 30,000 ofcers in 100 key districts.

Without proper train-

The Surge

ing and supervision, the police effort could backre, create disorder, or

favor the development of warlords.

The greatest and most lasting progress of all was made by the NATO

Training Mission–Afghanistan in 2010. With 33 nations participating,

the command under U.S. Lieutenant General William Caldwell, USA,

which is now funded at over $10 billion per annum, drastically increased

and improved training for the Afghan National Army and Police, bring-

ing their combined strength to over 300,000. The command also im-

proved the quality of training and branched out into literacy training for

all soldiers and police ofcers, as well as supporting indigenous indus-

tries. The command is still short hundreds of NATO trainers, but it has

brought its manning up to 79 percent of the total authorized. The acid

test for NTM–A and its partners at ISAF Joint Command who supervise

unit partnering in the eld will come in the transition period from 2011

to 2014.

Thereafter, sustaining a multibillion-dollar-per-year nancial

commitment for security forces will be a signicant challenge.

The civilian surge has helped progress on nonmilitary lines of opera-

tion—governance, rule of law, and development—but these areas gen-

erally lag behind military-related operations. The Afghan government’s

ability to receive the transfer of responsibility in cleared areas has been

similarly problematic.

All criticism aside, however, the rapid build-up of

U.S. Government civilians has been remarkable. Their efforts have been

guided by the groundbreaking Integrated Civilian-Military Campaign Plan

for Support to Afghanistan, signed by General McChrystal and Ambassa-

dor Eikenberry in August 2009.

Today, in addition to Provincial Recon-

struction Teams, U.S. Government civilian managers serve at the brigade

level and man District Support Teams that give diplomatic, development,

and agricultural advice to deployed units and Afghan government ofcials.

Understanding War in Afghanistan

National Guard Agribusiness Development Teams—State civil-military

partnerships—give advice to farmers across the country.

One prominent effect of the surge and related activities in Afghani-

stan and Pakistan has been increased pressure on the enemy.

An Octo-

ber 2010 news release by ISAF Joint Command–Afghanistan included

the following information:

Afghan and coalition security forces spent the month of September

continuing to capture and kill key Taliban and Haqqani insurgent

leaders, clearing traditional insurgent strong holds and ensuring civil-

ians were able to cast their vote in the Parliamentary election. Septem-

ber marked a total of more than 438 suspected insurgents detained

and 114 insurgents killed in security force operations. More impor-

tantly, the security force captured or killed more than 105 Haqqani

Network and Taliban leaders. These leadership gures include shad-

ow governors, leaders, sub-leaders and weapons facilitators. Afghan

and coalition forces completed 194 missions, 88 percent of them with-

out shots red. The month of September ended on a high note when a

precision air strike in Kunar province September 25 killed Abdallah

Umar al-Qurayshi, an Al Qaeda senior leader who coordinated the

attacks of a group of Arab ghters in Kunar and Nuristan province.

A subsequent summary of September through November 2010 listed

“368 insurgent leaders either killed or captured, 968 lower level ghters

killed and 2,477 insurgents captured by coalition forces.”

Despite these

coalition successes, the Taliban has been able to replace its fallen leader-

ship. It remains as of this writing (March 2011) a dangerous, motivated,

and adaptive foe.

9. A Current Assessment and Contending Options

After almost 10 years of effort, U.S. and coalition prospects in Af-

ghanistan will be inuenced by 5 vectors.

U.S. interests remain a guide

and provide the rst vector. Two American Presidents over a decade have

declared that the war is a vital national interest. Nearly a decade after the

9/11 attack, the current administration is still rightfully focused on the

defeat or degradation of al Qaeda and its associated movements, one of

which is the Afghan Taliban.

The war in Afghanistan has also become the main effort in the U.S.

war on terrorism. President Obama in the rst 18 months of his admin-

istration twice reinforced our Afghanistan contingent. Friendly forces—

U.S., allied, and Afghan—in the fall of 2010 included 384,000 military

and police personnel, more than 10 times the estimated size of the full-

time Taliban ghting force.

In his rst 20 months in ofce, according

to the New America Foundation, President Obama nearly tripled the

total Bush administration 2007–2008 drone strikes against terrorist targets

in Pakistan. In 2010, by the end of September, the administration had

conducted 50 percent more strikes than it did in all of 2009.

In a May

2010 state visit to Washington, President Karzai also received a promise

from the Obama administration of a long-term strategic relationship that

will cement the U.S.-Afghan partnership beyond the sound of the guns.

Vice President Biden reiterated this promise during a visit to Kabul in

January 2011.

Second, the costs have been considerable. For the United States,

the war has gone on nearly 10 years. For Afghanistan, spring 2011 marks

more than three decades of uninterrupted war. By mid-2011, over 1,500

U.S. war dead, 900 fallen allies, and tens of thousands of Afghan dead

Understanding War in Afghanistan

bear silent witness to the high cost of this protracted conict.

Pakistan

has suffered over 30,000 casualties during the war on terrorism.

In a

2010 visit to Washington, General Ashfaq Kayani, the Pakistani army

chief, reminded his U.S. audiences that in 2009 alone, the Pakistani

army suffered 10,000 casualties in its battles against the Pakistani Taliban.

Nearly 3,000 members of the Afghan security forces were killed in action

from 2007 to 2009. Afghan civilian dead averaged approximately 2,000

per year from 2008 to 2010.

The commitment of NATO nations on both sides of the Atlantic is

politically uncertain. In Europe, delicate coalition governments are deal-

ing with signicant scal problems and low public support for ghting in

Afghanistan. American pleas in 2010 for a larger European contribution

have been met, but most European and Canadian combat contingents

will likely be withdrawn in the next few years. War weariness among all

combatants is likely to be a signicant change agent as nations count

down to 2014, the Lisbon Summit target for the nationwide Afghan take-

over of security. Polls in the United States in 2010 showed less than 40

percent of the public supporting the war. U.S. public support was even

lower in 2011 polls. At the same time, U.S. voters did not consider the

war to be a top-tier electoral issue, as it has been in elections in Canada

and the Netherlands.

Popular support for the war has been much lower in Europe than in

the United States.

While 49 nations are in the NATO-led coalition, bur-

den- and risk-sharing have remained problems. Only Afghanistan, Can-

ada, Denmark, Great Britain, the Netherlands, the United States, and a

few other nations pursue full-time offensive combat operations. Wash-

ington also outstrips its allies in security- and foreign-assistance spending.

Still, the allies added close to 10,000 personnel to their strength in the

A Current Assessment and Contending Options

surge and have suffered over 900 deaths during the war. One recent study

found that seven allied nations have taken more fatalities per number

of deployed soldiers than the United States. A recent RAND study that

measured casualties according to the total end strength in each country’s

armed forces found 4 nations with more casualties per 100,000 personnel

on their rolls than the United States.

U.S. war expenditures in FY10 and FY11 will top $100 billion.

This enormous cost—on behalf of a country whose legal gross domestic

product (measured in purchasing power parity) is about a fth of the

U.S. budgetary allocation—comes at a time of high unemployment and

rampant decit spending in the United States. In the midterm, budgetary

constraints in the United States and Europe will begin to inuence how

the coalition pursues its objectives in Afghanistan. Between scal and

strategic concerns, there are growing antiwar issues on both sides of the

congressional aisle, with some worried about costs, some worried about

corruption, and still others concerned that our expansive strategy is out

of touch with our true interests.

Third, the enemy—generally successful from 2005 to 2009—is un-

der great pressure from the coalition on Afghan battleelds. Pakistan is

slowly awakening to the danger of harboring violent extremist groups on

its territory. Its soldiers have fought a war in Khyber Pakhtunkhwa and

South Waziristan to make that point. A massive ood in Pakistan put the

war there on hold in the summer and fall of 2010. In Afghanistan, major

allied offensives in the Pashtun-dominated south and east of Afghanistan

highlighted the coalition’s determination. U.S. Treasury experts on al Qa-

eda funding have stepped up activities against the Taliban’s nanciers.

One of the three major elements of the Afghan Taliban, Gulbuddin

Hekmatyar’s Hezb-i-Islami faction, has been in contact with the Karzai

Understanding War in Afghanistan

government. Another part of the Taliban, the Haqqani Network, with

close ISI and al Qaeda connections, has reportedly begun exploratory

talks, using Pakistan as an intermediary.

This process has a long way to go. In June 2010, Leon Panetta, the

head of the CIA, said: “We have seen no evidence that they [that is, the

Taliban] are truly interested in reconciliation, where they would surren-

der their arms, where they would denounce al Qaeda, where they would

really try to become part of that society.”

The Taliban is neither down

nor out, but for the rst time since the fall of 2001, it is feeling serious

pressure from both its enemies and its benefactors. Reconciliation efforts

are still in an infant stage.

Fourth, President Karzai’s weak government remains the Taliban’s

best talking point. The government that must win this war seems in some

ways less capable than it was in the 2002–2005 period. The police are a

hindrance, the bureaucrats are inefcient and corrupt, and the ministries

are ineffective. The narcotics industry may be a third the size of the entire

legal economy. The effect of narcotics trafcking on Taliban funding and

government corruption is profound. Still, the government stands far higher

in polls than the Taliban. In the June 2010 Asia Foundation survey, public

optimism in Afghanistan was at a 5-year high, as was the public evaluation

of government performance.

Indeed, the government remains far more

popular among Afghans than either the United States or coalition forces.

The level of governmental corruption was evident in the recent

presidential election. Only the withdrawal of Karzai’s most serious com-

petitor, former foreign minister Abdullah Abdullah, who in all likelihood

did not have the votes to win a runoff, enabled the current president to

be legitimately called the winner. Public bickering in 2010 had U.S. of-

cials embarrassing Karzai by their public statements, while he bitterly

A Current Assessment and Contending Options

denounced the United States and NATO for acting as occupiers, even

once out of frustration suggesting that he might as well join the Taliban.

His mid-May 2010 visit to Washington poured oil on these troubled wa-

ters, but in the run-up to the September 2010 parliamentary elections,

President Karzai appeared to be directly interfering with corruption in-

vestigations into his government. The subsequent parliamentary election

was problematical but was clearly more legitimate than the previous

presidential election. Karzai was reportedly disturbed by the inability

to open polls in some conict areas in the south and east, traditional

Pashtun strongholds. By the time the counting was done, there were 15

fewer Pashtun legislators than in the previous parliament.

In the past, friction had been present within the U.S. team—the

Embassy, Special Envoy Richard Holbrooke’s group, and the military

command. It was a factor in the improper and ill-timed complaints by

General McChrystal and his staff to a reporter that resulted in the Gen-

eral’s ouster from command.

By the fall of 2010, however, friction ap-

peared to have abated if press articles were an appropriate gauge. How

the untimely death of Ambassador Holbrooke will affect this situation is

unknown. While he could be hard to deal with, Holbrooke was a master

negotiator and a consummate diplomat. His efforts toward a better peace

will be sorely missed.

Despite much economic aid, Afghanistan remains one of the least

developed countries in the world. But there are a few economic bright

spots: fueled by aid, legal gross domestic product growth has been robust,

and in 2010 the Karzai government increased revenue collection by 58

percent. Development programs such as the National Solidarity Pro-

gram, which have exploited community councils and local decisionmak-

ing, have been extremely successful. Local management means buy-in

Understanding War in Afghanistan

by the local population and great savings. In the 8 years of its existence,

the NSP has affected 26,000 village communities with $631 million

worth of projects.

The international community has agreed to funnel

50 percent of its annual aid through the Afghan state budget by 2012.

On Washington’s end, the new ISAF COIN Contracting Guidance will

help U.S. forces from indirectly contributing to local corruption.

January 2011, the Afghan government had also aggressively begun to

license the development of what may amount to $3 trillion worth of

mineral deposits. In the long run, this mineral wealth could be a way

out of underdevelopment for Afghanistan.

Finally, the Afghan people are tired of war and the intrusive pres-

ence of coalition forces. While ISAF-involved civilian deaths and col-

lateral damage were way down in 2010, the presence of coalition forces

is no doubt hard for many Afghans to live with. Fortunately, for the most

part, the people despise the Taliban more than the government and its

coalition partners. The Taliban rarely receive higher than 10 percent

approval ratings in polls. Most people seem able to remember how re-

pressive and ineffective the Taliban was at ruling the country from 1996

to 2001. With 49 nations helping the government, the attentive public

no doubt recalls that the Taliban regime was recognized by only 3 other

countries. Before looking at policy options, it will therefore be helpful

to discuss the international dimension of the conict in Afghanistan.

The International Dimension

The interests of six regional players—China, India, Iran, Pakistan,

Russia, and Saudi Arabia, each powerful in its own way—will have an

important impact on the war and its settlement. Each of these nations

will work hard to accomplish its own goals in and toward Afghanistan.

A Current Assessment and Contending Options

They are part of the policy milieu and in some cases part of the problem.

They will all have to become part of the solution.

Russia has a long history with Afghanistan. It has legitimate com-

mercial interests and is vitally interested in keeping radical Islamists

away from its borders. Russia is also vitally concerned with preventing

the spread of narcotics and the movement of drugs through its territory.

It has long and deep relations with the numbers of the former North-

ern Alliance. It can be helpful in a settlement or it can be a spoiler.

Afghanistan, for its part, might well see Russia as a source of security

assistance, especially given the amount of former Warsaw Pact materiel

in Kabul’s armories.

India’s prime interest is to spread its inuence and keep Afghanistan

from becoming a pawn of its enemy, Pakistan.

For decades, and espe-

cially since the November 2008 attacks in Mumbai, counterterrorism

remains uppermost in the minds of Indian leaders. They see Pakistan

as maintaining close relationships with a number of radical groups, in-

cluding the Haqqani Network and Lashkar-i-Taiba, the latter singled

out in a recent Council on Foreign Relations study as a potential rival

to “al-Qaeda as the world’s most sophisticated and dangerous terrorist

organization.”

India also keeps one eye on China, a close ally of Islam-

abad as well as India’s rival for power in South Asia. For its part, China

is exploiting its interests in Afghanistan for commercial reasons and to

dampen Islamist extremism, a problem in the western part of China.

Not invited by Kabul to use military instruments in Afghanistan,

New Delhi has committed over $1 billion in aid and pledged another

$1 billion. It is fast improving its commercial ties, and Indian contrac-

tors and rms run many large projects inside the country. The Indian

government no doubt maintains contacts with its old friends, the Tajiks

Understanding War in Afghanistan

and Uzbeks in northern Afghanistan. India has also linked up with Iran

in bypassing Pakistani land routes into Afghanistan by improving the

ow of supplies from the port of Charbahar in southeast Iran to Zaranj

in Afghanistan, and then on to Delaram on the Ring Road in western

Afghanistan. India has a secure route for its exports, which have Afghan

trade preferences, and Iran is developing a close relationship with a

highly regarded emerging power. Pakistan is concerned about the grow-

ing demi-alliance between Iran and India, as well as the proximity of the

commercial and maritime hub of Charbahar close to its own territory.

Islamabad’s prime interest is to have a friendly, pliable regime in Af-

ghanistan, which some of its strategists see as its strategic rear area, and also

a regime that recognizes Pakistan’s interests. As always, its sharpest eye is on

India. Islamabad wants to block any extension of New Delhi’s inuence in

Afghanistan. It also believes that India is actively undermining its security

interests by using its extensive presence in Afghanistan to work with the

Pakistani Taliban and Baluch insurgent groups. Islamabad has accordingly

begun to cooperate more closely with the Afghan government.

Pakistan supported the Taliban until 2001, and then, pledges to the

United States aside, allowed it to reoccupy sanctuaries inside Pakistan in

Quetta, Karachi, the Federally Administered Tribal Areas, and through-

out the northwest of Pakistan. The Pakistani leadership, however, is tiring

of the Afghan Taliban, who maintain low-key relations with the Pakistani

Taliban, which is currently at war with Islamabad. The Afghan Taliban in

its various guises was once a solution to Pakistan’s Afghanistan problem,

but today it is an impediment to a new settlement. In the fall of 2010,

with pressure from NATO, it appeared that the government of Pakistan

had begun to push the Taliban toward negotiations with the Karzai gov-

ernment. Although Islamabad has never had better cooperation with

A Current Assessment and Contending Options

the current Afghan regime, it is no doubt hedging its bets for the future,

worried about continuing instability, a vacuum left by a rapid departure

of ISAF combat forces, and Indian gains in the country at the perceived

expense of Pakistan’s security.

The degree of help the coalition gets from Islamabad will be a key

variable in ghting or negotiating with the Taliban. Increased Pakistani

pressure on the Afghan Taliban could dramatically speed up reconcilia-

tion. The government of Pakistan, however, must cope with competing

national objectives and a population in which “most Pakistanis will re-

main young, poor, uneducated and brimming with anti-Americanism.”

The United States must continue to insist that Pakistan take action to

control U.S. and Afghan enemies that reside on its soil.

For its part, Saudi Arabia is eager to facilitate reconciliation and

continue its support for its old friend Pakistan, no doubt with one eye

on Iran’s activities. It has tried hard to jump-start the peace process in

the hope of countering al Qaeda. Sadly, the Taliban has stiff-armed the

Saudis on the al Qaeda issue. Saudi cash could be a great boon to rec-

onciliation and a major aid source for Afghanistan.

Iran has had poor relations with the Taliban, which mistreated Shia

Afghans and on one occasion killed Iranian consular ofcials in northern

Afghanistan. Although it has provided some covert aid to the Taliban

insurgents, it is not eager to have a Taliban government on its border.

Tehran is also concerned about refugees, instability, and narcotics trafc

across its porous border. At the same time, it does not want an American

position of strength in Afghanistan, and it would love to see the war

there become an embarrassment to the United States. Iran must also

wonder whether Afghanistan would provide bases to the United States if

a conict were to arise over Iranian nuclear proliferation. Additionally,

Understanding War in Afghanistan

Tehran is concerned about its long border with Afghanistan, cross-border

instability, smuggling, and narcotics trafcking. Accordingly, it has a two-

track policy of covert aid to insurgents and overt aid to Afghan authorities

in Kabul and along Iran’s eastern border. Shared interests have helped

Tehran’s relations with India grow stronger as the conict continues.

In all, there is a tangle of competing interests and policies among the

regional powers. The six big regional players, four of which are nuclear

powers and one that is building that capability, will insist that any solu-

tion or reconciliation in Afghanistan does not work against their interests.

To that end, an understanding among them on the future of Afghanistan

will be critical to the country’s long-term stability.

Options for the Future

Among the catalysts for strategic change in Afghanistan have been

a surge of U.S. forces and civilian ofcials, increases in aid, and the

President’s declaration at West Point that in July 2011 “our troops will

begin to come home.” On that date, the coalition will start to transition

responsibility for security in selected areas to the Afghan government.

At the Lisbon Summit, NATO made 2014 the target for the Afghans to

take over security nationwide. President Karzai rst agreed to the 2014

date in the spring of 2010 and said as much at his appearance at the

U.S. Institute of Peace.

President Obama and his Secretaries of State

and Defense have all stressed that this withdrawal of combat forces will

be “conditions based” and supplemented by a new strategic relationship

with Afghanistan and Pakistan for the long term.

Four types of options will dominate the thought process in July 2011

and over the next few years. First, there will no doubt be some key players

who favor continuing with the comprehensive COIN effort that is still

A Current Assessment and Contending Options

unfolding. Many security specialists will prefer to keep up the full-blown

counterinsurgency operation for a few more years and move slowly on

the transition to Afghan responsibility for security, and only then on to

reconciliation with the enemy. A few more years of the COIN approach

would give the time needed for building Afghan capacity, but it would

be expensive and play into enemy propaganda about the coalition as

an occupying force. The Lisbon Summit goal of a transition to Afghan

responsibility for security in 2014 favors a “more COIN” option, but

expense, public opinion, and the ongoing budget decit crunch will

work against many more years of robust COIN efforts at the current level.

A second option touted by those interested primarily in al Qaeda or

saving money is to abandon the complex counterinsurgency/nation-building

focus and shift to a sole emphasis on counterterrorism. While counterter-

rorism has been an important part of option one, counterterrorism by itself

does not work to strengthen the Afghan state so it can do business on its own.

Without such help, the need for aid to Afghanistan will become unending.

Absence of such help also retards the collection of local intelligence. Failing

to secure the population will allow progress by insurgents and will also put

forces engaged in counterterrorism in Afghanistan at higher personal risk.

One highly sensitive assumption underpinning counterterrorism-only pro-

posals is that there is a great dividing line between even the hardcore Taliban

and al Qaeda. This is not the case. Many hardcore Taliban leaders are clearly

found in the greater constellation of al Qaeda and its Associated Movements.

This fact will be explored in depth in the next section. A nal factor that

would argue against a counterterrorism-only approach has been the strength

of the kinetic operations inside Afghanistan and the aggressive drone attacks

in Pakistan. The effectiveness of counterterrorist and counterguerrilla opera-

tions inside of the current COIN approach has been remarkable.

100

Understanding War in Afghanistan

A third option would be to reduce over a few years many or most of

the 30,000 Soldiers and Marines in the surge combat forces and make

security assistance and capacity building—not the provision of combat

forces—ISAF’s top priority. Remaining ISAF combat units could further

integrate with elded ANA units. Maximum emphasis would be placed

on quality training for soldiers and police.

To help build Afghan military capacity, ISAF commanders would

also emphasize the development of Afghan combat enablers such as

logistics, transportation, and aviation. In this option, ISAF would shift

the focal point of allied strategy to the NATO Training Mission–Af-

ghanistan vice allied combat forces. This option would not be cheap,

but it could gradually bring down costs and troop levels. Trading U.S.

combat units for ANA formations, however, may result in some short-

term security degradation, a real problem if negotiations are ongoing.

The integration of ISAF combat units with ANA units has paid great

training dividends in just a few years. One more problem is the sus-

tainment of ANSF funding. The current cost of the ANP and ANA is

about ve times the amount of all of Afghanistan’s annual revenue. In

the long run, the government will have to make serious adjustments to

ensure that the ANSF can be supported with local revenues. Downsiz-

ing, conscription, and enhanced revenue collection could be among

the potential xes.

Other challenges may arise with this option. U.S. and allied trainer/

advisor shortages will have to be lled rapidly, which will be difcult.

In a similar vein, the training and education of Afghan civil servants

will need much more attention along with additional trainer/advisors.

To bring this about, the coalition also needs to reinforce support to the

national government, its ministries, and its local appointees. Coalition

101

A Current Assessment and Contending Options

civilian advisors must become the norm in every ministry and throughout

their subdivisions.

The key to success here is and will remain the Afghan police, who

will be vital to defeating the insurgency. Efforts to improve their training

are essential. Rule of law programs such as courts, jails, and legal services

must also be improved if this government will ever rival Taliban dispute

resolution mechanisms. The Ministry of the Interior will have to defeat

its endemic corruption. The appointment of General Bismillah Khan

Mohammadi, formerly chief of the general staff, as the minister of the

interior may provide a needed impetus for change. The development of

the Afghan Local Police—trained by U.S. Special Forces, tied to local

shuras, and supervised by the Ministry of the Interior—is both a favor-

able development and a challenge. By February 2011, there were over 30

districts, with nearly 10,000 local police in training or already validated.

As noted above, this program could easily become counterproductive

without good training and supervision.

For its part, the government of Afghanistan—which ultimately must

win its own war—must work harder against corruption and redouble its

efforts to develop its own capacity in every eld of endeavor. Links be-

tween the center and the provinces must be strengthened. The civilian

part of the U.S. surge must clearly be maintained for a few more years.

A Fourth Option: Reconciliation (and Its Obstacles)

A fourth option—compatible with the options noted above, either

sequentially or concurrently—is for the Afghan government, with

coalition and UN support, to move expeditiously on reintegration of

individual Taliban ghters and reconciliation with parts of or even

with whole elements of the Afghan Taliban. Over 1,000 individual

102

Understanding War in Afghanistan

ghters have volunteered for the reintegration program.

To make

systemic progress, however, President Karzai rst will have to win over

the majority of the Afghan population who are not Pashtuns, a hard

sell. They will want peace but not at a price that threatens them or

allows a “new” Taliban much latitude. To help address this problem,

President Karzai held a loya jirga on peace issues in June 2010. He

wisely appointed Burhanuddin Rabbani, a Tajik and former Northern

Alliance leader, to lead the High Peace Council. No Afghan will be

able to accuse the Council of being biased toward certain individuals

or Pashtun tribes.

For their part, the Taliban leadership will also be a hard sell.

The year 2009 was the worst year for ghting since 2002. While they

are feeling the heat in 2010, the Taliban still claim to have the mo-

mentum. The last few years have been a time of increasing Taliban

battleeld successes and growing Western casualties. They have at-

tacked cities, they exert control over some provinces, and they have

shadow governors appointed for, but not necessarily working in, each

province. Many in the Taliban leadership cadres are not eager to

negotiate, but the U.S. surge and Pakistani pressure could change

their minds.

While few would disagree with welcoming individual Taliban

back into the fold, a political deal with the movement will be dif-

cult to manage. If the Afghan government sits down prematurely

with a major element of the Taliban, it may be acting from a posi-

tion of weakness. To increase the prospects for Kabul’s success in

negotiating, the coalition will have to reverse that weakness. In plain

language, ISAF will have to strike a decisive blow against the Taliban

and fracture its organization while holding out the carrot of a settle-

103

A Current Assessment and Contending Options

ment. Pakistan will have to join these efforts to push elements of the

Taliban toward reconciliation.

Negotiators will have to deal with a number of complicating fac-

tors. For one, the Taliban has many factions. The original Taliban, the

so-called Quetta Shura Taliban, works in the southern part of Afghani-

stan. Gulbuddin Hekmatyar’s faction of Hezb-i-Islami, which has been

at war in various congurations since 1978, operates in the eastern part

of the country, as the does the Haqqani Network, whose headquarters

is in North Waziristan. Complicating the issue, there are now multiple

Pakistani Taliban factions, some operating in both countries. When we

talk to the Taliban, we will have to deal with its many parts. The divi-

sions among groups provide the coalition opportunities to use divide and

conquer tactics. In the end, it is likely that some factions may reconcile

while others ght on.

Second, all politics is local, and in Afghanistan that means ethnic

or tribal. Pashtuns are only about 40 percent of the Afghan population,

and the balance of the population—Tajiks, Uzbeks, and Hazaras, and

others—were treated harshly by the Taliban. While Pashtuns may see

some of the Taliban as wayward relatives, non-Pashtuns are likely to be

less forgiving. A premature political reconciliation could increase Pash-

tun versus non-Pashtun tensions. The worst reconciliation nightmare

would be a civil war with reconciled Pashtuns against nearly everyone

else in Afghanistan. It will be hard to bring all of the ethnic groups on

board, but war weariness and the need for development aid are powerful

incentives to forgive and forget. Positive Pakistani efforts could increase

Taliban motivation to reenter the political system.

Third, the Taliban regime also committed numerous crimes

against humanity for which there has never been an accounting. In

104

Understanding War in Afghanistan

addition to the extreme repression of the entire citizenry including no

kites, no music, no female education, bizarre human rights practices,

and executions at soccer matches, thousands of Afghans, especially

non-Pashtuns, were killed by the Taliban. Compounding that prob-

lem, the contemporary Taliban use terror tactics and repression. Even

today, when they are trying to attract more followers with propaganda

and sharia-based dispute resolution, their approval ratings in most

polls are low.

While Karzai will demand that they accept the constitution, the Tali-

ban reject democracy and may insist on a withdrawal of coalition forces,

Karzai’s insurance policy, before they sign on to reconciliation. Today’s

Taliban are unlawful combatants who live by planting IEDs, kidnapping

civilians, and destroying reconstruction projects in the countryside. It

will be difcult to sit down to negotiate with players whose signature

tactics include burning girls’ schools and beheading noncombatants.

Even Mullah Omar has counseled restraint to soften the Taliban image.

Clearly, mainstream Taliban leaders will have to turn their back on their

“worst practices.”

Finally, there may be a tendency to see the Taliban as misguided

fundamentalist bumpkins with their leadership cadres in a league with

al Qaeda. Since 1998, they have resisted all requests to turn over or

even disavow Osama bin Laden and his followers. In 2001, the Taliban

were ousted from their home for protecting their “guest,” Osama bin

Laden, with his thousands of foreign ghters. While al Qaeda was once

a more powerful partner, it is still able to advise Taliban commanders

and teach them the ner points of IEDs and suicide bombing tech-

niques. The al Qaeda–Taliban link may be stronger today than it was

in 2001.

105

A Current Assessment and Contending Options

According to Dexter Filkins writing in the New York Times, no

less a gure than Saudi Arabia’s King Abdullah in the summer of 2008

asked Mullah Omar to disavow in writing a link between the Taliban

and al Qaeda. He never received an answer.

David Rohde of the

New York Times, who was kidnapped by the Haqqani Network for 7

months, believes the al Qaeda–Taliban link is thriving. Rohde wrote

in October 2009:

Over those months [in captivity], I came to a simple realization.

After seven years of reporting in the region, I did not fully un-

derstand how extreme many of the Taliban had become. Before

the kidnapping, I viewed the organization as a form of “Al Qa-

eda lite,” a religiously motivated movement primarily focused on

controlling Afghanistan. Living side by side with the Haqqanis’

followers, I learned that the goal of the hard-line Taliban was far

more ambitious. Contact with foreign militants in the tribal areas

appeared to have deeply affected many young Taliban ghters.

They wanted to create a fundamentalist Islamic emirate with Al

Qaeda that spanned the Muslim world.

Peter Bergen, an expert on al Qaeda, sees the issue in a similar fash-

ion. For him the Taliban, Afghan and Pakistani, are brothers in arms with

al Qaeda. In a 2009 article in the New Republic he wrote:

But, in recent years, Taliban leaders have drawn especially

close to Al Qaeda. (There are basically two branches of the

Taliban—Pakistani and Afghan—but both are currently head-

quartered in Pakistan, and they are quite a bit more interwoven

106

Understanding War in Afghanistan

than is commonly thought.) Today, at the leadership level, the

Taliban and Al Qaeda function more or less as a single entity.

The signs of this are everywhere. For instance, IED attacks in

Afghanistan have increased dramatically since 2004. What

happened? As a Taliban member told Sami Yousafzai and Ron

Moreau of Newsweek, “The Arabs taught us how to make an

IED by mixing nitrate fertilizer and diesel fuel and how to pack

plastic explosives and to connect them to detonators and remote-

control devices like mobile phones. We learned how to do this

blindfolded so we could safely plant IEDs in the dark.” Another

explained that “Arab and Iraqi mujahedin began visiting us,

transferring the latest IED technology and suicide-bomber tac-

tics they had learned in the Iraqi resistance.” Small numbers

of Al Qaeda instructors embedded with much larger Taliban

units have functioned something like U.S. Special Forces do,

as trainers and force multipliers.

A mid-level ofcial afliated with both the Afghan and Pakistani

Taliban, Mawlawi Omar, with perhaps a drop or two of exaggeration,

trumpeted the unity of the Taliban and al Qaeda in a 2008 interview with

Claudio Franco, an Italian regional specialist and journalist:

There is no difference between Al Qaeda and the Taliban. The

formation of Al Qaeda and the Taliban was based on an ideology.

Today, Taliban and Al Qaeda have become an ideology. Whoever

works for these organizations, they ght against Kars [unbeliev-

ers]. . . . However, those ghting in foreign countries are called

Al Qaeda while those ghting in Afghanistan and Pakistan are

107

A Current Assessment and Contending Options

called Taliban. In fact, both are the name of one ideology. The

aim and objectives of both organizations are the same.

To be successful, reconciliation will have to practice “divide and

conquer” and shatter the Taliban as an alliance of organizations. It will

be the segments of the Taliban willing to disavow al Qaeda, along with

the disgruntled, war-weary eld cadres, who will meet the requirements

for reconciliation. The death of Osama bin Laden at the hands of Navy

SEALs in May 2011 may well accelerate reconciliation, but the bond

between the Taliban and al Qaeda leadership is ideological as well as

personal. Difcult as it will be, however, reconciliation has signicant

support and political momentum. Irregular conicts rarely end in a sur-

render ceremony on a battleship, as World War II did, or with one side

decisively defeating the other, as in the Vietnam War. Political compro-

mises and negotiated settlements are the norm. Some last, and some do

not. The Afghan government and its enemies know this history well. It

will take years to set the conditions and conduct negotiations that lead

to a lasting settlement.

To proceed systematically in Afghanistan, the United States and its

coalition partners have to rst reinforce the foundation for reconciliation

efforts. To achieve favorable conditions for negotiations, ISAF must con-

tinue to accelerate its military efforts. General David Petraeus is correct:

ISAF cannot kill or capture its way to victory in Afghanistan. Its forces

must focus on protecting the population. At the same time, however,

ISAF can create an enemy more eager to negotiate if it defeats Taliban

offensive operations, destroys its eld forces, dries up its means of sup-

port, damages its fundraising, disrupts the narcotics trade, and threatens

its sanctuaries. Pakistan’s help can magnify the effects of ISAF’s efforts.

108

Understanding War in Afghanistan

In the short run, large numbers of Afghan and NATO troops, as well

as more civilian advisors and aid money, will be essential. In other words,

the United States and its coalition partners must carry out President

Obama’s plan and pursue the enemy ruthlessly, rigorously, and con-

tinuously. Cutting off Taliban funds and support will be as important as

destroying its cadres on the battleeld. The biggest mistake the coalition

could make would be to slack off on the battleeld while the Taliban

plays the talk-ght card.

In preparing for the future, the NATO nations must also continue

to build Afghan police and military capacity for independent operations.

We have done better at this in Iraq than in Afghanistan, but Iraq had

more human capital and more sustained U.S. resources. Progress in

building police and army formations was very impressive in 2010.

Build-

ing across-the-board Afghan capacity for governance and management

must also be a top long-term priority. In the end, better training and an

increase in more military and civilian advisors may be more important

than additional U.S. brigade combat teams.

At long last, Pakistan seems ready to pressure the Afghan Taliban and

help with reconciliation. Beset by its own Taliban insurgents, the Pakistani

leadership may well have concluded that a Taliban-dominated Afghanistan

is not in its interest. The government in Islamabad is no doubt eager to

be shut of the radical Taliban. Again, more aid for Pakistan—military and

economic—must be part of the reconciliation program, especially in the

wake of the summer ooding in 2010. Working toward a long-term strate-

gic partnership remains an important element in the equation.

Reconciliation and attendant negotiations are issues on which the

Afghan government must lead. We cannot navigate the maze of Afghani-

stan’s ethnic politics. Only the Afghan leadership can do that, and it has

109

A Current Assessment and Contending Options

been one of President Karzai’s abiding strengths. One theme for our pub-

lic diplomacy should be that the United States is in Afghanistan for the

long haul—it will be there for years beyond the end of all major ghting.

Another key theme should be continued support for Afghanistan while

our combat troops are there as well as after they leave. U.S. diplomats

have done a good job of emphasizing these themes. As long as the coali-

tion is in Kabul, the Taliban knows it cannot force its way in. It must be

made to believe that reconciliation is its best hope.

Political reconciliation between the Afghan government and the

Taliban (or any of its factions or eld forces) should require the Taliban

participants to accept a number of key conditions. The Taliban must

veriably lay down its arms. It must accept the Afghan constitution and

agree to operate within it. It must also forsake the criminal enterprises

that have become its lifeline and pledge to become a legitimate political

entity inside Afghanistan. There should be no offers of territorial power

sharing or extra constitutional arrangements, but later on the president

might appoint Taliban cabinet ofcers or provincial or district governors.

Taliban ghters could clearly be integrated into the ethnically integrated

Afghan security forces after retraining and indoctrination.

Reintegration and reconciliation, rst with individual ghters and

then with elements of the Taliban, will be difcult but not impossible.

It represents a potential way to end the 33 years of war that have beset

this land. It will require great Western political, military, and economic

effort during the reconciliation period and close attention to U.S.-Afghan

relations in the long-term future. The cooperation of regional partners,

especially Pakistan, will be critical. This process is likely to take years,

but it carries with it the promise of the rst peace in Afghanistan in over

three decades.

110

Understanding War in Afghanistan

In sterile decisionmaking exercises, teams might well decide that

the safest way to proceed would be to go through these four options in

order, starting with another dose of robust counterinsurgency programs,

with coincident reintegration of individual belligerents. This would be

followed by “Afghanization,” with reconciliation beginning only after

option two is well underway. However, this is a time of rapid change

on many fronts. Reconciliation, spurred by political maneuvering and

war weariness, may end up leading and not following developments on

the battleeld. Counterinsurgency successes in Pakistan can change the

battleeld dynamics in Afghanistan and vice versa. Agreements among

regional powers can affect military operations. The exploitation of min-

eral wealth may provide great incentives for some insurgents to come

home and improve their economic lot.

There is an understandable reluctance to move into negotiations

while the war continues, but as noted above, most irregular and civil wars

end in some form of negotiation, often after a decade or more of ghting.

The United States should not stand in the way of reconciliation with the

Taliban. Rather, it should work for the best possible outcome, guided by

its objectives, the available means, and the strategic context.

111

10. Conclusion

It is not possible now to chart an exact course for the future. Despite

one’s best hopes, the war may continue unabated. A Taliban victory, with

black turbaned ghters triumphantly riding their pickup trucks into Ka-

bul, is highly unlikely and nearly impossible unless the West abandons

the Afghan regime. Allied success, however, may take many paths. Secu-

rity assistance may move to the forefront of the allied agenda, allowing

for the withdrawal of some or all of ISAF’s combat forces. Reintegration

of individuals and reconciliation with part or all of the Taliban may oc-

cur much faster than the Western powers expect. Afghanistan’s history

is replete with examples where entire armed factions change sides in

recognition of new realities. Regional actors such as Pakistan or even Iran

may play more constructive roles in reaching settlements or otherwise

fashioning a better peace.

While major outcomes are uncertain, there are a number of key is-

sues that the U.S. leadership team needs to tackle right away. First, on the

military end, it will be necessary to keep up the pressure on the Taliban.

Protecting the population should remain the rst priority, but one of the

best ways to do that is to eliminate the Taliban, whose forces oppress the

population the coalition seeks to safeguard. If reconciliation advances, there

will be many, including some in Afghanistan and Pakistan, who will want

to cut back on offensive operations and counterterrorist activities against the

Taliban and al Qaeda. In truth, reconciliation in the long run depends on

destroying Taliban formations, fracturing the Taliban alliance, and convinc-

ing many of its constituent commanders that reconciliation is a better path.

Secondly, it is clear that there needs to be a high level of civil-

military teamwork throughout the U.S. leadership in country, both in

112

Understanding War in Afghanistan

the capital and in the eld. Iraq and Afghanistan are proof positive that

personal chemistry can remove obstacles to cooperation but that the

chemistry is not always there. You cannot legislate or direct such chem-

istry, but clarifying intracommand relationships may help. The civilian

surge is working. With over 1,000 U.S. Government civilians in country,

there is now integration of politico-military efforts at the brigade, re-

gional, district-province, and national levels.

Civil and military leaders

at the regional command and brigade levels may well be ahead of their

Washington and Kabul-based superiors in forging adaptive whole-of-

government approaches to problems in Afghanistan. Ambassadors Ryan

Crocker and Marc Grossman will have their work cut out for them.

Third, the coalition needs to work not harder but smarter on the

narcotics problem.

Prots or “taxes” from the narcotics trade fund the

Taliban and corrupt government ofcials. Addiction and drug use are a

growing problem in the region, even in the Afghan National Security

Forces. ISAF should continue to increase its efforts, not against farmers

but drug lords, warehouses, and laboratories. When the drug lord infra-

structure is gone, eradication will become easier and crop substitution

will have a real chance.

Fourth, the United States should develop a regional strategy for South

Asia that in the long run restores appropriate priorities. T.X. Hammes and

former U.S. Ambassador to Pakistan Robert Oakley, both distinguished

National Defense University scholars, have reminded us of an opportunity

cost of the current war in Afghanistan that few have mentioned:

The focus on the war in Afghanistan has prevented the United

States from developing a South Asia strategy rooted in the rela-

tive strategic importance of the nations in the region. India, a

113

Conclusion

stable democracy enjoying rapid growth, clearly has the most po-

tential as a strategic partner. Pakistan, as the home of al Qaeda

leadership and over 60 nuclear weapons, is the greatest threat to

regional stability and growth. Yet Afghanistan absorbs the vast

majority of U.S. effort in the region. The United States needs to

develop a genuine regional strategy.

The authors recommend greater attention to political reform and

economic development in Pakistan, as well as increased attention to

building trust between New Delhi and Islamabad. Long-term postcon-

ict relationships in South and Southwest Asia must be a priority for our

diplomats and strategic planners. Peace between India and Pakistan is

as important for the United States as peace between Israel and its neigh-

bors. Solving the conict in Afghanistan could be a rst link in a chain

of peace in the region.

Finally, the United States, its allies, and the international nancial

institutions need to focus on building Afghan capacity, not just in the

short term in the national security ministries, but across the board in the

civil government and private sectors. Training and advising Afghan secu-

rity forces are important immediate steps, but we must think in terms of

decades about how to help Afghanistan help itself overcome the effects

of 33 years of war. The West must reinforce training and advisory efforts

that help the Afghan government improve governance, rule of law, and

basic enterprise management. U.S. educational institutions should be

encouraged to reach out to Afghan colleges and graduate schools to help

modernize them. While working more closely with province and district

governments is important, it is also true that there will be no end to the

problems of Afghanistan unless there is a functioning government in

114

Understanding War in Afghanistan

Kabul that is linked into the provinces and districts and able to perform

the basic security and welfare functions of a state. A modicum of nation-

building in Afghanistan is in the interest of the United States and its

coalition partners. Even more important is to build Afghan capacity to

develop Afghanistan. In that regard, the new NATO Training Mission–

Afghanistan program for literacy training for Afghan enlisted soldiers may

be a model for others engaged in building capacity in nonmilitary sectors.

Along with capacity-building, harnessing and empowering local commu-

nities will be imperative. People-powered programs, such as the National

Solidarity Program, are key to good governance and local development.

The United States has for a decade argued in its advisory and devel-

opment activities that “teaching people how to sh is better than giving

them sh.” The truth of the matter is, however, that the United States

is superb at providing sh and not very good at teaching people how to

sh, which in this case means building capacity and mentoring. As we

work on building national security and local defense forces, we need to

redouble our efforts at building up Afghan human capital and the institu-

tions of governance that one day will enable the state to stand on its own

two feet as a decent and effective government. If this does not come to

pass, the United States and its allies will ultimately fail in Afghanistan.

115

Suggestions for Further Reading

A number of works are available for those interested in going

deeper into the study of war in Afghanistan. General history should be

the rst stop. I am partial to Martin Ewans, Afghanistan: A Short His-

tory of Its People and Politics, published by Harper Perennial, 2002. A

well-regarded more recent work from the Princeton University Press,

2010, is Thomas Bareld’s Afghanistan: A Cultural and Political His-

tory. Bareld is both an area expert and an anthropologist, and these

qualications add a unique perspective to his work. The political

economy of Afghanistan is also important. The premier source for

this sort of enquiry is Barnett Rubin, The Fragmentation of Afghani-

stan: State Formation and Collapse in the International System, Yale

University Press, 1995 and 2001. Larry Goodson’s Afghanistan’s End-

less War: State Failure, Regional Politics, and the Rise of the Taliban,

University of Washington Press, 2001, covers a good bit of history and

puts Afghanistan’s problems as a failed state in a broader theoretical

context. The 9-hour series of plays by the United Kingdom’s Tricycle

Theater Company entitled The Great Game, directed by Nicolas Kent

and Indhu Rubasingham, is a moving educational experience that

will enlighten viewers on a broad range of historical problems from

-century wars through 21

-century problems. The plays also help

viewers to see local issues through Afghan eyes. On the Soviet-Afghan

war, see Henry Bradsher, Afghanistan and the Soviet Union, from

Duke University Press, 1983, and Lester Grau, The Bear Went Over

the Mountain, NDU Press, 1995. Diego Cordovez and Selig Har-

rison’s Out of Afghanistan, Oxford University Press, 1995, does an

excellent job of covering peacemaking in that war.

116

Understanding War in Afghanistan

Understanding the lives of contemporary Afghans would be a fruit-

ful second step. Sarah Chayes, Punishment of Virtue: Inside Afghanistan

After the Taliban, Penguin Press, 2006, is the story of an American jour-

nalist living, working, and observing tribal politics among the Kandaharis

in the early post-Taliban years. Asne Seierstad’s The Bookseller of Kabul

from Back Bay Books, 2004, is concerned with traditional family life

as experienced by a progressive Kabuli. The popular novels by Khaled

Hosseini, The Kite Runner and A Thousand Splendid Suns, are both

entertaining and educational for Western audiences.

Those interested in the current ghting should rst learn more

about the Taliban. Steve Coll’s encyclopedic Ghost Wars, Penguin

Press, 2004, covers the waterfront from the late 1970s to 2001. Paki-

stani author Ahmed Rashid’s Taliban, originally published in 2000 by

Yale University Press, and its sequel Descent into Chaos: The United

States and the Failure of Nation Building in Pakistan, Afghanistan,

and Central Asia, from Viking-Penguin, 2008, are both topnotch. A

more up-to-date analysis of the Taliban can be found in an anthology

edited by Antonio Giustozzi, Decoding the New Taliban: Insights from

the Afghan Field, published by Columbia University Press, 2009. Also

published by Columbia, Abdul Salam Zaeff, a former Taliban ambas-

sador and current peace activist, wrote My Life with the Taliban, trans-

lated and edited by Alex Strick van Linschoten and Felix Kuehn. If the

reader can wade through the propaganda, exaggeration, and omissions,

he can gain insight into how senior Taliban ofcials think. One of the

best treatments of al Qaeda’s strategy in Afghanistan is Bruce Reidel’s

The Search for Al Qaeda, 2008 and 2010, Brookings Institution Press.

Reidel is a former CIA executive who is now a scholar at the Brookings

Institution in Washington, DC.

117

Suggestions for Further Reading

For more about the current conict, two “graveyard of empires”

books are among the best out there: Seth Jones, In the Graveyard of Em-

pires: America’s War in Afghanistan from Current Affairs-Norton, 2009,

and David Isby, Afghanistan, Graveyard of Empires: A New History of

the Borderlands from Pegasus Books, 2010. The current conict is fu-

eled by the growth, distribution, sales, and “taxes” from illegal narcotics,

particularly opium and hashish. No student should go forth to this war

zone, literally or virtually, without having read Gretchen Peters’s Seeds

of Terror: How Heroin Is Bankrolling the Taliban and Al Qaeda, pub-

lished by Thomas Dunne–St. Martin’s, 2009. On the diplomacy of this

war, James Dobbins’s After the Taliban, Nation-Building in Afghanistan,

Potomac Books, 2008, gives the inside story of the formation of the new

Afghan state. On pre-surge diplomacy, Ronald Neumann’s The Other

War: Winning and Losing in Afghanistan, Potomac Books, 2009, provides

an invaluable record from one of America’s most seasoned diplomats. For

those with a yen for metrics, the rst stop should be Brookings’s Afghani-

stan Index, published quarterly on their Web site, <http://www.brookings.

edu/foreign-policy/afghanistan-index.aspx>, under the direction of Ian

Livingston, Heather Messera, and Michael E. O’Hanlon. For day-to-day

reporting, don’t miss The New America Foundation’s Af-Pak Channel

Daily Brief, edited by Katherine Tidemann and available on the Foreign

Policy Web site, <http://afpak.foreignpolicy.com/dailybrief>.

There is a rich and important literature on Pakistan. In addition

to the books by Coll and Rashid, noted above, I would recommend

Pakistani Ambassador to the United States Husain Haqqani, Pakistan:

Beteween Mosque and Military, published by the Carnegie Endowment

for International Peace, 2005. Marvin Weinbaum and Shuja Nawaz are

also leaders in Pakistan studies. For our purposes, two of their essential

118

Understanding War in Afghanistan

works are Marvin Weinbaum’s Afghanistan and Its Neighbors, published

by United States Institute of Peace in 2006, and Shuja Nawaz’s Crossed

Swords: Pakistan, Its Army, and the Wars Within, published by Oxford

University Press in 2008. Bruce Reidel’s Deadly Embrace: Pakistan, Amer-

ica, and the Future of the Global Jihad, Brookings Institution Press, 2011,

is short and insightful.

The functional areas of counterinsurgency and nation-building

should not be neglected. On counterinsurgency, the U.S. Army/Marine

Corps Counterinsurgency Field Manual, published by the University

of Chicago Press, 2007, should be a rst reference. T.X. Hammes’s

The Sling and the Stone, published by Zenith Press, 2006, and David

Kilcullen’s Accidental Guerrilla, published by Oxford University Press,

2009, are both excellent and bring classical notions of insurgency into

the 21

century. Also important is the Army’s new eld manual on

the softer side of counterinsurgency, FM 3–07, Stability Operations,

published by the University of Michigan Press, 2009. The origins of

the Army’s efforts to learn about COIN and stability operations are

explored in Janine Davidson, Lifting the Fog of Peace: How Americans

Learned to Fight Modern War, University of Michigan Press, 2010.

Experts in counterinsurgency also speak well of Counterinsurgency in

Modern Warfare, a recent volume edited by Daniel Marston and Carter

Malkasian. The dozen or so cases in the Marston-Malkasian volume

present a deep set of lessons and analogies for the practitioner to draw

on. Last but not least, those interested in COIN may wish to dig into

the literature on current ghting in Afghanistan. Two books stand head

and shoulders above the rest. Sebastian Junger’s War, published by Ha-

chette Book Group in 2010, covers erce ghting in the Korengal Val-

ley and is the basis for the award-winning lm Restrepo. Bing West’s The

119

Suggestions for Further Reading

Wrong War: Grit, Strategy, and the Way Out of Afghanistan (Random

House, 2011), like Junger’s book, is an eyewitness account of infantry

combat in Afghanistan. West is a former combat Marine and former

senior Pentagon ofcial, and his book is a must for military people.

On the trials and tribulations of nation-building, a good rst stop

would be the series of RAND publications, done under the supervi-

sion of Ambassador James Dobbins. Novices will nd two of them very

useful: James Dobbins et al., The Beginner’s Guide to Nation-Building,

2007; and James Dobbins et al., America’s Role in Nation-Building:

From Germany to Iraq, 2003.

Dov Zakheim covers the politics of budgets and resources in Wash-

ington in A Vulcan’s Tale: How the Bush Administration Mismanaged the

Reconstruction of Afghanistan (Brookings Institution, 2011).

Beyond these books noted above, the reader will nd many interest-

ing sources in the notes for this volume.

121

Notes

Opening Thoughts

Ronald E. Neumann, The Other War: Winning and Losing in Afghanistan (Wash-

ington, DC: Potomac Books, 2009), 217.

Eric Edelman, Understanding America’s Contested Primacy (Washington, DC: Cen-

ter for Strategic and Budgetary Assessment, 2010), 77.

Introduction

This work relies heavily on Joseph J. Collins, The Soviet Invasion of Afghanistan: A

Study in the Use of Force in Soviet Foreign Policy (Lexington, MA: Lexington Books, 1986);

“Afghanistan: The Path to Victory,” Joint Force Quarterly 54 (3

Quarter, 2009), available

at <http://www.ndu.edu/press/lib/images/jfq-54/16.pdf>; “No Reason to Quit: Afghanistan

Requires Our Greater Effort and Will, Not Less,” Armed Forces Journal 147, no. 3, October

2009, available at <http://www.armedforcesjournal.com/2009/10/4266860/>; “Afghan Rec-

onciliation,” Armed Forces Journal, March 2010, available at <http://www.armedforcesjour-

nal.com/2010/03/4491210/>; and “The Way Ahead in Afghanistan,” Armed Forces Journal,

July 2010, available at <http://www.armedforcesjournal.com/2010/07/4653525>.

Chapter 1

The best readily available sources for geographic, economic, and demographic

information on Afghanistan are U.S. Department of State, Background Note: Afghanistan,

March 2010, available at <http://www.state.gov/r/pa/ei/bgn/5380.htm>; and Central Intel-

ligence Agency, The World Factbook, pages on Afghanistan, October 2010, available at

<https://www.cia.gov/library/publications/the-world-factbook/geos/af.html>.

U.S. Institute of Peace (USIP), “Remarks with Afghan President Hamid Karzai

in a Moderated Conversation” [with Secretary Hillary Clinton and Ambassador Wil-

liam Taylor, the moderator], May 13, 2010, available at <http://www.state.gov/secretary/

rm/2010/05/141825.htm>. The U.S. Geological Service estimates the value at $1 trillion.

I rst heard Lieutenant General Eikenberry say this in 2005 both in Kabul and in

Washington, DC.

122

Understanding War in Afghanistan

For a standard source on modern-day Pashtun tribal issues, see Tom Johnson and

M. Chris Mason, “No Sign until the Burst of Fire: Understanding the Pakistan-Afghanistan

Frontier,” International Security 32, no. 4 (Spring 2008), 41–77.

See Thomas Bareld, Afghanistan: A Cultural and Political History (Princeton, NJ:

Princeton University Press, 2010), 26–27.

Louis Dupree, Afghanistan (Princeton, NJ: Princeton University Press, 1980),

125–127.

Ahmed Rashid, Taliban: Militant Islam, Oil, and Fundamentalism in Central Asia,

ed. (New Haven, CT: Yale University Press, 2000), 32.

On Abdur Rahman Khan, the Iron Emir, see Martin Ewans, Afghanistan: A Short

History of Its People and Politics (New York: Harper Perennial, 2002), 98–111. The quota-

tion can be found in Dupree, Afghanistan, 415.

Chapter 2

The rivalry between eastern and southern Pashtuns is highlighted in Bareld.

Troop strength for the “Army of the Indus” from ibid., 114.

For a précis of the Anglo-Afghan wars, see ibid., 111–163; and Ewans, Afghani-

stan: A Short History, 59–117. On how Abdur Rahman Khan ruled and how he used

the subsidy, see Barnett Rubin, The Fragmentation of Afghanistan: State Formation

and Collapse in the International System (New Haven, CT: Yale University Press,

1995), 48–53.

Rudyard Kipling, “The Young British Soldier,” available at <http://www.theotherp-

ages.org/poems/kiplin11.html>.

Ewans, 118–119.

On the civil war, see Bareld, 188–195.

U.S. Embassy, Kabul, Policy Review: A U.S. Strategy for the ’70s, 1, annex, June

1971. Emphasis in the original has been removed. Similar formulations were repeated up

until the late 1970s. See also analysis in Henry S. Bradsher, Afghanistan and the Soviet

Union, 1

ed. (Durham, NC: Duke University Press, 1983), 51–52.

Rubin, 52.

Larry Goodson, Afghanistan’s Endless War: State Failure, Regional Politics, and the

Rise of the Taliban (Seattle: University of Washington Press, 2001), 25.

123

Notes

Chapter 3

For an eyewitness analysis of the coup, see Louis Dupree, “Red Flag Over the Hindu

Kush, Part II: The Accidental Coup or Taraki in Blunderland,” American Universities Field

Staff Review, no. 45, September 1979.

Patrick Garrity, “The Soviet Military Stake in Afghanistan: 1956–1979,” Journal of

the Royal United Services Institute (September 1980), 33.

Working Transcript of the Meeting of the Politburo, Re: Deterioriation of the

Conditions in DRA and Possible Responses from Our Side, March 17, 1979. This docu-

ment can be found in the Storage Center for Contemporary Documentation, Moscow,

Fond 89, Perechen 25, Dokument 1. The English translation was done under the

auspices of the Norwegian Nobel Institute for their 1995 Nobel Symposium, Oslo,

September 1995.

For an excellent summary of Soviet decisionmaking on the invasion based

largely on declassied documents, see Diego Cordovez and Selig Harrison, Out of

Afghanistan: The Inside Story of the Soviet Withdrawal (New York: Oxford University

Press, 1995), 35–49.

Central Committee of the Communist Party of the Soviet Union Memorandum,

Subject: Regarding Events in Afghanistan during 27–28 December 1979, number 2519–A,

dated December 31, 1979, 1. This document can be found in the Storage Center for Con-

temporary Documentation, Moscow, Fond 89, Perechen 42, Dokument 10. The English

translation here was done under the auspices of the Norwegian Nobel Institute for their

1995 Nobel Symposium, Oslo, September 1995.

On the salience of the year 1979, see Dan Caldwell, Vortex of Conict: U.S. Policy

Toward Afghanistan, Pakistan and Iraq (Stanford, CA: Stanford University Press, 2011), 23–26.

Some sources put the highest Soviet troop strength at 115,000. On invasion and

subsequent ghting, see Collins, The Soviet Invasion of Afghanistan, 77–164, and Bradsher,

169–239; on Soviet tactics, Lester Grau, ed., The Bear Went Over the Mountain: Soviet

Combat Tactics in Afghanistan (Washington, DC: National Defense University Press,

1995); and on mujahideen tactics, Ali Ahmad Jalali and Lester Grau, The Other Side of

the Mountain: Mujahidin Tactics in the Soviet-Afghan War (Quantico, VA: Marine Corps

Combat Development Command, 1998).

Bruce Reidel, Deadly Embrace: Pakistan, America, and the Future of the Global

Jihad (Washington, DC: Brookings Institution, 2011), 27.

124

Understanding War in Afghanistan

Collins, The Soviet Invasion of Afghanistan, 145.

For a précis of all of the Peshawar Seven groups, see Goodson, 189–193.

See, for example, Artemy Kalinovsky, “Afghanistan Is the New Afghanistan,” Foreign

Policy, September 2009, available at <http://www.foreignpolicy.com/articles/2009/09/04/

afghanistan_is_the_new_afghanistan>.

Two excellent books about contemporary war in Afghanistan use “graveyard of

empires” in their titles. David Isby, Afghanistan, Graveyard of Empires: A New History of

the Borderlands (New York: Pegasus Books, 2010); and Seth Jones, In the Graveyard

of Empires: America’s War in Afghanistan (New York: W.W. Norton, 2009).

There are also articles trumpeting the Vietnam-Afghanistan parallel. For one ex-

ample, see Tom Johnson and M. Chris Mason, “Saigon 2009,” Foreign Policy, August 20,

2009, available at <http://www.foreignpolicy.com/articles/2009/08/20/saigon_2009>. The

Vietnam analogy does not carry water where the scope and scale of the conict are con-

cerned. Another anomalous item in that comparison is the salience of Soviet and Chinese

security assistance and the existence of a massive and highly professional North Vietnamese

army. This modern, mechanized army was the nal instrument of defeat for the South

Vietnamese government, not indigenous South Vietnamese guerrillas. There is no such

factor in the current conict in Afghanistan.

Brookings Institution, Afghanistan Index, October 2010, gure 4.12, shows Tali-

ban approval ratings totaling 10 percent; available at <http://www.brookings.edu/~/me-

dia/Files/Programs/FP/afghanistan%20index/index.pdf>. The strength of today’s Taliban

is the author’s estimate, based on conversations with various intelligence analysts. On

current Taliban troop strength, see the Associated Press story by Slobodan Lekic, “Taliban

Numbers Unaffected by Allied Troop Surge,” Boston Globe, January 7, 2010, available at

<http://www.boston.com/news/world/europe/articles/2011/01/07/taliban_numbers_unaf-

fected_by_allied_troop_surge/>.

Chapter 4

For a short but excellent account of Najibullah’s competition with the mujahideen,

see Ewans, 238–260.

Ibid., 252.

Rashid, 27–28.

125

Notes

Ewans, 255.

Grisly pictures of Najibullah’s demise can be found in ibid., plate 34, near page 149.

Goodson puts the percentage of terrain controlled by the Northern Alliance at only

3 to 10 percent of the country. Goodson, 86.

Olivier Roy as quoted in Donald Wright et al., A Different Kind of War: The U.S.

Army in Operation Enduring Freedom, October 2001–2005 (Fort Leavenworth, KS: Com-

bat Studies Institute Press, May 2010), 19.

As broadcast on Radio Sharia, Kabul, and recorded in Asne Seierstad, The Bookseller

of Kabul (New York: Back Bay Books, 2003), 80–83.

A summary on the zoo can be found in National Geographic News, June 10,

2002, available at <http://news.nationalgeographic.com/news/2002/06/0610_020610_ka-

bulzoo_2.html>.

For a concise assessment of sociocultural change under the Taliban, see Goodson,

127–132.

On Osama bin Laden in Afghanistan, see Lawrence Wright, The Looming Tower:

Al-Qaeda and the Road to 9/11 (New York: Alfred Knopf, 2006), 99–120.

On Osama in Sudan and Afghanistan, see ibid., 145–300.

Reidel, Deadly Embrace, 55. Citing Gilles Doronsoro, Reidel claims that bin Laden

married one of Mullah Omar’s daughters. Other books regard the marriage as an unsub-

stantiated claim. See William Maley, The Afghanistan Wars, 2

ed. (London: Palgrave

MacMillan, 2009), 213.

Jones, 93.

The 9/11 Commission Report: Final Report of the National Commission on Terrorist

Attacks Upon the United States (New York: W.W. Norton and Co., 2004), 67.

The fatwa is analyzed in Bernard Lewis, “License to Kill: Osama bin Ladin’s Dec-

laration of Jihad,” Foreign Affairs (November/December 1998), available at <http://www.

foreignaffairs.com/articles/54594/bernard-lewis/license-to-kill-usama-bin-ladins-declaration-

of-jihad>.

Ibid.

The 9/11 Commission Report, 116–117.

Ibid., 66.

126

Understanding War in Afghanistan

Chapter 5

A version of a complete al Qaeda strategy is laid out in Bruce Reidel, The Search for

Al Qaeda: Its Leadership, Ideology, and Future (Washington, DC: Brookings Institution,

2010), 121–133. Reidel believes that al Qaeda sought as a rst strategic step to entice the

United States to engage in “bleeding wars” in Afghanistan and Iraq.

For the full text of the Public Law 107–40, passed by the 107

Congress, “To autho-

rize the use of United States Armed Forces against those responsible for the recent attacks

launched against the United States,” September 18, 2001, see <http://www.gpo.gov/fdsys/

pkg/PLAW-107publ40/html/PLAW-107publ40.htm>.

James Dobbins (Ambassador), After the Taliban: Nation-Building in Afghanistan

(Washington, DC: Potomac Books, 2008), 47.

The author acknowledges help on understanding Pakistani thinking from Dr.

Thomas F. Lynch III of NDU’s Institute for National Strategic Studies.

For an interesting look at the early war, see Stephen Biddle, “Afghanistan and the

Future of Warfare,” Foreign Affairs (May 2003), available at <http://www.foreignaffairs.com/

articles/58811/stephen-biddle/afghanistan-and-the-future-of-warfare>.

Remarks by U.S. Secretary of Defense Donald Rumsfeld, National Defense Univer-

sity, Fort Lesley J. McNair, Washington, DC, January 31, 2002, available at <http://www.

defense.gov/speeches/speech.aspx?speechid=183>.

The best critical work on this subject is Sean Naylor, Not a Good Day to Die: The

Untold Story of Operation Anaconda (New York: Berkley Books, 2005). The Army’s ofcial

assessment can be found in Donald Wright et al., 127–179.

Jones, 127.

For the full text of the December 2001 Bonn Agreement, formally known as the

Agreement on Provisional Arrangements in Afghanistan Pending the Re-Establishment of

Permanent Government Institutions, see <http://www.afghangovernment.com/AfghanAgree-

mentBonn.htm>.

For an inside account of the Bonn process, see Dobbins, 51–97. For an account of

life in Kandahar in the early postwar period and dominance of local warlords, see Sarah

Chayes, The Punishment of Virtue: Inside Afghanistan after the Taliban (New York: Penguin

Press, 2006).

The current United Nations Security Council Resolution 1943, October 13, 2010,

is available at <http://www.un.org/Docs/sc/unsc_resolutions10.htm>.

127

Notes

James Dobbins et al., America’s Role in Nation-Building: From Germany to Iraq

(Santa Monica, CA: RAND, 2003), 156–159.

Chapter 6

As reported in FM 3–24 Marine Corps Warghting Publication 3–33.5, Counter-

insurgency (Chicago: University of Chicago Press, 2007), paragraph 1-2, 2. All subsequent

citations to this document will be the University of Chicago Press version.

Robert Taber, War of the Flea: The Classical Study of Guerrilla Warfare (Washing-

ton, DC: Brassey’s, Inc., 2002), 20.

The most basic text was by Mao Zedong, trans. Samuel B. Grifth II, On Guerrilla

Warfare (Urbana: University of Illinois Press, 2000).

The best analysis of the typology of insurgency can be found in Bard E. O’Neill,

Insurgency and Terrorism: From Revolution to Apocalypse, 2

ed., revised (Washington,

DC: Potomac Books, 2005).

David Galula, Counterinsurgency Warfare: Theory and Practice (Westport, CT:

Praeger, 2006), 63.

Ibid., 54.

The authors of FM 3–24 credit Max Manwaring, the author of the SWORD Model,

or the Manwaring Paradigm, for this insight on legitimacy. The Manwaring Paradigm em-

phasizes the importance of legitimacy. The manual’s analysis of legitimacy can be found

in FM 3–24, paragraphs 1-113 through 1-120, on pages 37–39. One can nd a summary of

Manwaring’s legitimacy-centered model in Edwin Corr and Stephen Sloan, eds., Low-In-

tensity Conict: Old Threats in a New World (Boulder, CO: Westview Press, 1992), 12–16.

FM 3–24, paragraph 1-116, on page 38.

Ibid., paragraphs 5-7 through 5-49, on pages 154–173.

For counterinsurgency (COIN) as the combination of various types of military

operations (offense, defense, and stability operations), see the rst illustration in FM 3–24,

gure 1-1, 35.

Mark Moyar, A Question of Command: Counterinsurgency from the Civil War to

Iraq (New Haven: Yale University Press and Yale Library of Military History, 2009), 1–13.

These pages briey summarize various approaches to counterinsurgency. The short quota-

tion is on page 3.

128

Understanding War in Afghanistan

The author thanks Jacqueline Hazelton of Harvard’s Belfer Center for assistance in

clarifying issues related to population-centric COIN and counterguerrilla-focused efforts.

T.X. Hammes, in The Sling and the Stone: On War in the 21

Century (St. Paul, MN:

Zenith Press, 2006), popularized the term fourth generation warfare, or evolved insurgency.

The following article stresses the importance of multiple lines of operation,

with Information Operations running throughout all of them: LTG David Barno, USA,

“Fighting ‘the Other War’: Counterinsurgency Strategy in Afghanistan, 2003–2005,”

Military Review 87, no. 5 (September–October 2007), available at <http://usacac.army.

mil/CAC2/MilitaryReview/Archives/English/MilitaryReview_20071031_art006.pdf> .

David Kilcullen, The Accidental Guerrilla: Fighting Small Wars in the Midst of a

Big One (New York: Oxford University Press, 2009), xiii–xix, 28–38.

Private conversations between the author and intelligence analysts, 2009 and 2010.

The late Special Envoy for Afghanistan and Pakistan, Ambassador Richard Holbrooke, also

believed that charitable donations to the Taliban were more lucrative than drug-trafcking.

This fact was a staple of his public presentations.

On the dominance of narcotics-related issues in the war in Afghanistan, see Gretch-

en Peters, Seeds of Terror: How Heroin is Bankrolling the Taliban and Al Qaeda (New York:

Thomas Dunne Books of St. Martin’s Press, 2009), 14–20.

FM 3–24, paragraphs 5-90 to 5-116, on page 188–197; and David Kilcullen, Coun-

terinsurgency (New York: Oxford University Press, 2010), 51–83.

Galula, 11–28.

FM 3–24, paragraph 1-67, 22–23, discusses troop-to-population ratios.

Chapter 7

On comparative development, see the UN Development Program’s Human De-

velopment Index and report, available at <http://hdr.undp.org/en/statistics/>. This report

includes economics, education, health, security, and many other factors. Afghanistan has

consistently been in the bottom 10 countries in the world. Along with the Department of

State Background Notes, and the CIA World Factbook, there are many statistics on aid to

Afghanistan on USAID’s Web site at <http://afghanistan.usaid.gov/en/index.aspx>.

Ashraf Ghani and Clare Lockhart, Fixing Failed States (New York: Oxford University

Press, 2008), 75.

129

Notes

For a new study on the evolution of NATO’s commitment to Afghanistan, see

Andrew Hoehn and Sarah Harting, Risking NATO: Testing the Limits of the Alliance in

Afghanistan (Santa Monica, CA: RAND, 2010), 25–40.

The current Constitution of Afghanistan, Afghan Year 1982, can be found in English

at <http://www.afghan-web.com/politics/current_constitution.html> and its 1964 predeces-

sor at <http://www.afghan-web.com/history/const/const1964.html>.

Author’s calculation using the U.S. Embassy chart and an estimate of 28 million

Afghans. Note that U.S. assistance throughout this operation has been more than the

equal of all other aid from all other sources. International funds do not include non-

U.S. international security assistance expenditures unless they are reected in national

aid totals.

Dobbins et al., 146, 157–158.

USAID statistics are from <http://afghanistan.usaid.gov/en/index.aspx> and a pre-

sentation by General Petraeus at RUSI, October 15, 2010, available at <http://www.rusi.

org/events/past/ref:E4CB843C349F2E>.

Kenneth Katzman, Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

(Washington, DC: Congressional Research Service, August 17, 2010), 88–90, available at

<http://assets.opencrs.com/rpts/RL30588_20100817.pdf>.

Prior to 2004, the PRTs had a chain of command separate from troop units. That

was ended by Lieutenant General Barno, in part to create more unity of command and in

part to free up Civil Affairs assets.

Written comment of anonymous NATO Supreme Headquarters Allied Powers

Europe (SHAPE) reviewer to the author, November 18, 2010.

U.S. figures to 2009 come from Kenneth Katzman, Afghanistan: Post-Taliban

Governance, Security, and U.S. Policy (Washington, DC: Congressional Research

Service, September 17, 2010), table 21, 91. Foreign data are adapted from Brookings,

Afghanistan Index, table 3.15, available at <http://www.fas.org/sgp/crs/row/RL30588.

pdf>.

Hoehn and Harting, 33.

USAID statistics at <http://afghanistan.usaid.gov/en/index.aspx>.

Galula, 6–7.

Data from U.S. Central Command, various briengs.

130

Understanding War in Afghanistan

For data on casualties and causes of death, see Brookings, Afghanistan Index, tables

1.21 and 1.22, available at <http://www.brookings.edu/~/media/Files/Programs/FP/afghani-

stan%20index/index.pdf>.

SHAPE reviewer.

Examples of night letters are in a USCENTCOM release, available at <http://

centcom.dodlive.mil/2010/08/29/taliban-aims-to-hinder-development-by-threatening-

civilian/>.

Testimony of (former) Under Secretary of State James K. Glassman before the Sen-

ate Foreign Relations Committee, March 10, 2010, available at <http://mountainrunner.

us/les/congress/testimony/SFRC_20100310-GlassmanTestimony100310p.pdf>.

United Nations Assistance Mission in Afghanistan, Annual Report on Protection

of Civilians in Armed Conict, August 2010, available at <http://unama.unmissions.org/

Portals/UNAMA/Publication/August102010_MID-YEAR%20REPORT%202010_Protec-

tion%20of%20Civilians%20in%20Armed%20Conict.pdf>; and Brookings, Afghanistan

Index, gure 1.29.

A short history of ISAF can be found at <http://www.isaf.nato.int/history.html>.

Greg Miller and Josh Partlow, “U.S., Afghanistan Plan to Screen Cash

at Kabul Airport to Prevent Corruption,” The Washington Post, August 20, 2010,

available at <http://www.washingtonpost.com/wp-dyn/content/article/2010/08/20/

AR2010082004049.html>.

ISAF J1 statistics from NTM–A brieng at NDU; and Brookings, Afghanistan

Index, table 1.27.

Conversations with various active and retired senior ofcers from USCENTCOM

and U.S. Forces–Afghanistan, 2008.

See account in Ronald E. Neumann, The Other War: Winning and Losing in

Afghanistan (Washington, DC: Potomac Books, 2009), 41–50.

Sean Maloney, “Afghanistan: Not the War It Was,” Policy Options (Canada), (No-

vember 2010), 44.

Various ABC–BBC and Asia Foundation Polls, 2005–2009. For January 2010

ABC–BBC polls, see <http://abcnews.go.com/images/PollingUnit/1099a1Afghanistan-

WhereThingsStand.pdf>; and for October 2009 Asia Foundation polls see <http://asia-

foundation.org/resources/pdfs/Afghanistanin2009.pdf>.

131

Notes

Chapter 8

Many senior ofcials in Afghanistan dislike the surge term for various reasons. It is

used here because it is commonly used in the United States. One should exercise great

caution in drawing analogies between the Afghan surge and the complicated events of

the surge in Iraq.

Conversations between the author and two senior NSC ofcials, as well as a scholar

who later participated in the review, spring 2010. This is also discussed in detail in Bob

Woodward, Obama’s Wars (New York: Simon & Schuster, 2010), 40–44.

Woodward, 88–90, 99–109.

White Paper of the Interagency Policy Group’s Report on U.S. Policy toward

Afghanistan and Pakistan, March 27, 2009, available at <http://www.whitehouse.

gov/assets/documents/Afghanistan-Pakistan_White_Paper.pdf>. The short quotation

is on page 6.

General Stanley A. McChrystal, USA, COMISAF’s Initial Assessment (declassied

and redacted), August 30, 2009, available at <http://media.washingtonpost.com/wp-srv/

politics/documents/Assessment_Redacted_092109.pdf>.

Michael E. O’Hanlon, “Staying Power: The U.S. Mission in Afghanistan, Beyond

2011,” Foreign Affairs (September/October 2010), 70.

The best record of Washington decisionmaking at this point is Woodward, Obama’s Wars.

Eric Schmitt, “U.S. Envoy’s Cables Show Worries on Afghan Plans,” The New

York Times, January 25, 2010, available at <http://www.nytimes.com/2010/01/26/world/

asia/26strategy.html?_r=1&ref=karl_w_eikenberry>.

Greg Jaffe, Scott Wilson, and Karen de Young, “U.S. Envoy Resists Increase in

Troops,” The Washington Post, November, 12, 2009, available at <http://www.washington-

post.com/wp-dyn/content/article/2009/11/11/AR2009111118432.html>.

President Obama, “Remarks by the President in Address to the Nation on the Way

Forward in Afghanistan and Pakistan,” West Point, New York, December 1, 2009, avail-

able at <http://www.whitehouse.gov/the-press-ofce/remarks-president-address-nation-way-

forward-afghanistan-and-pakistan>.

Brookings, Afghanistan Index, gure 1.15.

O’Hanlon, 71; latest strength gures are in the unpublished Headquarters, ISAF,

Public Affairs Message Guidance (unclassied), November 18, 2010.

132

Understanding War in Afghanistan

Presentation by a U.S. Army general ofcer in a nonattribution setting, Washington,

DC, February 2, 2011.

West Point speech.

A nonattribution presentation by a U.S. Army general ofcer at National Defense

University, February 7, 2011.

For a précis of NTM–A’s accomplishments and problems, see NTM–A, Year in

Review: November 2009 to November 2010, available at <http://www.ntm-a.com/documents/

enduringledger/el-oneyear.pdf>.

Multiple conversations with a senior USAID employee deployed in Regional Com-

mand–East for multiple tours, summer and fall 2010.

The plan is available at <http://www.comw.org/qdr/fulltext/0908eikenberryandm

cchrystal.pdf>.

The late Ambassador Richard Holbrooke also conrmed increased pressure on the

enemy in his remarks at The Atlantic’s and National Journal’s Washington Ideas Forum,

held at the Newseum, Washington, DC, October 1, 2010. The author here draws on his

own notes from the presentation. See also Dexter Filkins, “U.S. Uses Attacks to Nudge

Taliban Toward a Deal,” The New York Times, October 14, 2010, available at <http://www.

nytimes.com/2010/10/15/world/asia/15afghan.html>.

ISAF Joint Command–Afghanistan, “Afghan, Coalition Forces Tally Another Suc-

cessful Month in Afghanistan,” news release, IJC Public Affairs Ofce, October 1, 2010.

ISAF, Public Affairs Message Guidance. For a pessimistic interpretation of late fall

security developments in Afghanistan, see “Special Report: November 2010 in Afghani-

stan,” NightWatch, January 30, 2011.

Chapter 9

Much of this section draws on Collins, “Afghan Reconciliation” and “The Way Ahead

in Afghanistan.” The author admits to being a conservative and an optimist on Afghanistan.

Many are more pessimistic and favor a rapid drawdown. Some of their works are cited below.

For a recent estimate that puts Taliban strength at only 25,000, see Slobodan

Lekic, “Taliban Strength Unaffected by Allied Surge,” The Washington Post, January 6,

2011, available at <http://www.washingtonpost.com/wpdyn/content/article/2011/01/06/

AR2011010602522.html>.

133

Notes

Peter Bergen et al., The Year of the Drone: An Analysis of U.S. Drone Strikes in

Pakistan, 2004–2010, available at <http://counterterrorism.newamerica.net/drones>.

U.S. Institute of Peace (USIP), “Remarks with Afghan President Hamid Karzai,”

May 13, 2010, available at <http://www.state.gov/secretary/rm/2010/05/141825.htm>. On

the Biden trip, see Ray Rivera, “Biden Assures Karzai of Aid from U.S. Beyond 2014,”

The New York Times, January 11, 2011, available at <http://www.nytimes.com/2011/01/12/

world/asia/12afghan.html>.

Operation Enduring Freedom casualty data can be found at <http://icasualties.org/oef/>.

Author’s notes of General Kayani’s presentation at the New America Foundation,

Washington, DC, March 25, 2010.

From ISAF J1 statistics. See also, Brookings, Afghanistan Index, gure 1.27, 14,

and the December 2010 update of the index at <http://www.brookings.edu/~/media/Files/

Programs/FP/afghanistan%20index/index.pdf>.

On U.S. polls, see The New York Times, October 15 and 16, 2010, summarized at

<http://atwar.blogs.nytimes.com/2010/10/15/afghan-war-is-off-the-voters-radar/>.

Jens Ringsmose and Christopher Schnaubelt, “Sharing the Burden in Afghanistan?

An Appraisal of NATO’s ISAF Mission,” unpublished paper, September 2010, 1, 17–18,

cited with the permission of Dr. Schnaubelt. See also Andrew Hoehn and Sarah Harting,

Risking NATO: Testing the Limits of the Alliance in Afghanistan (Santa Monica, CA:

RAND, 2010), 51, gure 4.

This was the cost estimate in the President’s nal decision memorandum before

the surge. See Woodward, 390.

David S. Cohen, U.S. Department of Treasury, “Treasury Ofcial on Terrorist

Finance in Afghanistan, Pakistan,” available at <http://www.america.gov/st/texttranseng-

lish/2010/January/20100128150308eaifas0.2595026.html#ixzz0zhrc8EXS>.

Alex Rodriguez and Laura King, “Reconciliation Efforts with Afghan Militants Face

Major Obstacle,” Los Angeles Times, June 29, 2010, available at <http://articles.latimes.

com/2010/jun/29/world/la-fg-pakistan-haqqani-20100630/3>.

Scott Shane, “Pakistan’s Plan on Afghan Peace Leaves U.S. Wary,” The New

York Times, June, 27, 2010, available at <http://www.nytimes.com/2010/06/28/world/

asia/28taliban.html>.

Ruth Rene, ed., Afghanistan in 2010: A Survey of the Afghan People (San Francisco:

Asia Foundation, 2010), 18, gure 2.2; 72, gure 7.1.

134

Understanding War in Afghanistan

Michael Hastings, “The Runaway General,” Rolling Stone, June 22, 2010, available

at <http://www.rollingstone.com/politics/news/17390/119236>.

Detailed reports on the National Solidarity Plan can be found at <http://www.

nspafghanistan.org/>.

The communiqué of the Kabul International Conference on Afghanistan, July

2010, available at <http://unama.unmissions.org/Portals/UNAMA/Documents/Kabul%20

Conference%20Communique.pdf>.

For the basic COMISAF COIN Contracting Guidance, see <http://www.isaf.nato.

int/images/stories/File/100908-NUI-COMISAF%20COIN%20GUIDANCE.pdf>.

James Risen, “U.S. Identies Vast Mineral Riches in Afghanistan,” June 13,

2010, available at <http://www.nytimes.com/2010/06/14/world/asia/14minerals.html>.

In Karzai’s May 13, 2010 presentation at USIP, there was speculation by his party that

the value of the minerals may be as much as $3 trillion. See transcript at <http://www.

state.gov/secretary/rm/2010/05/141825.htm>. The U.S. Geological Survey estimates

the total at $1 trillion. See Under Secretary Stephen Hormats, “Remarks at Afghani-

stan Minerals Roadshow,” September 29, 2010, available at <http://www.state.gov/e/rls/

rmk/2010/149240.htm>.

For a thoughtful examination of Indian-Afghan relations, see C. Christine Fair,

India in Afghanistan and Beyond: Opportunities and Constraints (New York: Century

Foundation, 2010).

Sandy Berger and Richard Armitage, chairs, Independent Task Force Report: U.S.

Strategy for Pakistan and Afghanistan (New York: Council on Foreign Relations, November

2010), 21. The author of this monograph was a member of the task force but disagreed

with some of its conclusions.

Ibid., 38.

See the ofcial declaration by NATO’s heads of state entitled Lisbon Summit

Declaration, available at <http://www.nato.int/cps/en/natolive/ofcial_texts_68828.

htm?mode=pressrelease>. For Karzai’s statement, see the transcript at USIP, “Remarks

with Afghan President Hamid Karzai,” May 13, 2010, available at <http://www.state.gov/

secretary/rm/2010/05/141825.htm>.

U.S. Army general ofcer, February 7, 2011.

For a different view that argues for an immediate and rapid drawdown of U.S.

troops, see Afghanistan Study Group, A New Way Forward: Rethinking U.S. Strat-

135

Notes

egy in Afghanistan (Washington, DC: Afghanistan Study Group, 2010), available at

<http://www.afghanistanstudygroup.org/read-the-report/>. For a critique of this report,

see Joseph Collins, “No Way Forward: Afghanistan Study Group Report Falls Short,”

Armed Forces Journal, November 2010, available at <http://www.armedforcesjournal.

com/2010/11/4858188>.

U.S. Army general ofcer, February 2, 2011.

For Mullah Omar’s guidance, see Code of Conduct for the Mujahidin of the Islamic

Emirate of Afghanistan, August 2010, an unclassied document translated by the U.S.

Government’s Open Source Center, August 2010.

Dexter Filkins, “The Taliban Don’t Seem Ready to Talk,” The New York Times, Jan-

uary 23, 2010, available at <http://www.nytimes.com/2010/01/24/weekinreview/24lkins.

html?_r=1&scp=1&sq=dexter%20lkins%20king%20of%20saudi%20arabia&st=cse>.

David Rohde, “7 Months, 10 Days in Captivity,” The New York Times, Octo-

ber 18, 2009, available at <http://www.nytimes.com/2009/10/18/world/asia/18hostage.

html?pagewanted=2&sq=david%20rohde%20october%202009&st=cse&scp=1>.

Peter Bergen, “The Front: The Taliban-Al Qaeda Merger,” The New Republic,

October 19, 2009, available at <http://www.tnr.com/article/world/the-front>.

Claudio Franco, “The Tehrik-E Taliban Pakistan,” in Decoding the New Taliban:

Insights from the Afghan Field, ed. Antonio Giustozzi (New York: Columbia University

Press, 2009), 282. For a more authoritative statement by a leader of the Pakistani Taliban,

see Chris Allbritton, “Pakistan Taliban Commander Vows to Expand Fight,” Reuters, Sep-

tember 29, 2010, available at <http://www.alertnet.org/thenews/newsdesk/SGE68R0IU.

htm>. For a full exposition of the complex al Qaeda–Taliban relationship, see Reidel, The

Search for Al Qaeda, 61–84, 116–124.

For details on the progress of the NATO Training Mission in Afghanistan in 2010,

see their rst year anniversary report, available at <http://www.ntm-a.com/documents/en-

duringledger/el-oneyear.pdf>.

Conclusion

See interview with Major General Curtis M. “Mike” Scaparrotti, USA, commander

of Regional Command–East (RC–East), June 3, 2010, available at <http://www.defense.

gov/transcripts/transcript.aspx?transcriptid=4628>. General Scaparrotti and his civilian

136

Understanding War in Afghanistan

deputy, Dawn Liberi, noted that there would be nearly 300 civilian experts in RC–East

by the end of 2010. A recently returned commander of a brigade in that region spoke in

spring 2010 to an NDU audience concerning the unity of effort on stability operations and

reconstruction that takes place at every level of command. There is competent stafng on

all lines of operation—security, stabilization, development, government, rule of law—down

to the brigade level. The best gures on civilian strength appear in Brookings, Afghanistan

Index, table 1.15, 9.

A mea culpa: for 4 years in the rst Bush administration, I worked hard to keep

defense and military assets out of counternarcotics work. Our thought then was that com-

bating the insurgency was much more important than eradication efforts. The truth is

that counternarcotic operations are essential for good counterinsurgency and for lowering

governmental corruption and improving governance. I still believe that there is little need

for eradication work until the drug lords’ infrastructure has been demolished.

The irreplaceable text on this subject is Peters, Seeds of Terror.

Robert B. Oakley and T.X. Hammes, Prioritizing Strategic Interests in South Asia,

INSS Strategic Forum, no. 256 (Washington, DC: NDU Press, June 2010), 1.

This paragraph is a slightly revised version of the author’s letter to the editor on

Afghanistan issues in Joint Force Quarterly 58 (3

Quarter, 2010).

137

About the Author

Dr. Joseph J. Collins is currently Professor of Strategy at the

National War College in Washington, DC. From 2001 to 2004, he was

Deputy Assistant Secretary of Defense for Stability Operations and

very active in plans and policy for the war in Afghanistan, as well as

in the initial planning for Operation Iraqi Freedom. A retired Army

colonel, he is a veteran of over a decade’s service in the Pentagon,

and has taught at the United States Military Academy at West Point,

Georgetown University, and Columbia University. Professor Collins’s

many publications include books on the study of Soviet policy toward

Afghanistan, international relations theory, and U.S. military culture.

He has spent the last few years teaching and writing on the war in

Afghanistan. Professor Collins is also the author of Choosing War: The

Decision to Invade Iraq and Its Aftermath (NDU Press, 2008). A life

member of the Council on Foreign Relations, he holds a doctorate in

Political Science from Columbia University.

Tara Parekh (NDU Press)